What public Form 5500 filings show about the Compliance Plus Services Inc. 401(k) plan — and how to find and check your own account.
Compliance Plus Services Inc. (EIN 68-0493768) reports COMPLIANCE PLUS SERVICES INC 401K PROFIT SHARING PLAN AND TR on its most recent Form 5500, with $2.3M in plan assets across 23 active participants. Form 5500 is the annual report employers file with the U.S. Department of Labor for their retirement plans, and it’s public.
See the full Compliance Plus Services Inc. filing — schedules, fees, and providers.
Compliance Plus Services Inc.’s Form 5500 doesn’t separately disclose a recordkeeper we can confirm. The firms named on its Schedule C are service providers — which can include investment managers, trustees, and auditors, and are not necessarily the company that runs your account. To find who runs your 401(k), check your enrollment paperwork or a recent statement, or ask Compliance Plus Services Inc.HR for the recordkeeper’s name and login.
