CETERA FINANCIAL GROUP, INC. 401(k) Plan
What public Form 5500 filings show about the CETERA FINANCIAL GROUP, INC. 401(k) plan — and how to find and check your own account.
The CETERA FINANCIAL GROUP, INC. 401(k) on its latest Form 5500
CETERA FINANCIAL GROUP, INC. (EIN 30-0588666) reports CETERA FINANCIAL GROUP, INC. 401(K) SAVINGS PLAN on its most recent Form 5500, with $386.6M in plan assets across 3,070 active participants. Form 5500 is the annual report employers file with the U.S. Department of Labor for their retirement plans, and it’s public.
See the full CETERA FINANCIAL GROUP, INC. filing — schedules, fees, and providers.
Who runs the CETERA FINANCIAL GROUP, INC. 401(k)?
The plan’s recordkeeper — the firm that runs the website and statements where you check your balance, change contributions, and manage your account — is Empower, based on the plan’s Schedule C service-provider disclosure. That’s the login you use for your CETERA FINANCIAL GROUP, INC. 401(k).
Other service providers named on the filing (investment managers, trustees, auditors — not necessarily the recordkeeper): SAGEVIEW ADVISORY GROUP, EMPOWER ADVISORY GROUP, QDRO CONSULTANTS, SINGER LEWAK LLP.
How to check your CETERA FINANCIAL GROUP, INC. 401(k)
- Log in to Empower’s participant portal (the site on your statements).
- Ask CETERA FINANCIAL GROUP, INC. HR or benefits for the recordkeeper name and enrollment link.
- Left the company? Your balance stays in the plan until you roll it over — see how to find a lost 401(k).