Rhonda Dixon signed Cetera Financial Group, Inc.'s 2024 Form 5500 as plan administrator.
Signer names are public record from the Form 5500 e-signature.
Cetera Financial Group, Inc.'s EIN is 30-0588666.
Download the official 2024 Form 5500 (PDF) for Cetera Financial Group, Inc. from the U.S. Department of Labor's EFAST2 system.
Download the official 2024 Form 5500 (PDF)Cetera Financial Group, Inc.'s plan includes profit-sharing, ERISA 404(c) participant direction, a 401(k) feature, automatic enrollment, a default investment (QDIA).
Holdings are itemized directly on this plan's Schedule of Assets, below.
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY O | 84-0467907 | — | NONE | $289K | — |
| EMPOWER ADVISORY GROUP, LLC | 84-1532243 | — | NONE | $78K | — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
| PI | % of plan | |||||
|---|---|---|---|---|---|---|
| Fidelity 500 Index N/R | Common Collective Trusts | — | — | $73.5M | 19.0% | |
| T ROWE PRICE RETIREMENT 2035 TRUST T. ROWE PRICE · EIN 36-7595013 / PN 001 | Common Collective Trust | — | — | $32.8M | 8.5% | |
| Franklin Growth R6 N/R | Mutual Funds | — | — | $28.8M | 7.4% | |
| T ROWE PRICE RETIREMENT 2040 TRUST T. ROWE PRICE · EIN 35-6941729 / PN 001 | Common Collective Trust | — | — | $24.6M | 6.4% | |
| T ROWE PRICE RETIREMENT 2045 TRUST T. ROWE PRICE · EIN 32-6199848 / PN 001 | Common Collective Trust | — | — | $21.0M | 5.4% | |
| Vanguard Total Intl Stock Index Instl N/R | Mutual Funds | — | — | $20.6M | 5.3% | |
| T ROWE PRICE RETIREMENT 2025 TRUST T. ROWE PRICE · EIN 37-6495447 / PN 001 | Common Collective Trust | — | — | $17.2M | 4.5% | |
| Vanguard Mid Cap Index I N/R | Mutual Funds | — | — | $16.5M | 4.3% | |
| Vanguard Small Cap Index I N/R | Mutual Funds | — | — | $15.9M | 4.1% | |
| T ROWE PRICE RETIREMENT 2030 TRUST T. ROWE PRICE · EIN 38-7010946 / PN 001 | Common Collective Trust | — | — | $14.1M | 3.6% | |
| T ROWE PRICE RETIREMENT 2050 TRUST T. ROWE PRICE · EIN 30-6303214 / PN 001 | Common Collective Trust | — | — | $13.7M | 3.5% | |
| Fully Benefit Responsive Investment Contract New York Life Insurance New York Life Insurance Company Anchor N/R | Common Stocks | — | — | $12.8M | 3.3% | |
| Vanguard Total Bond Market Index Inst N/R | Mutual Funds | — | — | $12.4M | 3.2% | |
| T ROWE PRICE RETIREMENT 2055 TRUST T. ROWE PRICE · EIN 35-6941728 / PN 001 | Common Collective Trust | — | — | $8.5M | 2.2% | |
| Fidelity Total Bond K6 N/R | Mutual Funds | — | — | $8.4M | 2.2% | |
| Carillon Eagle Carillon Eagle Mid Cap Growth R6 N/R | Other securities | — | — | $8.2M | 2.1% | |
| MFS Investment MFS Value R6 N/R | Mutual Funds | — | — | $8.1M | 2.1% | |
| Company Account IV Participant Loans * Participant Loans Interest rates: 4.25% - 10.50% $0 | Bonds / Notes | — | — | $6.2M | 1.6% | |
| Janus Henderson Janus Henderson Triton N N/R | Mutual Funds | — | — | $6.1M | 1.6% | |
| American Funds American Funds Europacific GR R6 N/R | Mutual Funds | — | — | $5.7M | 1.5% | |
| Goldman Sachs Goldman Sachs Small Cp Val Insghts R6 N/R | Other securities | — | — | $4.7M | 1.2% | |
| T ROWE PRICE RETIREMENT 2060 TRUST T. ROWE PRICE · EIN 47-1088316 / PN 001 | Common Collective Trust | — | — | $3.9M | 1.0% | |
| T ROWE PRICE RETIREMENT 2020 TRUST T. ROWE PRICE · EIN 36-7594871 / PN 001 | Common Collective Trust | — | — | $3.8M | 1.0% | |
| Cohen & Steers Cohen & Steers Real Estate Securities Z N/R | Other securities | — | — | $3.6M | 0.9% | |
| Federated Hermes Instl High Yield Bd R6 N/R | Other securities | — | — | $3.5M | 0.9% | |
| JP Morgan JPMorgan Mid Cap Value R6 N/R | Other securities | — | — | $3.2M | 0.8% | |
| Dimensional Fund Advisor DFA Emerging Markets Core Equity I N/R | Mutual Funds | — | — | $2.6M | 0.7% | |
| GALLIARD STABLE RETURN C GALLIARD · EIN 52-2250946 / PN 001 | Common Collective Trust | — | — | $1.4M | 0.4% | |
| T ROWE PRICE RETIREMENT 2065 TR H T. ROWE PRICE · EIN 85-1763138 / PN 001 | Common Collective Trust | — | — | $979K | 0.3% | |
| T ROWE PRICE RETIREMENT 2015 TRUST T. ROWE PRICE · EIN 35-6941654 / PN 001 | Common Collective Trust | — | — | $808K | 0.2% | |
| T ROWE PRICE RETIREMENT 2010 TRUST T. ROWE PRICE · EIN 32-6199795 / PN 001 | Common Collective Trust | — | — | $119K | <0.1% | |
| T. ROWE PRICE RETIREMENT 2005 TRUST T. ROWE PRICE · EIN 61-6434302 / PN 001 | Common Collective Trust | — | — | $7K | <0.1% | |
| T ROWE PRICE RETIREMENT 2005 TR E T. ROWE PRICE · EIN 61-6434302 / PN 001 | Common Collective Trust | — | — | $0 | <0.1% | |
| T ROWE PRICE RETIREMENT 2015 TR E T. ROWE PRICE · EIN 35-6941654 / PN 001 | Common Collective Trust | — | — | $0 | <0.1% | |
| T ROWE PRICE RETIREMENT 2020 TR E T. ROWE PRICE · EIN 36-7594871 / PN 001 | Common Collective Trust | — | — | $0 | <0.1% | |
| T ROWE PRICE RETIREMENT 2025 TR E T. ROWE PRICE · EIN 37-6495447 / PN 001 | Common Collective Trust | — | — | $0 | <0.1% | |
| T ROWE PRICE RETIREMENT 2030 TR E T. ROWE PRICE · EIN 38-7010946 / PN 001 | Common Collective Trust | — | — | $0 | <0.1% | |
| T ROWE PRICE RETIREMENT 2035 TR E T. ROWE PRICE · EIN 36-7595013 / PN 001 | Common Collective Trust | — | — | $0 | <0.1% | |
| T ROWE PRICE RETIREMENT 2040 TR E T. ROWE PRICE · EIN 35-6941729 / PN 001 | Common Collective Trust | — | — | $0 | <0.1% | |
| T ROWE PRICE RETIREMENT 2045 TR E T. ROWE PRICE · EIN 32-6199848 / PN 001 | Common Collective Trust | — | — | $0 | <0.1% | |
| T ROWE PRICE RETIREMENT 2050 TR E T. ROWE PRICE · EIN 30-6303214 / PN 001 | Common Collective Trust | — | — | $0 | <0.1% | |
| T ROWE PRICE RETIREMENT 2055 TR E T. ROWE PRICE · EIN 35-6941728 / PN 001 | Common Collective Trust | — | — | $0 | <0.1% | |
| T ROWE PRICE RETIREMENT 2060 TR E T. ROWE PRICE · EIN 47-1088316 / PN 001 | Common Collective Trust | — | — | $0 | <0.1% | |
| T ROWE PRICE RETIREMENT 2065 TR E T. ROWE PRICE · EIN 85-1763138 / PN 001 | Common Collective Trust | — | — | $0 | <0.1% | |
| T ROWE PRICE RETIREMENT 2010 TR E T. ROWE PRICE · EIN 32-6199795 / PN 001 | Common Collective Trust | — | — | $0 | <0.1% |
Detected from the parsed Schedule of Assets. Click a family to see every plan that holds it — ranked by position size.
| 33-0818667 |
| — |
| NONE |
| $75K |
| — |
| SINGER LEWAK LLP | 95-2302617 | — | NONE | $37K | — |
| QDRO CONSULTANTS COMPANY, LLC | 34-1820650 | — | NONE | $1K | — |
