What public Form 5500 filings show about the Cape ANN Asset Management 401(k) plan — and how to find and check your own account.
Cape ANN Asset Management (EIN 81-2858530) reports CAPE ANN ASSET MANAGEMENT 401(K) PLAN on its most recent Form 5500, with $800K in plan assets across 2 active participants. Form 5500 is the annual report employers file with the U.S. Department of Labor for their retirement plans, and it’s public.
See the full Cape ANN Asset Management filing — schedules, fees, and providers.
Cape ANN Asset Management’s Form 5500 doesn’t separately disclose a recordkeeper we can confirm. The firms named on its Schedule C are service providers — which can include investment managers, trustees, and auditors, and are not necessarily the company that runs your account. To find who runs your 401(k), check your enrollment paperwork or a recent statement, or ask Cape ANN Asset ManagementHR for the recordkeeper’s name and login.
