AXOS FINANCIAL, INC. 401(k) Plan
What public Form 5500 filings show about the AXOS FINANCIAL, INC. 401(k) plan — and how to find and check your own account.
The AXOS FINANCIAL, INC. 401(k) on its latest Form 5500
AXOS FINANCIAL, INC. (EIN 33-0867444) reports AXOS FINANCIAL, INC. 401(K) PLAN on its most recent Form 5500, with $127.3M in plan assets across 1,683 active participants. Form 5500 is the annual report employers file with the U.S. Department of Labor for their retirement plans, and it’s public.
See the full AXOS FINANCIAL, INC. filing — schedules, fees, and providers.
Who runs the AXOS FINANCIAL, INC. 401(k)?
The plan’s recordkeeper — the firm that runs the website and statements where you check your balance, change contributions, and manage your account — is Principal, based on the plan’s Schedule C service-provider disclosure. That’s the login you use for your AXOS FINANCIAL, INC. 401(k).
Other service providers named on the filing (investment managers, trustees, auditors — not necessarily the recordkeeper): CAMBRIDGE INVESTMENT RESEARCH ADVIS, MORNINGSTAR INVESTMENT MANAGEMENT L, ASCENSUS.
How to check your AXOS FINANCIAL, INC. 401(k)
- Log in to Principal’s participant portal (the site on your statements).
- Ask AXOS FINANCIAL, INC. HR or benefits for the recordkeeper name and enrollment link.
- Left the company? Your balance stays in the plan until you roll it over — see how to find a lost 401(k).