Holdings are itemized directly on this plan's Schedule of Assets, below.
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| CAMBRIDGE INVESTMENT RESEARCH ADVIS | 20-1665305 | — | INVESTMENT ADVISORY | $0 | — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PRINCIPAL LIFE INSURANCE COMPANY | 42-0127290 | — | CONTRACT ADMINISTRATOR | $243K | — |
| Name | EIN | Location | Relation |
|---|
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| similar party collateral, par or maturity value (1) Current value * Axos Financial, Inc Employer Security, Common Stock $ - | — | — | — | $26.0M | 20.4% | |
| Direct comp |
|---|
| Indirect comp |
|---|
| ASCENSUS | 82-3719843 | — | OTHER SERVICES | $0 | — |
| MORNINGSTAR INVESTMENT MANAGEMENT L | 36-4317381 | — | INV ADV, PARTICIPANTS | $0 | — |
| Vanguard Group Vanguard 500 Index Admiral Fd - |
| — |
| — |
| — |
| $10.4M |
| 8.1% |
| American Funds Service Company Am Fds Trgt Dte Rtm 2040 R6 Fd - | — | — | — | $9.3M | 7.3% |
| American Funds Service Company Am Fds Trgt Dte Rtm 2050 R6 Fd - | — | — | — | $7.9M | 6.2% |
| American Funds Service Company Am Fds Trgt Dte Rtm 2030 R6 Fd - | — | — | — | $7.6M | 6.0% |
| American Funds Service Company Am Fds Trgt Dte Rtm 2035 R6 Fd - | — | — | — | $7.6M | 5.9% |
| Vanguard Group Vanguard US Growth Admiral Fd - | — | — | — | $7.1M | 5.6% |
| Axos Financial, Inc - Employer Security 151 - | — | — | — | $6.4M | 5.0% |
| American Funds Service Company Am Fds Trgt Dte Rtm 2045 R6 Fd - | — | — | — | $6.3M | 4.9% |
| American Funds Service Company Am Fds Trgt Dte Rtm 2055 R6 Fd - | — | — | — | $6.1M | 4.8% |
| Vanguard Group Vanguard Tl Stk Mkt Idx Adm Fd - | — | — | — | $5.7M | 4.5% |
| Vanguard 500 Index Admiral Fd 220 - | — | — | — | $4.8M | 3.8% |
| American Funds Service Company Am Fds Trgt Dte Rtm 2025 R6 Fd - | — | — | — | $4.2M | 3.3% |
| Vanguard US Growth Admiral Fd 169 - | — | — | — | $4.2M | 3.3% |
| American Funds Service Company Am Fds Trgt Dte Rtm 2060 R6 Fd - | — | — | — | $3.9M | 3.0% |
| American Funds Service Company Am Fds Trgt Dte Rtm 2065 R6 Fd - | — | — | — | $2.4M | 1.9% |
| Principal Life Insurance Company Prin Fixed Inc Guar Option - | — | — | — | $2.3M | 1.8% |
| American Funds Service Company Am Fds Trgt Dte Rtm 2020 R6 Fd - | — | — | — | $2.1M | 1.7% |
| The American Funds American Funds NewPrsp R6 Fnd - | — | — | — | $1.8M | 1.4% |
| Axos Financial, Inc - Employer Security | — | — | $5.6M | $1.8M | 1.4% |
| American Funds Service Company Am Fds Trgt Dte Rtm 2070 R6 Fd - 985 * Notes Receivable from Participants Interest rates from 4.25% to 9.50% - | — | — | — | $1.7M | 1.4% |
| Columbia Funds Columbia Div Income I3 Fund - | — | — | — | $1.5M | 1.2% |
| Vanguard Group Vanguard Intl Growth Adm Fd - | — | — | — | $1.4M | 1.1% |
| Vanguard Group Vanguard Mid Cap Index Adm Fd - | — | — | — | $1.2M | 1.0% |
| JP Morgan Funds JP Morgan Mid Cap Growth R6 Fd - | — | — | — | $1.1M | 0.8% |
| Vanguard Group Vanguard Sm Cap Val Idx Adm Fd - | — | — | — | $1.1M | 0.8% |
| Vanguard Group Vanguard Sm Cap Index Adm Fund - | — | — | — | $1.0M | 0.8% |
| PIMCO Funds PIMCO Income Institutional Fd - | — | — | — | $888K | 0.7% |
| Columbia Funds Columbia Small Cap Growth I3 - | — | — | — | $775K | 0.6% |
| Metropolitan Life Insurance Co Metropolitan Wt Tl Rtn Bd Plan - | — | — | — | $708K | 0.6% |
| PRIN REAL ESTATE SECS SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 095 | Pooled Separate Account | — | — | $586K | 0.5% |
| Vanguard 500 Index Admiral Fd | — | — | $2.2M | $493K | 0.4% |
| BlackRock Emerg Markets K Fund - | — | — | — | $324K | 0.3% |
| SEI Trust Company Allspring Spec M Cap Value R6 - | — | — | — | $253K | 0.2% |
| Vanguard US Growth Admiral Fd | — | — | $734K | $125K | <0.1% |
| American Funds Service Company Am Fds Trgt Dte Rtm 2015 R6 Fd - | — | — | — | $64K | <0.1% |
| Contributions Participant Loan Contributions Pending Prohibited Transaction Corrected Repayments are Not Corrected Correction in Exemption 2002-51 Outside VFCP Included: VFCP 2024 X - $ - $ | Participant loans | — | — | $38K | <0.1% |
| (D)Cost | — | — | — | $5K | <0.1% |
| American Funds Service Company Am Fds Trgt Dte Rtm 2010 R6 Fd - | — | — | — | $5K | <0.1% |
| Represents a party-in-interest Schedule is prepared using the alternative way of reporting (iii) series transactions under DOL Regulation 2520.103-6(d)(2). | — | — | — | $3K | <0.1% |
| SCHEDULE H,Line 4j - SCHEDULE OF REPORTABLE TRANSACTIONSPLAN NAME: AXOS FINANCIAL, INC. 401(K) PLANEIN: 330867444PLAN NUMBER: 001PLAN YEAR: 01/01/2024 to 12/31/2024Registered InvestmentVanguard 500 Index Admiral FdRegistered InvestmentVanguard 500 Index Admiral FdRegistered InvestmentVanguard US Growth Admiral FdRegistered InvestmentVanguard US Growth Admiral FdEmployer SecurityAXOS Financial IncEmployer SecurityAXOS Financial Inc | — | — | — | $3K | <0.1% |
