Derrick Walsh signed AXOS Financial, Inc.'s 2024 Form 5500 as plan administrator.
Signer names are public record from the Form 5500 e-signature.
AXOS Financial, Inc.'s EIN is 33-0867444.
Download the official 2024 Form 5500 (PDF) for AXOS Financial, Inc. from the U.S. Department of Labor's EFAST2 system.
Download the official 2024 Form 5500 (PDF)AXOS Financial, Inc.'s plan includes profit-sharing, ERISA 404(c) participant direction, a 401(k) feature, automatic enrollment, a default investment (QDIA).
Holdings are itemized directly on this plan's Schedule of Assets, below.
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PRINCIPAL LIFE INSURANCE COMPANY | 42-0127290 | — | CONTRACT ADMINISTRATOR | $243K | — |
| ASCENSUS | 82-3719843 | — | OTHER SERVICES | $0 | — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MORNINGSTAR INVESTMENT MANAGEMENT L |
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
| PI | % of plan | |||||
|---|---|---|---|---|---|---|
| Vanguard Group Vanguard 500 Index Admiral Fd - | Common Collective Trusts | — | — | $10.4M | 8.1% | |
| American Funds Service Company Am Fds Trgt Dte Rtm 2040 R6 Fd - | Mutual Funds | — | — | $9.3M | 7.3% | |
| American Funds Service Company Am Fds Trgt Dte Rtm 2050 R6 Fd - | Mutual Funds | — | — | $7.9M | 6.2% | |
| American Funds Service Company Am Fds Trgt Dte Rtm 2030 R6 Fd - | Mutual Funds | — | — | $7.6M | 6.0% | |
| American Funds Service Company Am Fds Trgt Dte Rtm 2035 R6 Fd - | Mutual Funds | — | — | $7.6M | 5.9% | |
| Vanguard Group Vanguard US Growth Admiral Fd - | Mutual Funds | — | — | $7.1M | 5.6% | |
| Axos Financial, Inc - Employer Security 151 - | Common Stocks | — | — | $6.4M | 5.0% | |
| American Funds Service Company Am Fds Trgt Dte Rtm 2045 R6 Fd - | Mutual Funds | — | — | $6.3M | 4.9% | |
| American Funds Service Company Am Fds Trgt Dte Rtm 2055 R6 Fd - | Mutual Funds | — | — | $6.1M | 4.8% | |
| Vanguard Group Vanguard Tl Stk Mkt Idx Adm Fd - | Common Collective Trusts | — | — | $5.7M | 4.5% | |
| Vanguard 500 Index Admiral Fd 220 - | Common Collective Trusts | — | — | $4.8M | 3.8% | |
| American Funds Service Company Am Fds Trgt Dte Rtm 2025 R6 Fd - | Mutual Funds | — | — | $4.2M | 3.3% | |
| Vanguard US Growth Admiral Fd 169 - | Mutual Funds | — | — | $4.2M | 3.3% | |
| American Funds Service Company Am Fds Trgt Dte Rtm 2060 R6 Fd - | Mutual Funds | — | — | $3.9M | 3.0% | |
| American Funds Service Company Am Fds Trgt Dte Rtm 2065 R6 Fd - | Mutual Funds | — | — | $2.4M | 1.9% | |
| Principal Life Insurance Company Prin Fixed Inc Guar Option - | Common Stocks | — | — | $2.3M | 1.8% | |
| American Funds Service Company Am Fds Trgt Dte Rtm 2020 R6 Fd - | Mutual Funds | — | — | $2.1M | 1.7% | |
| The American Funds American Funds NewPrsp R6 Fnd - | Mutual Funds | — | — | $1.8M | 1.4% | |
| Axos Financial, Inc - Employer Security | Common Stocks | — | $5.6M | $1.8M | 1.4% | |
| American Funds Service Company Am Fds Trgt Dte Rtm 2070 R6 Fd - 985 * Notes Receivable from Participants Interest rates from 4.25% to 9.50% - | Mutual Funds | — | — | $1.7M | 1.4% | |
| Columbia Funds Columbia Div Income I3 Fund - | Other securities | — | — | $1.5M | 1.2% | |
| Vanguard Group Vanguard Intl Growth Adm Fd - | Mutual Funds | — | — | $1.4M | 1.1% | |
| Vanguard Group Vanguard Mid Cap Index Adm Fd - | Mutual Funds | — | — | $1.2M | 1.0% | |
| JP Morgan Funds JP Morgan Mid Cap Growth R6 Fd - | Other securities | — | — | $1.1M | 0.8% | |
| Vanguard Group Vanguard Sm Cap Val Idx Adm Fd - | Common Collective Trusts | — | — | $1.1M | 0.8% | |
| Vanguard Group Vanguard Sm Cap Index Adm Fund - | Mutual Funds | — | — | $1.0M | 0.8% | |
| PIMCO Funds PIMCO Income Institutional Fd - | Mutual Funds | — | — | $888K | 0.7% | |
| Columbia Funds Columbia Small Cap Growth I3 - | Other securities | — | — | $775K | 0.6% | |
| Metropolitan Life Insurance Co Metropolitan Wt Tl Rtn Bd Plan - | Common Stocks | — | — | $708K | 0.6% | |
| PRIN REAL ESTATE SECS SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 095 | Pooled Separate Account | — | — | $586K | 0.5% | |
| Vanguard 500 Index Admiral Fd | Common Collective Trusts | — | $2.2M | $493K | 0.4% | |
| BlackRock Emerg Markets K Fund - | Other securities | — | — | $324K | 0.3% | |
| SEI Trust Company Allspring Spec M Cap Value R6 - | Common Stocks | — | — | $253K | 0.2% | |
| Vanguard US Growth Admiral Fd | Mutual Funds | — | $734K | $125K | <0.1% | |
| American Funds Service Company Am Fds Trgt Dte Rtm 2015 R6 Fd - | Mutual Funds | — | — | $64K | <0.1% | |
| Contributions Participant Loan Contributions Pending Prohibited Transaction Corrected Repayments are Not Corrected Correction in Exemption 2002-51 Outside VFCP Included: VFCP 2024 X - $ - $ | Participant loans | — | — | $38K | <0.1% | |
| (D)Cost | Other securities | — | — | $5K | <0.1% | |
| American Funds Service Company Am Fds Trgt Dte Rtm 2010 R6 Fd - | Mutual Funds | — | — | $5K | <0.1% | |
| Represents a party-in-interest Schedule is prepared using the alternative way of reporting (iii) series transactions under DOL Regulation 2520.103-6(d)(2). | Other securities | — | — | $3K | <0.1% | |
| SCHEDULE H,Line 4j - SCHEDULE OF REPORTABLE TRANSACTIONSPLAN NAME: AXOS FINANCIAL, INC. 401(K) PLANEIN: 330867444PLAN NUMBER: 001PLAN YEAR: 01/01/2024 to 12/31/2024Registered InvestmentVanguard 500 Index Admiral FdRegistered InvestmentVanguard 500 Index Admiral FdRegistered InvestmentVanguard US Growth Admiral FdRegistered InvestmentVanguard US Growth Admiral FdEmployer SecurityAXOS Financial IncEmployer SecurityAXOS Financial Inc | Common Collective Trusts | — | — | $3K | <0.1% |
Detected from the parsed Schedule of Assets. Click a family to see every plan that holds it — ranked by position size.
| 36-4317381 |
| — |
| INV ADV, PARTICIPANTS |
| $0 |
| — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| CAMBRIDGE INVESTMENT RESEARCH ADVIS | 20-1665305 | — | INVESTMENT ADVISORY | $0 | — |
