Vanderbilt Securities

Aggregated across all Schedule C name variants below. DOL truncates provider names to 35 chars, so the same legal entity is filed under multiple spellings.

Plans served

Active participants

1,273

Total plan assets

$152.9M

Filings (rows)

Direct comp

$166K

Indirect comp

$118K

SERVICES PROVIDED

Advisor / Consultant9

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Plans served

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Sponsor / Plan	Location	Services	Participants	Assets	Direct comp	Indirect comp
ESI-US Holdings, Inc. ESI-US Holdings 401(k) Plan · all filings	FARMINGTON HILLS, MI	Advisor / Consultant	54	$34.3M	$44K	$0
ESI-US Holdings, Inc. ESI-US Holdings 401(k) Plan · all filings	FARMINGTON HILLS, MI	Advisor / Consultant	57	$33.5M	$47K	$0
ESI-US Holdings, Inc. ESI-US Holdings 401(k) Plan · all filings	FARMINGTON HILLS, MI	Advisor / Consultant	63	$29.8M	$52K	$0
Operations Holdings, Inc. NYH, MC, MCS OP, MM & MCNY 401(k) Employee Savings Plan · all filings	NEW YORK, NY	Advisor / Consultant	343	$15.4M	$0	$34K
US Marine Corporation Ocean Peace, Inc. 401(k) Employee Savings Plan · all filings	SEATTLE, WA	Advisor / Consultant	325	$13.7M	$0	$32K
US Marine Corporation Ocean Peace, Inc. 401(k) Employee Savings Plan · all filings	SEATTLE, WA	Advisor / Consultant	289	$12.1M	$0	$19K
Operations Holdings, Inc. NYH, MC, MCS OP, MM & MCNY 401(k) Employee Savings Plan · all filings	NEW YORK, NY	Advisor / Consultant	66	$7.6M	$0	$15K
Operations Holdings, Inc. NYH, MC, MCS OP, MM & MCNY 401(k) Employee Savings Plan · all filings	NEW YORK, NY	Advisor / Consultant	76	$6.5M	$0	$17K
ESI-US Holdings, Inc. ESI-US Holdings 401(k) Plan · all filings	FARMINGTON HILLS, MI	Advisor / Consultant	0	$0	$23K	$0