UP CAPITAL MANAGEMENT

Aggregated across all Schedule C name variants below. DOL truncates provider names to 35 chars, so the same legal entity is filed under multiple spellings.

Plans served

Active participants

523

Total plan assets

$73.4M

Filings (rows)

Direct comp

$34K

Indirect comp

$8K

SERVICES PROVIDED

Advisor / Consultant3

Other1

Top plans served

All 4 plans

Sponsor / Plan	Location	Service	Participants	Assets	Direct comp
HAWS CORPORATION HAWS RETIREMENT PLAN	SPARKS, NV	Advisor / Consultant INVESTMENT ADVISOR	159	$26.5M	$10K
HAWS CORPORATION HAWS RETIREMENT PLAN	SPARKS, NV	Advisor / Consultant INVESTMENT ADVISOR	150	$22.2M	$15K
HAWS CORPORATION HAWS RETIREMENT PLAN	SPARKS, NV