THOMPSON RISK II

Aggregated across all Schedule C name variants below. DOL truncates provider names to 35 chars, so the same legal entity is filed under multiple spellings.

Plans served

Active participants

311

Total plan assets

Filings (rows)

Direct comp

$230K

Indirect comp

SERVICES PROVIDED

Broker2

Other1

Top plans served

All 3 plans

Sponsor / Plan	Location	Service	Participants	Assets	Direct comp
AERIS COMMUNICATIONS INC. AERIS COMMUNICATIONS, INC. WRAP PLAN	CHICAGO, IL	Broker BROKER	111	—	$61K
LION REAL ESTATE GROUP, LLC LION REAL ESTATE GROUP, LLC	DALLAS, TX	Broker BROKER	107	—	$52K
LION REAL ESTATE GROUP, LLC LION REAL ESTATE GROUP, LLC