SWBC INVESTMENT
Aggregated across all Schedule C name variants below. DOL truncates provider names to 35 chars, so the same legal entity is filed under multiple spellings.
Plans served
67
Active participants
40,418
Total plan assets
$2.9B
Filings (rows)
68
Direct comp
$1.3M
Indirect comp
$72K
Aggregating 12 name variants under "SWBC INVESTMENT"
SWBC INVESTMENT ADVISORY SERVICES17SWBC INVESTMENT SERVICES16SWBC INVESTMENT ADVISORY SERV D13SWBC INVESTMENT ADVISORY SERVICES L4SWBC INVESTMENT ADVISORY SERVICE3SWBC INVESTMENT ADVISORY SVCS3SWBC INVESTMENT ADVISORY SER3SWBC INVESTMENT CO3SWBC INVESTMENT2SWBC INVESTMENT ADV SVCS1SWBC INVESTMENT ADVISORY1SWBC INVESTMENT ADVISORY SERV1
SERVICES PROVIDED
Advisor / Consultant31
Other29
Broker7
Top plans served
Showing top 68 of 67 (largest by assets)| Sponsor / Plan | Location | Service | Participants | Assets | Direct comp |
|---|---|---|---|---|---|
| TORAY PLASTICS AMERICA, INC. TORAY 401(K) SAVINGS PLAN | NORTH KINGSTOWN, RI | Other RETAINED BY EMPLOYER | 1,828 | $358.1M | $24K |
| TORAY PLASTICS AMERICA, INC. TORAY 401(K) SAVINGS PLAN | NORTH KINGSTOWN, RI | Other RETAINED BY EMPLOYER | 1,717 | $262.5M | $12K |
| CENTRUS ENERGY CORP. CENTRUS SAVINGS PROGRAM | BETHESDA, MD | Advisor / Consultant INVESTMENT ADVISOR | 332 | $220.1M | $75K |
| CENTRUS ENERGY CORP. CENTRUS SAVINGS PROGRAM | BETHESDA, MD | Advisor / Consultant INVESTMENT ADVISOR | 297 | $197.7M | $38K |
| SCIENTIFIC DRILLING INTERNATIONAL, INC. SCIENTIFIC DRILLING INTERNATIONAL EMPLOYEE SAVING AND INVESTMENT PLAN | HOUSTON, TX | Other NONE | 494 | $122.4M | $35K |
| SCIENTIFIC DRILLING INTERNATIONAL, INC. SCIENTIFIC DRILLING INTERNATIONAL EMPLOYEE SAVING AND INVESTMENT PLAN | HOUSTON, TX | Other NONE | 568 | $113.8M | $31K |
| SCIENTIFIC DRILLING INTERNATIONAL, INC. SCIENTIFIC DRILLING INTERNATIONAL EMPLOYEE SAVING AND INVESTMENT PLAN | HOUSTON, TX | Other NONE | 608 | $100.6M | $32K |
| VERDUN MANAGEMENT CO LLC VERDUN 401(K) RETIREMENT PLAN | HOUSTON, TX | Advisor / Consultant INVESTMENT ADVISOR | 223 | $89.6M | $9K |
| TMF HEALTH QUALITY INSTITUTE TMF HEALTH QUALITY INSTITUTE 401(K) RETIREMENT SAVINGS PLAN | AUSTIN, TX | Advisor / Consultant INVESTMENT ADVISOR | 712 | $79.2M | $53K |
| TEXAS INDEPENDENT BANCSHARES TEXAS INDEPENDENT BANCSHARES, INC. 401(K) EMPLOYEE STOCK OWNERSHIP PLAN | TEXAS CITY, TX | Broker BROKER | 293 | $79.0M | — |
| TEXAS INDEPENDENT BANCSHARES TEXAS INDEPENDENT BANCSHARES, INC. 401(K) EMPLOYEE STOCK OWNERSHIP PLAN | TEXAS CITY, TX | Broker BROKER | 293 | $73.2M | — |
| TEXAS INDEPENDENT BANCSHARES TEXAS INDEPENDENT BANCSHARES, INC. 401(K) EMPLOYEE STOCK OWNERSHIP PLAN | TEXAS CITY, TX | Broker BROKER | 279 | $68.5M | — |
| TMF HEALTH QUALITY INSTITUTE TMF HEALTH QUALITY INSTITUTE 401(K) RETIREMENT SAVINGS PLAN | AUSTIN, TX | Advisor / Consultant INVESTMENT ADVISOR | 510 | $67.5M | $53K |
| JAPS-OLSON COMPANY JAPS-OLSON COMPANY RETIREMENT AND SAVINGS PLAN | ST. LOUIS PARK, MN | Advisor / Consultant INVESTMENT ADVISORY | 540 | $63.1M | $24K |
| JAPS-OLSON COMPANY JAPS-OLSON COMPANY RETIREMENT AND SAVINGS PLAN | ST. LOUIS PARK, MN | Advisor / Consultant INVESTMENT ADVISORY | 540 | $63.1M | $8K |
| NEW ENGLAND ORTHOPEDIC SURGEONS, INC. NEW ENGLAND ORTHOPEDIC SURGEONS, INC. 401(K) PLAN & TRUST | SPRINGFIELD, MA | Other N/A | 241 | $61.0M | $28K |
| TMF HEALTH QUALITY INSTITUTE TMF HEALTH QUALITY INSTITUTE 401(K) RETIREMENT SAVINGS PLAN | AUSTIN, TX | Advisor / Consultant INVESTMENT ADVISOR | 504 | $57.3M | $44K |
| ACCURIDE INTERNATIONAL INC. THE ACCURIDE EMPLOYEE RETIREMENT AND SAVINGS PLAN AND TRUST | SANTA FE SPRINGS, CA | Other NONE | 50 | $53.5M | $12K |
| ADMINISTRATIVE GROUP, LLC DBA TRANSAMERICA FIDUCIARY SERVICES CHOICE POOLED EMPLOYER PLAN III | CEDAR RAPIDS, IA | Advisor / Consultant INVESTMENT ADVISORY-PLAN | 2,783 | $53.1M | $6K |
| MIROBITO HOLDINGS, INC. MIRABITO HOLDINGS, INC. 401(K) PLAN | BINGHAMTON, NY | Other INVESTMENT MGMT | 1,326 | $50.4M | $68K |
| ACCURIDE INTERNATIONAL INC. THE ACCURIDE EMPLOYEE RETIREMENT AND SAVINGS PLAN AND TRUST | SANTA FE SPRINGS, CA | Other NONE | 58 | $47.7M | $7K |
| MIROBITO HOLDINGS, INC. MIRABITO HOLDINGS, INC. 401(K) PLAN | BINGHAMTON, NY | Other INVESTMENT MGMT | 1,327 | $42.6M | $39K |
| ACCURIDE INTERNATIONAL INC. THE ACCURIDE EMPLOYEE RETIREMENT AND SAVINGS PLAN AND TRUST | SANTA FE SPRINGS, CA | Other NONE | 57 | $40.5M | $9K |
| BACHMAN'S INC. BACHMAN'S 401(K) RETIREMENT SAVINGS PLAN | MINNEAPOLIS, MN | Advisor / Consultant INVESTMENT ADVISOR | 633 | $39.1M | $40K |
| FOUR SEASONS ENVIRONMENTAL, INC. FOUR SEASONS ENVIRONMENTAL, INC. 401(K) PLAN | MONROE, OH | Advisor / Consultant INVESTMENT ADVISOR | 383 | $38.9M | $34K |
| BACHMAN'S INC. BACHMAN'S 401(K) RETIREMENT SAVINGS PLAN | MINNEAPOLIS, MN | Advisor / Consultant INVESTMENT ADVISOR | 661 | $35.5M | $22K |
| MIROBITO HOLDINGS, INC. MIRABITO HOLDINGS, INC. 401(K) PLAN | BINGHAMTON, NY | Other INVESTMENT MGMT | 1,147 | $31.9M | $37K |
| FOUR SEASONS ENVIRONMENTAL, INC. FOUR SEASONS ENVIRONMENTAL, INC. 401(K) PLAN | MONROE, OH | Advisor / Consultant INVESTMENT ADVISOR | 370 | $31.7M | $26K |
| TONOGA , INC. TONOGA, INC. PROFIT SHARING/401(K) PLAN | PETERSBURGH, NY | Advisor / Consultant INVESTMENT ADVISOR | 241 | $29.3M | $2 |
| FOUR SEASONS ENVIRONMENTAL, INC. FOUR SEASONS ENVIRONMENTAL, INC. 401(K) PLAN | MONROE, OH | Advisor / Consultant INVESTMENT ADVISOR | 372 | $24.7M | $24K |
| REIMAGINED PARKING, INC REIMAGINED PARKING INC, 401K PLAN | NEW YORK, NY | Other 3(38) FIDUCIARY | 3,540 | $24.6M | $9K |
| TONOGA , INC. TONOGA, INC. PROFIT SHARING/401(K) PLAN | PETERSBURGH, NY | Advisor / Consultant INVESTMENT ADVISOR | 240 | $24.6M | $3K |
| NEVADA HEALTH CENTERS, INC. NEVADA HEALTH CENTERS, INC. RETIREMENT PLAN | CARSON CITY, NV | Advisor / Consultant INVESTMENT ADVISOR | 539 | $23.0M | $31K |
| REIMAGINED PARKING, INC REIMAGINED PARKING INC, 401K PLAN | MIAMI, FL | Other 3(38) FIDUCIARY | 4,857 | $22.6M | $11K |
| REEF GLOBAL INC REEF GLOBAL INC 401K PLAN | MIAMI, FL | Other 3(38) FIDUCIARY | 6,618 | $20.9M | $11K |
| NEVADA HEALTH CENTERS, INC. NEVADA HEALTH CENTERS, INC. RETIREMENT PLAN | CARSON CITY, NV | Advisor / Consultant INVESTMENT ADVISOR | 521 | $19.9M | $47K |
| NEVADA HEALTH CENTERS, INC. NEVADA HEALTH CENTERS, INC. RETIREMENT PLAN | CARSON CITY, NV | Advisor / Consultant INVESTMENT ADVISOR | 498 | $16.5M | $23K |
| KREKOW JENNINGS, INC. KREKOW JENNINGS, INC. RETIREMENT PLAN | SEATTLE, WA | Advisor / Consultant ADVISOR | 85 | $15.9M | $5K |
| BACHMAN'S INC. BACHMAN'S, INC. UNION EMPLOYEES RETIREMENT / SAVINGS PLAN | MINNEAPOLIS, MN | Advisor / Consultant INVESTMENT ADVISOR | 88 | $13.8M | $8K |
| KREKOW JENNINGS, INC. KREKOW JENNINGS, INC. RETIREMENT PLAN | SEATTLE, WA | Advisor / Consultant ADVISOR | 106 | $13.2M | $38K |
| BACHMAN'S INC. BACHMAN'S, INC. UNION EMPLOYEES RETIREMENT / SAVINGS PLAN | MINNEAPOLIS, MN | Advisor / Consultant INVESTMENT ADVISOR | 90 | $12.8M | $13K |
| DOCUMATION, INC. DOCUMATION 401(K) RETIREMENT PLAN | SAN ANTONIO, TX | Other NONE | 182 | $11.4M | $26K |
| DOCUMATION, INC. DOCUMATION 401(K) RETIREMENT PLAN | SAN ANTONIO, TX | Other NONE | 182 | $10.0M | $20K |
| TPI CORPORATION TPI CORPORATION DEFINED CONTRIBUTION 401(K) PLAN | JOHNSON CITY, TN | Advisor / Consultant INVESTMENT ADVISOR | 107 | $9.9M | $16K |
| BENSON ENTERPRISES, INC. BENSON ENTERPRISES, INC. PROFIT SHARING AND 401(K) PLAN | SAN ANTONIO, TX | Other NONE | 227 | $9.8M | $23K |
| BENSON ENTERPRISES, INC. BENSON ENTERPRISES, INC. PROFIT SHARING AND 401(K) PLAN | SAN ANTONIO, TX | Other NONE | 243 | $9.2M | $20K |
| TPI CORPORATION TPI CORPORATION DEFINED CONTRIBUTION 401(K) PLAN | JOHNSON CITY, TN | Advisor / Consultant INVESTMENT ADVISOR | 106 | $8.5M | $10K |
| TPI CORPORATION TPI CORPORATION DEFINED CONTRIBUTION 401(K) PLAN | JOHNSON CITY, TN | Advisor / Consultant INVESTMENT ADVISOR | 104 | $8.4M | $0 |
| ATLANCO, LLC ATLANCO 401(K) & PROFIT SHARING PLAN | MARIETTA, GA | Advisor / Consultant INVESTMENT ADVISOR | 81 | $7.9M | $18K |
| ATLANCO, LLC ATLANCO 401(K) & PROFIT SHARING PLAN | MARIETTA, GA | Advisor / Consultant INVESTMENT ADVISOR | 65 | $7.8M | $20K |
| BENSON ENTERPRISES, INC. BENSON ENTERPRISES, INC PROFIT SHARING AND 401(K) PLAN | SAN ANTONIO, TX | Other NONE | 250 | $7.8M | $20K |
| DOCUMATION, INC DOCUMATION 401(K) RETIREMENT PLAN | SAN ANTONIO, TX | Other NONE | 143 | $7.6M | $18K |
| TPI CORPORATION TPI CORPORATION PENSION PLAN | JOHNSON CITY, TN | Advisor / Consultant INVESTMENT ADVISOR | 260 | $6.4M | $10K |
| TEXAS TECH FEDERAL CREDIT UNION TEXAS TECH FEDERAL CREDIT UNION 401(K) PLAN | LUBBOCK, TX | Other OTHER SERVICES | 113 | $6.1M | $0 |
| TPI CORPORATION TPI CORPORATION PENSION PLAN | JOHNSON CITY, TN | Advisor / Consultant INVESTMENT ADVISOR | 237 | $5.8M | $6K |
| LIFTFUND, INC. LIFTFUND, INC. 401(K) PROFIT SHARING PLAN | SAN ANTONO, TX | Broker BROKER/ADVISER | 84 | $5.7M | $0 |
| TEXAS TECH FEDERAL CREDIT UNION TEXAS TECH FEDERAL CREDIT UNION 401(K) PLAN | LUBBOCK, TX | Other OTHER SERVICES | 113 | $5.3M | $0 |
| TPI CORPORATION TPI CORPORATION PENSION PLAN | JOHNSON CITY, TN | Advisor / Consultant INVESTMENT ADVISOR | 227 | $5.3M | $0 |
| AMERICAN TRAVEL SOLUTIONS, LLC AMERICAN TRAVEL SOLUTIONS 401(K) PLAN | CHICAGO, IL | Other 3(21) FIDUCIARY | 124 | $4.9M | $17K |
| INCARNATE WORD RETIREMENT COMMUNITY, INC. THE VILLAGE AT INCARNATE WORD 403(B) PLAN | SAN ANTONIO, TX | Other NONE | 261 | $4.9M | $16K |
| LIFTFUND, INC. LIFTFUND, INC. 401(K) PROFIT SHARING PLAN | SAN ANTONIO, TX | Broker BROKER/ADVISER | 94 | $4.8M | $0 |
| TEXAS TECH FEDERAL CREDIT UNION TEXAS TECH FEDERAL CREDIT UNION 401(K) PLAN | LUBBOCK, TX | Other OTHER SERVICES | 117 | $4.7M | $0 |
| INCARNATE WORD RETIREMENT COMMUNITY, INC. THE VILLAGE AT INCARNATE WORD 403(B) PLAN | SAN ANTONIO, TX | Other NONE | 260 | $4.5M | $19K |
| O.P.E.N. AMERICA, INC. DBA OPENWORKS O.P.E.N. AMERICA, INC. DBA OPENWORKS 401(K) PLAN | PHOENIX, AZ | Other RETAINED BY PLAN SPONSOR | 124 | $4.3M | $5K |
| SUNSHINE MINTING, INC. SUNSHINE MINTING, INC. EMPLOYEES SAVINGS TRUST | COEUR D ALENE, ID | Broker BROKER | 287 | $3.4M | $6K |
| FRONTLINE FOOD SERVICES FRONTLINE FOOD SERVICES 401(K) PLAN | PFLUGERVILLE, TX | Advisor / Consultant INVESTMENT ADVISOR | 398 | $1.0M | $4K |
| SUNSHINE MINTING, INC. SUNSHINE MINTING, INC. EMPLOYEES SAVINGS TRUST | COEUR D ALENE, ID | Broker BROKER | 0 | $0 | $4K |
| NEW ENGLAND ORTHOPEDIC SURGEONS, INC. NEW ENGLAND ORTHOPEDIC SURGEONS, INC. 401(K) PLAN & TRUST | SPRINGFIELD, MA | Other N/A | 0 | $0 | $15K |