SECURITIES CLASS ACTION SERVICES

Aggregated across all Schedule C name variants below. DOL truncates provider names to 35 chars, so the same legal entity is filed under multiple spellings.

Plans served

Active participants

4,553

Total plan assets

$1.5B

Filings (rows)

Direct comp

$42K

Indirect comp

SERVICES PROVIDED

Advisor / Consultant3

Top plans served

All 3 plans

Sponsor / Plan	Location	Service	Participants	Assets	Direct comp
PHILIPS NORTH AMERICA LLC PHILIPS NORTH AMERICA PENSION PLAN	CAMBRIDGE, MA	Advisor / Consultant CONSULTANT	1,670	$504.4M	$14K
PHILIPS NORTH AMERICA LLC PHILIPS NORTH AMERICA PENSION PLAN	CAMBRIDGE, MA	Advisor / Consultant CONSULTANT	1,514	$489.0M	$14K
PHILIPS NORTH AMERICA LLC