SAXONY SECURITIES

Aggregated across all Schedule C name variants below. DOL truncates provider names to 35 chars, so the same legal entity is filed under multiple spellings.

Plans served

Active participants

882

Total plan assets

$24.1M

Filings (rows)

Direct comp

$26K

Indirect comp

$12K

SERVICES PROVIDED

Other service providers1

Broker1

Top plans served

All 2 plans

Sponsor / Plan	Location	Service	Participants	Assets	Direct comp
WELSPUN TUBULAR, LLC WELSPUN TUBULAR, LLC RETIREMENT SAVINGS PLAN	LITTLE ROCK, AR	Broker BROKER	577	$16.4M	$0
TRIAGE HOLDING, INC. TRIAGE HOLDING, INC. 401(K) PLAN	ALPHARETTA, GA	Other service providers NONE	305	$7.7M	$26K