ROOSEVELT INVESTMENTS

Aggregated across all Schedule C name variants below. DOL truncates provider names to 35 chars, so the same legal entity is filed under multiple spellings.

Plans served

Active participants

811

Total plan assets

$25.5M

Filings (rows)

Direct comp

$62K

Indirect comp

SERVICES PROVIDED

Advisor / Consultant2

Top plans served

All 2 plans

Sponsor / Plan	Location	Service	Participants	Assets	Direct comp
AABR, INC. AABR, INC. 403(B) THRIFT PLAN	COLLEGE POINT, NY	Advisor / Consultant INVESTMENT ADVISOR	358	$13.2M	$51K
AABR, INC. AABR, INC. 403(B) THRIFT PLAN	COLLEGE POINT, NY	Advisor / Consultant INVESTMENT ADVISOR	453	$12.3M	$11K