ROOSEVELT INVESTMENT

Aggregated across all Schedule C name variants below. DOL truncates provider names to 35 chars, so the same legal entity is filed under multiple spellings.

Plans served

Active participants

68,992

Total plan assets

$14.6B

Filings (rows)

Direct comp

$250K

Indirect comp

Aggregating 2 name variants under "ROOSEVELT INVESTMENT"

ROOSEVELT INVESTMENT GROUP4 ROOSEVELT INVESTMENTS2

SERVICES PROVIDED

Advisor / Consultant4

Other2

Top plans served

All 6 plans

Sponsor / Plan	Location	Service	Participants	Assets	Direct comp
THE CHARLES SCHWAB CORPORATION SCHWABPLAN RETIREMENT SAVINGS AND INVESTMENT PLAN	WESTLAKE, TX	Advisor / Consultant INVESTMENT ADVISOR	34,203	$8.0B	$15K
THE CHARLES SCHWAB CORPORATION SCHWABPLAN RETIREMENT SAVINGS AND INVESTMENT PLAN	WESTLAKE, TX	Advisor / Consultant INVESTMENT ADVISOR	33,913	$6.6B	$19K
AABR, INC.