ROCATON INVESRMENT ADVISORS LLP

Aggregated across all Schedule C name variants below. DOL truncates provider names to 35 chars, so the same legal entity is filed under multiple spellings.

Plans served

Active participants

142

Total plan assets

$115.3M

Filings (rows)

Direct comp

$70K

Indirect comp

SERVICES PROVIDED

Advisor / Consultant2

Top plans served

All 2 plans

Sponsor / Plan	Location	Service	Participants	Assets	Direct comp
HAMILTON, BROOK, SMITH & REYNOLDS, P.C. HAMILTON, BROOK, SMITH & REYNOLDS, P.C. 401(K) PROFIT SHARING PLAN	LINCOLN, MA	Advisor / Consultant ADVISORS	70	$60.3M	$31K
HAMILTON, BROOK, SMITH & REYNOLDS, P.C. HAMILTON, BROOK, SMITH & REYNOLDS, P.C. 401(K) PROFIT SHARING PLAN	LINCOLN, MA	Advisor / Consultant CONSULTANT	72	$55.0M	$40K