RBG CAPITAL MARKETS

Aggregated across all Schedule C name variants below. DOL truncates provider names to 35 chars, so the same legal entity is filed under multiple spellings.

Plans served

Active participants

4,006

Total plan assets

$165.9M

Filings (rows)

Direct comp

$238K

Indirect comp

SERVICES PROVIDED

Advisor / Consultant3

Top plans served

All 3 plans

Sponsor / Plan	Location	Service	Participants	Assets	Direct comp
PLUMBERS AND PIPEFITTERS LOCAL 344 LOCAL 344 ANNUITY FUND PLAN	OKLAHOMA CITY, OK	Advisor / Consultant INVESTMENT ADVISOR	1,459	$61.6M	$86K
PLUMBERS AND PIPEFITTERS LOCAL 344 LOCAL 344 ANNUITY FUND PLAN	OKLAHOMA CITY, OK	Advisor / Consultant INVESTMENT ADVISOR	1,363	$55.2M	$76K
PLUMBERS AND PIPEFITTERS LOCAL 344