OPPENHEIMER &
Aggregated across all Schedule C name variants below. DOL truncates provider names to 35 chars, so the same legal entity is filed under multiple spellings.
Plans served
210
Active participants
251,981
Total plan assets
$132.6B
Filings (rows)
210
Direct comp
$6.4M
Indirect comp
$1.4M
Aggregating 3 name variants under "OPPENHEIMER &"
SERVICES PROVIDED
Advisor / Consultant116
Other90
Broker4
Top plans served
All 210 plans| Sponsor / Plan | Location | Service | Participants | Assets | Direct comp |
|---|---|---|---|---|---|
| GENERAL ELECTRIC COMPANY GENERAL ELECTRIC PENSION TRUST | BOSTON, MA | Broker SECURITIES BROKERAGE | — | $46.7B | $0 |
| GENERAL ELECTRIC COMPANY, OPERATING AS GE AEROSPACE GENERAL ELECTRIC PENSION TRUST | EVENDALE, OH | Broker SECURITIES BROKERAGE | — | $46.2B | $0 |
| GENERAL ELECTRIC COMPANY, OPERATING AS GE AEROSPACE GENERAL ELECTRIC PENSION TRUST | EVENDALE, OH | Broker SECURITIES BROKERAGE | — | $24.9B | $0 |
| HYATT CORPORATION HYATT CORPORATION RETIREMENT SAVINGS PLAN | CHICAGO, IL | Other NONE | 35,391 | $2.3B | $19K |
| QUAD/GRAPHICS, INC. QUAD/GRAPHICS DIVERSIFIED PLAN | SUSSEX, WI | Other NONE | 11,998 | $2.0B | $0 |
| COVENANT HEALTH COVENANT HEALTH 401(K) PLAN | KNOXVILLE, TN | Advisor / Consultant INVESTMENT ADVISOR | 9,723 | $894.1M | $55K |
| COVENANT HEALTH COVENANT HEALTH 401(K) PLAN | KNOXVILLE, TN | Advisor / Consultant INVESTMENT ADVISOR | 9,347 | $782.9M | $55K |
| COVENANT HEALTH COVENANT HEALTH 401(K) PLAN | KNOXVILLE, TN | Advisor / Consultant INVESTMENT ADVISOR | 8,748 | $661.9M | $55K |
| BALLAD HEALTH BALLAD HEALTH 403(B) PLAN | JOHNSON CITY, TN | Other NONE | 12,134 | $616.3M | $20K |
| BALLAD HEALTH BALLAD HEALTH 403(B) PLAN | JOHNSON CITY, TN | Other NONE | 11,769 | $517.3M | $20K |
| BALLAD HEALTH BALLAD HEALTH 401(A) PLAN | JOHNSON CITY, TN | Other NONE | 4,963 | $478.1M | $23K |
| BALLAD HEALTH BALLAD HEALTH 401(A) PLAN | JOHNSON CITY, TN | Other NONE | 5,420 | $463.2M | $23K |
| FAURECIA USA HOLDINGS, INC. FAURECIA USA HOLDINGS, INC. RETIREMENT SAVINGS | AUBURN HILLS, MI | Advisor / Consultant INVESTMENT ADVISOR | 2,744 | $422.9M | $42K |
| FAURECIA USA HOLDINGS, INC. FAURECIA USA HOLDINGS, INC. RETIREMENT SAVINGS | AUBURN HILLS, MI | Other NONE | 0 | $419.0M | $42K |
| FAURECIA USA HOLDINGS, INC. FAURECIA USA HOLDINGS, INC. RETIREMENT SAVINGS | AUBURN HILLS, MI | Other NONE | 3,037 | $381.2M | $42K |
| BOARD OF TRUSTEES OF CATASTROPHE MAJOR MEDICAL INSURANCE TRUST CATASTROPHE MAJOR MEDICAL PLAN | LATHAM, NY | Other | 20,651 | $159.5M | $30K |
| ARGANO, LLC ARGANO, LLC 401(K) PLAN | PLANO, TX | Advisor / Consultant FINANCIAL ADVISOR | 894 | $123.5M | $65K |
| TRUSTEES OF TEAMSTERS LOCAL 408 PENSION AND WELFARE FUNDS TEAMSTERS LOCAL 408 PENSION PLAN | UNION, NJ | Other NONE | 175 | $107.7M | $108K |
| TRUSTEES OF TEAMSTERS LOCAL 408 PENSION AND WELFARE FUNDS TEAMSTERS LOCAL 408 PENSION PLAN | UNION, NJ | Other NONE | 183 | $104.0M | $89K |
| USHV MANAGEMENT, LLC USHV EMPLOYEE SAVINGS PLAN | FRANKLIN, TN | Advisor / Consultant CONSULTANT | 1,897 | $100.5M | $35K |
| CHS EMPLOYEE GROUP, LLC CHS EMPLOYEE GROUP, LLC 401(K) RETIREMENT PLAN | BRENTWOOD, TN | Other NONE | 3,104 | $100.4M | $60K |
| CHS EMPLOYEE GROUP, LLC CHS EMPLOYEE GROUP, LLC 401(K) RETIREMENT PLAN | BRENTWOOD, TN | Advisor / Consultant INVESTMENT ADVISOR | 1,801 | $100.4M | $60K |
| INTERDENT SERVICE CORPORATION INTERDENT SERVICE CORPORATION 401(K) PLAN | EL SEGUNDO, CA | Advisor / Consultant INVESTMENT ADVISORY | 1,742 | $100.1M | $0 |
| TRUSTEES OF TEAMSTERS LOCAL 408 PENSION AND WELFARE FUNDS TEAMSTERS LOCAL 408 PENSION PLAN | UNION, NJ | Other NONE | 189 | $93.2M | $49K |
| JAS FORWARDING (U.S.A.), INC. JAS FORWARDING (USA), INC. 401(K) PLAN | ATLANTA, GA | Advisor / Consultant ADVISOR | 1,101 | $92.9M | $0 |
| INTERDENT SERVICE CORPORATION INTERDENT SERVICE CORPORATION 401(K) PLAN | INGLEWOOD, CA | Advisor / Consultant INVESTMENT ADVISORY | 1,814 | $87.3M | $0 |
| CHS EMPLOYEE GROUP, LLC CHS EMPLOYEE GROUP, LLC 401(K) RETIREMENT PLAN | BRENTWOOD, TN | Other NONE | 2,061 | $87.3M | $45K |
| QUANTUM PHYSICIAN SERVICES, LLC QUANTUM RADIOLOGY, P.C. RETIREMENT PLAN | MARIETTA, GA | Other NONE | 151 | $86.4M | $0 |
| OUTPUT SERVICES GROUP, INC. OSG, INC. SAVINGS AND RETIREMENT PLAN | CARLSTADT, NJ | Other NONE | 1,398 | $83.0M | $54K |
| OUTPUT SERVICES GROUP, INC. OSG, INC. SAVINGS AND RETIREMENT PLAN | CARLSTADT, NJ | Advisor / Consultant INVESTMENT ADVISOR | 1,319 | $81.9M | $58K |
| JAS FORWARDING (U.S.A.), INC. JAS FORWARDING (USA), INC. 401(K) PLAN | ATLANTA, GA | Advisor / Consultant ADVISOR | 1,101 | $79.4M | $0 |
| QUANTUM PHYSICIAN SERVICES, LLC QUANTUM RADIOLOGY, P.C. RETIREMENT PLAN | MARIETTA, GA | Other NONE | 151 | $78.9M | $0 |
| OUTPUT SERVICES GROUP, INC. OSG, INC. SAVINGS AND RETIREMENT PLAN | ENGLEWOOD, NJ | Other NONE | 1,661 | $76.0M | $74K |
| INTERDENT SERVICE CORPORATION INTERDENT SERVICE CORPORATION 401(K) PLAN | INGLEWOOD, CA | Advisor / Consultant INVESTMENT ADVISORY | 1,875 | $73.6M | $0 |
| KIARA, INC. KIARA, INC. 401(K) PROFIT SHARING PLAN | SPRINGFIELD, IL | Advisor / Consultant ADVISOR | 497 | $71.5M | $86K |
| PRAIRIE CARDIOVASCULAR CONSULTANTS, INC. KIARA, INC. 401(K) PROFIT SHARING PLAN | SPRINGFIELD, IL | Advisor / Consultant ADVISOR | 386 | $70.5M | $105K |
| FAURECIA USA HOLDINGS, INC. FAURECIA USA HOLDINGS, INC. UNION RETIREMENT SAVINGS PLAN | AUBURN HILLS, MI | Advisor / Consultant INVESTMENT ADVISOR | 3,037 | $70.3M | $3K |
| PRAIRIE CARDIOVASCULAR CONSULTANTS, INC. KIARA, INC. 401(K) PROFIT SHARING PLAN | SPRINGFIELD, IL | Advisor / Consultant ADVISOR | 292 | $69.6M | $103K |
| PRAIRIE CARDIOVASCULAR CONSULTANTS, INC. KIARA, INC. 401(K) PROFIT SHARING PLAN | SPRINGFIELD, IL | Advisor / Consultant ADVISOR | 307 | $69.1M | $108K |
| OHIOS HOSPICE, INC. OHIO'S HOSPICE, INC. 401(K) RETIREMENT SAVINGS | DAYTON, OH | Other SERVICE PROVIDER | 1,220 | $63.1M | $0 |
| KIARA, INC. KIARA, INC. 401(K) PROFIT SHARING PLAN | SPRINGFIELD, IL | Other NONE | 501 | $62.5M | $95K |
| QUANTUM PHYSICIAN SERVICES, LLC QUANTUM RADIOLOGY, P.C. RETIREMENT PLAN | MARIETTA, GA | Other NONE | 122 | $61.7M | $9K |
| OHIOS HOSPICE, INC. OHIO'S HOSPICE, INC. 401(K) RETIREMENT SAVINGS | DAYTON, OH | Other SERVICE PROVIDER | 1,319 | $59.0M | $0 |
| JAS FORWARDING (U.S.A.), INC. JAS FORWARDING (USA), INC. 401(K) PLAN | ATLANTA, GA | Advisor / Consultant ADVISOR | 1,035 | $57.9M | $0 |
| PIPE FITTERS LOCAL #211 WELFARE TRUST FUND PIPE FITTERS LOCAL UNION 211 WELFARE TRUST FUND | HOUSTON, TX | Advisor / Consultant CONSULTANT | 2,255 | $56.6M | $127K |
| COMPSYCH MANAGEMENT CORPORATION COMPSYCH MANAGEMENT CORPORATION RETIREMENT PLAN | CHICAGO, IL | Other NONE | 1,414 | $53.6M | $45K |
| OHIOS HOSPICE, INC. OHIO'S HOSPICE, INC. 401(K) RETIREMENT SAVINGS PLAN | DAYTON, OH | Other SERVICE PROVIDER | 1,260 | $51.5M | $0 |
| E-TIMES CORPORATION E-TIMES CORPORATION 401(K) PLAN | EL SEGUNDO, CA | Advisor / Consultant INVESTMENT ADVISORY | 101 | $49.7M | $0 |
| CATAWBA COLLEGE CATAWBA COLLEGE RETIREMENT PLAN | SALISBURY, NC | Other NONE | 398 | $46.9M | $33K |
| PIPE FITTERS LOCAL #211 WELFARE TRUST FUND PIPE FITTERS LOCAL UNION 211 WELFARE TRUST FUND | HOUSTON, TX | Advisor / Consultant CONSULTANT | 1,861 | $45.2M | $101K |
| E-TIMES CORPORATION E-TIMES CORPORATION 401(K) PLAN | EL SEGUNDO, CA | Advisor / Consultant INVESTMENT ADVISORY | 108 | $44.3M | $0 |
| COMPSYCH MANAGEMENT CORPORATION COMPSYCH MANAGEMENT CORPORATION RETIREMENT PLAN | CHICAGO, IL | Other NONE | 1,372 | $43.5M | $36K |
| CATAWBA COLLEGE CATAWBA COLLEGE RETIREMENT PLAN | SALISBURY, NC | Other NONE | 397 | $43.2M | $8K |
| CATAWBA COLLEGE CATAWBA COLLEGE RETIREMENT PLAN | SALISBURY, NC | Other NONE | 364 | $40.1M | $33K |
| E-TIMES CORPORATION E-TIMES CORPORATION 401(K) PLAN | EL SEGUNDO, CA | Advisor / Consultant INVESTMENT ADVISORY | 120 | $38.5M | $0 |
| KAPLAN EARLY LEARNING COMPANY KELC 401(K) SAVINGS PLAN | LEWISVILLE, NC | Advisor / Consultant INVESTMENT ADVISOR | 1,189 | $37.8M | $27K |
| PIPE FITTERS LOCAL #211 WELFARE TRUST FUND PIPE FITTERS LOCAL UNION 211 WELFARE TRUST FUND | HOUSTON, TX | Advisor / Consultant CONSULTANT | 1,909 | $36.7M | $92K |
| WESTERN RESERVE CARE SOLUTIONS WESTERN RESERVE CARE SOLUTIONS RETIREMENT PLAN | CLEVELAND, OH | Broker BROKER/DEALER | 752 | $35.2M | $0 |
| KAPLAN EARLY LEARNING COMPANY KELC 401(K) SAVINGS PLAN | LEWISVILLE, NC | Advisor / Consultant INVESTMENT ADVISOR | 1,440 | $34.8M | $33K |
| COMPSYCH MANAGEMENT CORPORATION COMPSYCH MANAGEMENT CORPORATION RETIREMENT PLAN | CHICAGO, IL | Other NONE | 1,473 | $33.8M | $34K |
| KAPLAN EARLY LEARNING COMPANY KELC 401(K) SAVINGS PLAN | LEWISVILLE, NC | Advisor / Consultant INVESTMENT ADVISOR | 1,086 | $33.2M | $33K |
| MIXPANEL MIXPANEL, INC 401(K) & PROFIT SHARING PLAN | SAN FRANCISCO, CA | Other NONE | 243 | $30.6M | $77K |
| SKYDANCE PRODUCTIONS, LLC SKYDANCE PRODUCTIONS, LLC 401(K) PROFIT SHARING PLAN | SANTA MONICA, CA | Advisor / Consultant ADVISOR | 415 | $30.1M | $56K |
| ASTRANA HEALTH MANAGEMENT, INC. ASTRANA HEALTH MANAGMENT, INC. CASH OR DEFERRED PROFIT SHARING PLAN | ALHAMBRA, CA | Advisor / Consultant INVESTMENT ADVISOR | 1,222 | $29.7M | $9K |
| ALL METRO HEALTH CARE ALL METRO HEALTH CARE 401(K) PROFIT SHARING PLAN AND TRUST | VALLEY STREAM, NY | Other INVESTMENT/FINANCIAL ADVI | 14,412 | $29.7M | $30K |
| SOUTHWESTERN INDUSTRIES, INC. SOUTHWESTERN INDUSTRIES, INC. 401(K) PLAN | RANCHO DOMINGUEZ, CA | Advisor / Consultant ADVISOR | 162 | $26.4M | $39K |
| SOUTHWESTERN INDUSTRIES, INC. SOUTHWESTERN INDUSTRIES, INC. 401(K) PLAN | RANCHO DOMINGUEZ, CA | Advisor / Consultant ADVISOR | 172 | $26.1M | $37K |
| MODERN AUTOMOTIVE NETWORK, LLC MODERN AUTOMOTIVE NETWORK 401(K) AND PROFIT SHARING PLAN | WINSTON-SALEM, NC | Advisor / Consultant INVESTMENT ADVISOR | 980 | $26.0M | $26K |
| INDEPENDENT LIVING SYSTEMS INDEPENDENT LIVING SYSTEMS 401(K) PLAN | MIAMI, FL | Advisor / Consultant ADVISOR | 1,116 | $25.4M | $50K |
| INSTANTWHIP FOODS, INC. THE INSTANTWHIP COMPANIES PROFIT SHARING PLAN | COLUMBUS, OH | Advisor / Consultant INVESTMENT ADVISOR | 235 | $24.9M | $48K |
| MODERN AUTOMOTIVE NETWORK, LLC MODERN AUTOMOTIVE NETWORK 401(K) AND PROFIT SHARING PLAN | WINSTON-SALEM, NC | Advisor / Consultant INVESTMENT ADVISOR | 786 | $24.6M | $22K |
| TOBIN LUCKS, LLP TOBIN LUCKS, LLP 401(K) PROFIT SHARING PLAN | WEST HILLS, CA | Advisor / Consultant INVESTMENT ADVISOR | 137 | $24.5M | $0 |
| MIXPANEL MIXPANEL, INC 401(K) & PROFIT SHARING PLAN | SAN FRANCISCO, CA | Other NONE | 257 | $23.8M | $58K |
| READYCAP COMMERCIAL, LLC READYCAP COMMERCIAL 401(K) PLAN | BERKELEY HEIGHTS, NJ | Advisor / Consultant ADVISOR | 214 | $23.8M | $23K |
| INSTANTWHIP FOODS, INC. THE INSTANTWHIP COMPANIES PROFIT SHARING PLAN | COLUMBUS, OH | Advisor / Consultant INVESTMENT ADVISOR | 281 | $23.4M | $37K |
| MICHAEL VAN VALKENBURGH ASSOCIATES, INC. MVVA, INC. PROFIT SHARING & 401(K) PLAN | CAMBRIDGE, MA | Advisor / Consultant INVESTMENT-ADVISORY PLAN | 98 | $23.4M | $31K |
| SOUTHWESTERN INDUSTRIES, INC. SOUTHWESTERN INDUSTRIES, INC. 401(K) PLAN | RANCHO DOMINGUEZ, CA | Advisor / Consultant ADVISOR | 166 | $23.3M | $37K |
| COSTELLO, INC. COSTELLO, INC. 401(K) PLAN | HOUSTON, TX | Other RETAINED BY EMPLOYER | 180 | $23.3M | $45K |
| BLUETOOTH SIG INC BLUETOOTH SIG INC 401K PLAN | KIRKLAND, WA | Other INVESTMENT/FINANCIAL ADVI | 121 | $23.1M | $58K |
| SKYDANCE PRODUCTIONS, LLC SKYDANCE PRODUCTIONS, LLC 401(K) PROFIT SHARING PLAN | SANTA MONICA, CA | Advisor / Consultant ADVISOR | 315 | $22.8M | $35K |
| ALL METRO HEALTH CARE ALL METRO HEALTH CARE 401(K) PROFIT SHARING PLAN AND TRUST | VALLEY STREAM, NY | Other INVESTMENT/FINANCIAL ADVI | 12,264 | $21.6M | $87K |
| READYCAP COMMERCIAL, LLC READYCAP COMMERCIAL 401(K) PLAN | BERKELEY HEIGHTS, NJ | Advisor / Consultant ADVISOR | 201 | $21.4M | $40K |
| TRUSTEES OF TEAMSTERS LOCAL 408 ANNUITY FUND TEAMSTERS LOCAL 408 ANNUITY FUND | UNION, NJ | Other NONE | 209 | $21.4M | $30K |
| WHIRLWIND STEEL BUILDINGS, INC. WHIRLWIND STEEL BUILDINGS, INC. 401(K) PLAN | HOUSTON, TX | Other RETAINED BY PLAN SPONSOR | 680 | $21.4M | $40K |
| COSTELLO, INC. COSTELLO, INC. 401(K) PLAN | HOUSTON, TX | Other RETAINED BY EMPLOYER | 175 | $21.3M | $42K |
| TOBIN LUCKS, LLP TOBIN LUCKS, LLP 401(K) PROFIT SHARING PLAN | WEST HILLS, CA | Advisor / Consultant INVESTMENT ADVISOR | 129 | $21.0M | $38K |
| INSTANTWHIP FOODS, INC. THE INSTANTWHIP COMPANIES PROFIT SHARING PLAN | COLUMBUS, OH | Advisor / Consultant INVESTMENT ADVISOR | 304 | $20.9M | $39K |
| TRUSTEES OF TEAMSTERS LOCAL 408 ANNUITY FUND TEAMSTERS LOCAL 408 ANNUITY FUND | UNION, NJ | Other NONE | 246 | $20.7M | $27K |
| MODERN AUTOMOTIVE NETWORK, LLC MODERN AUTOMOTIVE NETWORK 401(K) AND PROFIT SHARING PLAN | WINSTON-SALEM, NC | Advisor / Consultant INVESTMENT ADVISOR | 789 | $20.2M | $21K |
| HOME FRANCHISE CONCEPTS, LLC HOME FRANCHISE CONCEPTS RETIREMENT SAVINGS PLAN | IRVINE, CA | Advisor / Consultant ADVISOR | 258 | $19.4M | $25K |
| WHIRLWIND STEEL BUILDINGS, INC. WHIRLWIND STEEL BUILDINGS, INC. 401(K) PLAN | HOUSTON, TX | Other RETAINED BY PLAN SPONSOR | 878 | $19.4M | $42K |
| BLUETOOTH SIG INC BLUETOOTH SIG INC 401K PLAN | KIRKLAND, WA | Other INVESTMENT/FINANCIAL ADVI | 124 | $19.2M | $50K |
| TRUSTEES OF TEAMSTERS LOCAL 408 ANNUITY FUND TEAMSTERS LOCAL 408 ANNUITY FUND | UNION, NJ | Other NONE | 271 | $19.0M | $29K |
| MOLECULAR TEMPLATES, INC. MOLECULAR TEMPLATES, INC. 401(K) PLAN | FOXBOROUGH, MA | Other NONE | 0 | $18.8M | $57K |
| HOME FRANCHISE CONCEPTS, LLC HOME FRANCHISE CONCEPTS RETIREMENT SAVINGS PLAN | IRVINE, CA | Advisor / Consultant ADVISOR | 283 | $18.6M | $14K |
| MOLECULAR TEMPLATES, INC. MOLECULAR TEMPLATES, INC. 401(K) PLAN | AUSTIN, TX | Other NONE | 62 | $18.2M | $53K |
| TOBIN LUCKS, LLP TOBIN LUCKS, LLP 401(K) PROFIT SHARING PLAN | WEST HILLS, CA | Advisor / Consultant INVESTMENT ADVISOR | 121 | $16.8M | $36K |
| THE MCHENRY MANAGEMENT GROUP, INC. TMMG 401(K) PLAN | CHESAPEAKE, VA | Advisor / Consultant INVESTMENT ADVISORY | 287 | $16.5M | $22K |
| MOLECULAR TEMPLATES, INC. MOLECULAR TEMPLATES, INC. 401(K) PLAN | AUSTIN, TX | Other NONE | 214 | $16.3M | $64K |
| MIXPANEL MIXPANEL, INC 401(K) & PROFIT SHARING PLAN | SAN FRANCISCO, CA | Other NONE | 276 | $16.3M | $50K |
| PINDLER & PINDLER, INC. PINDLER & PINDLER, INC. EMPLOYEES' PROFIT SHARING PLAN | MOORPARK, CA | Other NONE | 122 | $16.2M | $129K |
| WHIRLWIND STEEL BUILDINGS, INC. WHIRLWIND STEEL BUILDINGS, INC. 401(K) PLAN | HOUSTON, TX | Other RETAINED BY PLAN SPONSOR | 507 | $15.9M | $43K |
| METRO IMAGING, LLC METRO IMAGING, LLC RETIREMENT PLAN | ST. LOUIS, MO | Other NONE | 85 | $15.7M | $7K |
| METRO IMAGING, LLC METRO IMAGING, LLC RETIREMENT PLAN | CREVE COEUR, MO | Other NONE | 77 | $15.7M | $6K |
| LANCE, SOLL & LUNGHARD, LLP LANCE, SOLL & LUNGHARD, LLP 401(K) PROFIT SHARING PLAN | IRVINE, CA | Other | 121 | $15.3M | $36K |
| READYCAP COMMERCIAL, LLC READYCAP COMMERCIAL 401(K) PLAN | BERKELEY HEIGHTS, NJ | Advisor / Consultant ADVISOR | 225 | $14.8M | $35K |
| PINDLER & PINDLER, INC. PINDLER & PINDLER, INC. EMPLOYEES' PROFIT SHARING PLAN | MOORPARK, CA | Other NONE | 121 | $14.7M | $119K |
| C2 EDUCATIONAL SYSTEMS, INC. C2 EDUCATIONAL SYSTEMS 401(K) PROFIT SHARING PLAN | JOHNS CREEK, GA | Advisor / Consultant ADVISOR | 1,158 | $14.7M | $9K |
| BLUETOOTH SIG INC BLUETOOTH SIG INC 401K PLAN | KIRKLAND, WA | Other INVESTMENT/FINANCIAL ADVI | 120 | $14.7M | $42K |
| EL PROYECTO DEL BARRIO, INC. EL PROYECTO DEL BARRIO 403(B) PLAN | ARLETA, CA | Advisor / Consultant INVESTMENT ADVISOR | 489 | $14.4M | $19K |
| PDQ ENTERPRISES, INC. PDQ ENTERPRISES, INC. 401(K) PROFIT SHARING PLAN | SANTA FE SPRINGS, CA | Advisor / Consultant INVESTMENT ADVISORY | 247 | $14.3M | $20K |
| PINDLER & PINDLER, INC. PINDLER & PINDLER, INC. EMPLOYEES' PROFIT SHARING PLAN | MOORPARK, CA | Other NONE | 128 | $14.2M | $131K |
| THE MCHENRY MANAGEMENT GROUP THE MCHENRY MANAGEMENT GROUP 401(K) RETIREMENT AND SAVINGS PLAN | CHESAPEAKE, VA | Advisor / Consultant INVESTMENT ADVISORY | 257 | $14.1M | $26K |
| EL PROYECTO DEL BARRIO,INC. EL PROYECTO DEL BARRIO 403(B)PLAN | ARLETA, CA | Advisor / Consultant INVESTMENT ADVISOR | 457 | $14.1M | $19K |
| PARKWAY PRODUCTS, LLC PARKWAY PRODUCTS, LLC THRIFT SAVINGS 401(K) PLAN | ATLANTA, GA | Advisor / Consultant INVESTMENT ADVISOR | 394 | $14.1M | $5K |
| TRUSTEES OF TEAMSTERS LOCAL 408 PENSION & WELFARE FUNDS TEAMSTERS LOCAL 408 WELFARE PLAN | UNION, NJ | Other NONE | 161 | $13.8M | $17K |
| FRESHREALM, INC. FRESHREALM RETIREMENT PLAN | LANCASTER, TX | Advisor / Consultant INVESTMENT ADVISORY | 1,101 | $13.6M | $6K |
| METRO IMAGING, LLC METRO IMAGING, LLC RETIREMENT PLAN | CREVE COEUR, MO | Other NONE | 70 | $13.6M | $6K |
| LANCE, SOLL & LUNGHARD, LLP LANCE, SOLL & LUNGHARD, LLP 401(K) PROFIT SHARING PLAN | BREA, CA | Other INVESTMENT AD VISORY - P | 112 | $13.2M | $29K |
| SKYDANCE PRODUCTIONS, LLC SKYDANCE PRODUCTIONS, LLC 401(K) PROFIT SHARING PLAN | SANTA MONICA, CA | Advisor / Consultant ADVISOR | 255 | $13.1M | $6K |
| TRUSTEES OF TEAMSTERS LOCAL 408 PENSION & WELFARE FUNDS TEAMSTERS LOCAL 408 WELFARE PLAN | UNION, NJ | Other NONE | 156 | $13.0M | $16K |
| STRAIT AND LAMP LUMBER COMPANY, INC STRAIT AND LAMP LUMBER COMPANY, INC. 401(K) PROFIT SHARING PLAN | COLUMBUS, OH | Advisor / Consultant INVESTMENT ADVISOR | 207 | $12.6M | $30K |
| URBAN OIL & GAS GROUP, LLC URBAN OIL & GAS 401(K) PLAN | PLANO, TX | Advisor / Consultant INVESTMENT ADVISORY | 154 | $12.4M | $0 |
| MILLER CASTINGS, INC. MILLER CASTINGS, INC. 401(K) PLAN | WHITTIER, CA | Advisor / Consultant INVESTMENT ADVISOR | 413 | $12.2M | $0 |
| INTERSTATE COLD STORAGE, INC. TIPPMANN AFFILIATED GROUP 401(K) EMPLOYEES RETIREMENT PLAN | FORT WAYNE, IN | Other INVESTMENT/FINANCIAL ADVI | 205 | $12.1M | $48K |
| NORTHWEST PATHOLOGY, PS NORTHWEST PATHOLOGY 401(K) PLAN | BELLINGHAM, WA | Advisor / Consultant INVESTMENT ADVISORY | 362 | $12.0M | $31K |
| TRUSTEES OF TEAMSTERS LOCAL 408 PENSION & WELFARE FUNDS TEAMSTERS LOCAL 408 WELFARE PLAN | UNION, NJ | Other NONE | 165 | $11.9M | $17K |
| HATTERAS PRESS, INC. HATTERAS PRESS, INC. 401(K) RETIREMENT PLAN & TRUST | TINTON FALLS, NJ | Advisor / Consultant ADVISOR | 256 | $11.7M | $9K |
| CUSTOM GOODS, LLC CUSTOM GOODS, LLC CONSOLIDATED 401(K) PLAN | CARSON, CA | Advisor / Consultant ADVISOR | 608 | $11.6M | $50K |
| C2 EDUCATIONAL SYSTEMS, INC. C2 EDUCATIONAL SYSTEMS 401(K) PROFIT SHARING PLAN | JOHNS CREEK, GA | Advisor / Consultant ADVISOR | 1,093 | $11.6M | $37K |
| INTERSTATE COLD STORAGE, INC. TIPPMANN AFFILIATED GROUP 401(K) EMPLOYEES RETIREMENT PLAN | FORT WAYNE, IN | Other INVESTMENT/FINANCIAL ADVI | 204 | $11.5M | $21K |
| BURRELL COLLEGE OF OSTEOPATHIC MEDICINE LLC BCOM RETIREMENT PLAN | LAS CRUCES, NM | Other NONE | 157 | $11.4M | $43K |
| STRAIT AND LAMP LUMBER COMPANY, INC STRAIT AND LAMP LUMBER COMPANY, INC. 401(K) PROFIT SHARING PLAN | COLUMBUS, OH | Advisor / Consultant INVESTMENT ADVISOR | 171 | $11.3M | $25K |
| HATTERAS PRESS, INC. HATTERAS PRESS, INC. 401(K) RETIREMENT PLAN & TRUST | TINTON FALLS, NJ | Advisor / Consultant INVESTMENT ADVISORY-PLAN | 227 | $10.9M | $4K |
| EL PROYECTO DEL BARRIO 403(B) PLAN EL PROYECTO DEL BARRIO 403(B) PLAN | ARLETA, CA | Advisor / Consultant INVESTMENT ADVISORY | 419 | $10.8M | $0 |
| LANCE, SOLL & LUNGHARD, LLP LANCE, SOLL & LUNGHARD, LLP 401(K) PROFIT SHARING PLAN | BREA, CA | Other INVESTMENT AD VISORY - PL | 108 | $10.7M | $17K |
| MILLER CASTINGS, INC. MILLER CASTINGS, INC. 401(K) PLAN | WHITTIER, CA | Advisor / Consultant INVESTMENT ADVISOR | 420 | $10.7M | $0 |
| THE MCHENRY MANAGEMENT GROUP THE MCHENRY MANAGEMENT GROUP 401(K) RETIREMENT AND SAVINGS PLAN | CHESAPEAKE, VA | Advisor / Consultant INVESTMENT ADVISORY | 241 | $10.7M | $25K |
| HARRISON DESIGN ASSOCIATES, INC. HARRISON DESIGN ASSOCIATES 401(K) PROFIT SHARING PLAN | ATLANTA, GA | Advisor / Consultant ADVISOR | 105 | $10.7M | $23K |
| JOHN A. HUDEC AND ASSOCIATES, INC. JOHN A. HUDEC AND ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN | BRECKSVILLE, OH | Advisor / Consultant ADVISOR | 282 | $10.6M | $28K |
| BOARD OF TRUSTEES OF IBEW LOCAL UNION NO. 527 PENSION PLAN IBEW LOCAL UNION NO. 527 PENSION PLAN | TEXAS CITY, TX | Other INV MGMT | 135 | $10.4M | $45K |
| KERECIS, LLC KERECIS, LLC 401(K) PLAN | ARLINGTON, VA | Other SERVICE PROVIDER | 460 | $10.4M | $0 |
| AMERICAN PRODUCERS SUPPLY CO., INC. AMERICAN PRODUCERS SUPPLY 401(K) EMPLOYEE RETIREMENT PLAN | MARIETTA, OH | Advisor / Consultant ADVISOR | 207 | $10.2M | $20K |
| JUST MEDIA, INC. JUST MEDIA, INC. 401(K) PROFIT SHARING PLAN & TRUST | SACRAMENTO, CA | Advisor / Consultant ADVISOR | 122 | $9.9M | $21K |
| CUSTOM GOODS, LLC CUSTOM GOODS, LLC CONSOLIDATED 401(K) PLAN | CARSON, CA | Advisor / Consultant ADVISOR | 461 | $9.7M | $32K |
| INTERSTATE COLD STORAGE, INC. TIPPMANN AFFILIATED GROUP 401(K) EMPLOYEES RETIREMENT PLAN | FORT WAYNE, IN | Other INVESTMENT/FINANCIAL ADVI | 184 | $9.6M | $20K |
| STRAIT AND LAMP LUMBER COMPANY, INC STRAIT AND LAMP LUMBER COMPANY, INC. 401(K) PROFIT SHARING PLAN | COLUMBUS, OH | Advisor / Consultant INVESTMENT ADVISOR | 177 | $9.5M | $25K |
| JOHN A. HUDEC AND ASSOCIATES, INC. JOHN A. HUDEC AND ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN | BRECKSVILLE, OH | Advisor / Consultant ADVISOR | 197 | $9.5M | $24K |
| EASTERN ALLOYS, INC. EASTERN ALLOYS, INC. PENSION PLAN AND TRUST AGREEMENT | MAYBROOK, NY | Other INVESTMENT MGMT. FEE | 8 | $9.4M | $87K |
| BOARD OF TRUSTEES OF IBEW LOCAL UNION NO. 527 PENSION PLAN IBEW LOCAL UNION NO. 527 PENSION PLAN | TEXAS CITY, TX | Advisor / Consultant INV ADVISOR | 154 | $9.3M | $45K |
| AMERICAN PRODUCERS SUPPLY CO., INC. AMERICAN PRODUCERS SUPPLY 401(K) EMPLOYEE RETIREMENT PLAN | MARIETTA, OH | Advisor / Consultant ADVISOR | 205 | $9.2M | $16K |
| BURRELL COLLEGE OF OSTEOPATHIC MEDICINE LLC BCOM RETIREMENT PLAN | LAS CRUCES, NM | Other NONE | 135 | $9.2M | $38K |
| EASTERN ALLOYS, INC. EASTERN ALLOYS, INC. PENSION PLAN AND TRUST AGREEMENT | MAYBROOK, NY | Other NONE | 8 | $9.2M | $102K |
| MILLER CASTINGS, INC. MILLER CASTINGS, INC. 401(K) PLAN | WHITTIER, CA | Advisor / Consultant INVESTMENT ADVISOR | 391 | $9.0M | $0 |
| HARRISON DESIGN ASSOCIATES, INC HARRISON DESIGN ASSOCIATES 401(K) PROFIT SHARING PLAN | ATLANTA, GA | Advisor / Consultant ADVISOR | 97 | $8.7M | $23K |
| UNIVERSAL REHAB & FITNESS INST UNIVERSAL INSTITUTE 401(K) PLAN | LIVINGSTON, NJ | Other INVESTMENT/FINANCIAL ADVI | 669 | $8.6M | $18K |
| CHROMADEX, INC. CHROMADEX, INC. 401(K) PLAN | LOS ANGELES, CA | Advisor / Consultant ADVISOR | 106 | $8.5M | $23K |
| THE MCGREGOR FOUNDATION THE MCGREGOR RETIREMENT SAVINGS PLAN | CLEVELAND, OH | Advisor / Consultant INVESTMENT ADVISOR | 521 | $8.2M | $32K |
| JOHN A. HUDEC AND ASSOCIATES, INC. JOHN A. HUDEC AND ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN | BRECKSVILLE, OH | Advisor / Consultant ADVISOR | 213 | $7.8M | $24K |
| AMERICAN PRODUCERS SUPPLY CO., INC. AMERICAN PRODUCERS SUPPLY 401(K) EMPLOYEE RETIREMENT PLAN | MARIETTA, OH | Advisor / Consultant ADVISOR | 173 | $7.7M | $14K |
| JUST MEDIA, INC. JUST MEDIA, INC. 401(K) PROFIT SHARING PLAN & TRUST | SAN ANSELMO, CA | Advisor / Consultant ADVISOR | 119 | $7.7M | $18K |
| DIGNIFIED HOME LOANS, LLC DIGNIFIED HOME LOANS LLC 401(K) PROFIT SHARING PLAN | WESTLAKE VILLAGE, CA | Other REGISTERED INVESTMENT ADV | 74 | $7.6M | $25K |
| PEACHTREE PROTECTIVE COVERS, INC. PEACHTREE PROTECTIVE COVERS 401(K) PLAN | LITHIA SPRINGS, GA | Advisor / Consultant ADVISOR | 83 | $7.5M | $20K |
| CALLSOURCE CALLSOURCE 401(K) PLAN | CALABASAS, CA | Advisor / Consultant INVESTMENT ADVISORY - PL | 118 | $7.4M | $52K |
| NORTHWEST PATHOLOGY, PS NORTHWEST PATHOLOGY 401(K) PLAN | BELLINGHAM, WA | Advisor / Consultant INVESTMENT ADVISORY | 119 | $7.4M | $40K |
| CHROMADEX, INC. CHROMADEX, INC. 401(K) PLAN | LOS ANGELES, CA | Advisor / Consultant ADVISOR | 105 | $7.2M | $17K |
| UNIVERSAL REHAB & FITNESS INST UNIVERSAL INSTITUTE 401(K) PLAN | LIVINGSTON, NJ | Other INVESTMENT/FINANCIAL ADVI | 611 | $7.1M | $15K |
| DIGNIFIED HOME LOANS, LLC DIGNIFIED HOME LOANS LLC 401(K) PROFIT SHARING PLAN | WESTLAKE VILLAGE, CA | Other REGISTERED INVESTMENT ADV | 59 | $7.0M | $23K |
| BURRELL COLLEGE OF OSTEOPATHIC MEDICINE LLC BCOM RETIREMENT PLAN | LAS CRUCES, NM | Other NONE | 134 | $7.0M | $33K |
| GARCES, GRABLER & LEBROCQ, PC GARCES, GRABLER & LEBROCQ, PC 401(K) PLAN | NEW BRUNSWICK, NJ | Other INVESTMENT/FINANCIAL ADVI | 105 | $6.8M | $24K |
| BOARD OF TRUSTEES PIPEFITTERS LU NO 195 DEFINED CONTRIBUTION PLAN PIPEFITTERS LU NO. 195 DEFINED CONTRIBUTION PLAN | NEDERLAND, TX | Other NONE | 260 | $6.8M | $30K |
| WHITE ROCK OIL & GAS, LLC WHITE ROCK OIL & GAS, LLC 401(K) PLAN | PLANO, TX | Advisor / Consultant INVESTMENT ADVISORY | 105 | $6.7M | $0 |
| FIRST INTERNATIONAL TITLE INC. FIRST INTERNATIONAL TITLE INC. 401(K) PROFIT SHARING PLAN AND T | CORAL SPRINGS, FL | Other INVESTMENT/FINANCIAL ADVI | 164 | $6.5M | $25K |
| THE MCGREGOR FOUNDATION THE MCGREGOR RETIREMENT SAVINGS PLAN | CLEVELAND, OH | Advisor / Consultant INVESTMENT ADVISOR | 434 | $6.2M | $29K |
| BOARD OF TRUSTEES PIPEFITTERS LU NO 195 DEFINED CONTRIBUTION PLAN PIPEFITTERS LU NO. 195 DEFINED CONTRIBUTION PLAN | NEDERLAND, TX | Other INV MANAGER | 360 | $6.2M | $34K |
| KERECIS, LLC KERECIS, LLC 401(K) PLAN | ARLINGTON, VA | Other SERVICE PROVIDER | 416 | $6.0M | $0 |
| UNIVERSAL REHAB & FITNESS INST UNIVERSAL INSTITUTE 401(K) PLAN | LIVINGSTON, NJ | Other INVESTMENT/FINANCIAL ADVI | 428 | $5.7M | $13K |
| JUST MEDIA, INC. JUST MEDIA, INC. 401(K) PROFIT SHARING PLAN & TRUST | SAN ANSELMO, CA | Advisor / Consultant ADVISOR | 106 | $5.6M | $13K |
| THE MCGREGOR FOUNDATION THE MCGREGOR RETIREMENT SAVINGS PLAN | CLEVELAND, OH | Advisor / Consultant INVESTMENT ADVISOR | 476 | $5.5M | $28K |
| SYCAMORE SERVICES, INC SYCAMORE SERVICES 401(K) PLAN | DANVILLE, IN | Advisor / Consultant ADVISOR | 353 | $5.5M | $20K |
| CHROMADEX, INC. CHROMADEX, INC. 401(K) PLAN | LOS ANGELES, CA | Advisor / Consultant ADVISOR | 112 | $5.4M | $16K |
| BOARD OF TRUSTEES PIPEFITTERS LU NO 195 DEFINED CONTRIBUTION PLAN PIPEFITTERS LU NO. 195 DEFINED CONTRIBUTION PLAN | NEDERLAND, TX | Other INV MANAGER | 359 | $5.3M | $34K |
| FRESHREALM LLC FRESHREALM RETIREMENT PLAN | LANCASTER, TX | Other INVESTMENT/FINANCIAL ADVI | 187 | $5.0M | $5K |
| ALPHA NET CONSULTING, LLC ALPHA NET CONSULTING, LLC 401(K) PLAN | SANTA CLARA, CA | Other INVESTMENT/FINANCIAL ADVI | 127 | $5.0M | $38K |
| SYCAMORE SERVICES, INC. SYCAMORE SERVICES 401(K) PLAN | DANVILLE, IN | Advisor / Consultant ADVISOR | 364 | $4.8M | $18K |
| RIGIL CORPORATION RIGIL CORPORATION 401(K) PLAN | CHANTILLY, VA | Advisor / Consultant INVESTMENT ADVISORY | 94 | $4.8M | $21K |
| DATAFIELD, INC. DATAFIELD, INC. 401(K) PLAN | WORTHINGTON, OH | Advisor / Consultant ADVISOR | 102 | $4.8M | $16K |
| ACW MANAGEMENT CORPORATION ACW MANAGEMENT CORPORATION PROFIT SHARING PLAN AND TRUST | HIGH POINT, NC | Advisor / Consultant INVESTMENT MANAGEMENT | 117 | $4.3M | $48K |
| DATAFIELD, INC. DATAFIELD, INC. 401(K) PLAN | WORTHINGTON, OH | Advisor / Consultant ADVISOR | 123 | $4.2M | $11K |
| ALPHA NET CONSULTING, LLC ALPHA NET CONSULTING, LLC 401(K) PLAN | SANTA CLARA, CA | Advisor / Consultant ADVISOR | 142 | $4.1M | $17K |
| CUSTOM GOODS, LLC CUSTOM GOODS, LLC CONSOLIDATED 401(K) PLAN | CARSON, CA | Advisor / Consultant ADVISOR | 284 | $3.8M | $17K |
| THE MANHATTAN CHILDRENS CENTER THE MANHATTAN CHILDREN'S CENTER 401(K) PROFIT SHARING PLAN & TR | NEW YORK, NY | Other INVESTMENT/FINANCIAL ADVI | 171 | $3.4M | $17K |
| SHARPS COMPLIANCE, INC. SHARPS COMPLIANCE 401(K) PLAN | HOUSTON, TX | Advisor / Consultant INVESTMENT ADVISORY FEE | 200 | $3.4M | $17K |
| ALPHA NET CONSULTING, LLC ALPHA NET CONSULTING, LLC 401(K) PLAN | SANTA CLARA, CA | Advisor / Consultant ADVISOR | 120 | $3.3M | $17K |
| DATAFIELD, INC. DATAFIELD, INC. 401(K) PLAN | WORTHINGTON, OH | Advisor / Consultant ADVISOR | 136 | $3.3M | $17K |
| A&A MAINTENANCE ENTERPRISE, INC. A & A MAINTENANCE ENTERPRISES 401(K) PROFIT SHARING AND TRUST | YONKERS, NY | Other INVESTMENT/FINANCIAL ADVI | 1,830 | $3.0M | $7K |
| CLAYENS NP USA CLAYENS NP USA 401(K) PLAN | CRYSTAL LAKE, IL | Advisor / Consultant INVESTMENT ADVISOR | 237 | $2.9M | $4K |
| A&A MAINTENANCE ENTERPRISE, INC. A & A MAINTENANCE ENTERPRISES 401(K) PROFIT SHARING AND TRUST | YONKERS, NY | Other INVESTMENT/FINANCIAL ADVI | 856 | $2.9M | $6K |
| KERECIS, LLC KERECIS, LLC 401(K) PLAN | ARLINGTON, VA | Other SERVICE PROVIDER | 268 | $2.6M | $0 |
| OYSTER BAY SENIOR RESIDENCE IN OYSTER BAY SENIOR RESIDENCE IN 401(K) PROFIT SHARING PLAN & TRUST | OYSTER BAY, NY | Advisor / Consultant ADVISOR | 108 | $1.9M | $12K |
| RXP AGENCY, LLC RXP AGENCY, LLC 401(K) PLAN | NEW ALBANY, OH | Advisor / Consultant INVESTMENT ADVISORY | 168 | $1.6M | $0 |
| RXP AGENCY, LLC RXP AGENCY, LLC 401(K) PLAN | NEW ALBANY, OH | Advisor / Consultant INVESTMENT ADVISORY | 138 | $1.6M | $0 |
| CST COMPANIES CST COMPANIES 401(K) PLAN | GROVE CITY, OH | Advisor / Consultant INVESTMENT ADVISOR | 114 | $1.3M | $8K |
| FIRST INTERNATIONAL TITLE INC. FIRST INTERNATIONAL TITLE INC. 401(K) PROFIT SHARING PLAN AND T | CORAL SPRINGS, FL | Other INVESTMENT/FINANCIAL ADVI | 157 | $734K | $23K |
| PYXUS INTERNATIONAL, INC. PYXUS INTERNATIONAL, INC. PENSION PLAN | MORRISVILLE, NC | Other | 0 | $227K | $30K |
| FAIRWAY OUTDOOR ADVERTISING GROUP, LLC FAIRWAY OUTDOOR ADVERTISING GROUP, LLC 401(K) PLAN | CHICAGO, IL | Advisor / Consultant ADVISOR | 0 | $16K | $9K |
| COSTELLO, INC. COSTELLO, INC. 401(K) PLAN | HOUSTON, TX | Other RETAINED BY EMPLOYER | 0 | $0 | $7K |
| HARRISON DESIGN ASSOCIATES, INC. HARRISON DESIGN ASSOCIATES 401(K) PROFIT SHARING PLAN | ATLANTA, GA | Advisor / Consultant ADVISOR | 0 | $0 | $28K |
| CLAYENS NP USA CLAYENS NP USA 401(K) PLAN | CRYSTAL LAKE, IL | Advisor / Consultant INVESTMENT ADVISOR | 0 | $0 | $12K |
| ENCINO SURGICENTER, A MEDICAL GROUP ENCINO SURGICENTER RETIREMENT PLAN | ENCINO, CA | Advisor / Consultant INVESTMENT ADVISORY | 15 | — | $0 |