NEUBERGER AND BERMAN

Aggregated across all Schedule C name variants below. DOL truncates provider names to 35 chars, so the same legal entity is filed under multiple spellings.

Plans served

Active participants

8,127

Total plan assets

$10.5B

Filings (rows)

Direct comp

$2.1M

Indirect comp

SERVICES PROVIDED

Other5

Top plans served

All 5 plans

Sponsor / Plan	Location	Service	Participants	Assets	Direct comp
HSBC NORTH AMERICA HOLDINGS INC. HSBC - NORTH AMERICA (U.S.) PENSION PLAN	CHICAGO, IL	Other NONE	2,447	$3.6B	$657K
HSBC NORTH AMERICA HOLDINGS INC. HSBC - NORTH AMERICA (U.S.) PENSION PLAN	CHICAGO, IL	Other NONE	2,727	$3.5B	$759K
HSBC NORTH AMERICA HOLDINGS INC.