MORNINSTAR INVESTMENT MGMT

Aggregated across all Schedule C name variants below. DOL truncates provider names to 35 chars, so the same legal entity is filed under multiple spellings.

Plans served

Active participants

166

Total plan assets

$17.4M

Filings (rows)

Direct comp

$2K

Indirect comp

$8K

SERVICES PROVIDED

Advisor / Consultant3

Plans served

All 3 plans

Sponsor / Plan	Location	Services	Participants	Assets	Direct comp	Indirect comp
AUTOX TECHNOLOGIES, INC. AUTOX TECHNOLOGIES, INC. RETIREMENT PLAN	SAN JOSE, CA	Advisor / Consultant	42	$7.0M	$0	$3K
AUTOX TECHNOLOGIES, INC AUTOX TECHNOLOGIES, INC RETIREMENT PLAN	SAN JOSE, CA	Advisor / Consultant