MORGANSTANLEY SMITHBARNEY
Aggregated across all Schedule C name variants below. DOL truncates provider names to 35 chars, so the same legal entity is filed under multiple spellings.
Plans served
15
Active participants
39,975
Total plan assets
$2.0B
Filings (rows)
15
Direct comp
$870K
Indirect comp
$0
SERVICES PROVIDED
Other14
Advisor / Consultant1
Top plans served
All 15 plans| Sponsor / Plan | Location | Service | Participants | Assets | Direct comp |
|---|---|---|---|---|---|
| DELAWARE NORTH COMPANIES, INCORPORATED DELAWARE NORTH COMPANIES 401(K) PLAN | BUFFALO, NY | Other N/A | 9,204 | $343.5M | $78K |
| D & H CORPORATE GROUP INC. D & H EMPLOYEE STOCK OWNERSHIP PLAN | HARRISBURG, PA | Other NONE | 1,478 | $313.9M | $181K |
| DELAWARE NORTH COMPANIES, INCORPORATED DELAWARE NORTH COMPANIES 401(K) PLAN | BUFFALO, NY | Other N/A | 8,499 | $312.9M | $78K |
| D & H CORPORATE GROUP INC. D & H EMPLOYEE STOCK OWNERSHIP PLAN | HARRISBURG, PA | Other NONE | 1,459 | $288.9M | $194K |
| DELAWARE NORTH COMPANIES, INCORPORATED DELAWARE NORTH COMPANIES 401(K) PLAN | BUFFALO, NY | Other N/A | 7,796 | $264.2M | $78K |
| D & H CORPORATE GROUP INC. D & H EMPLOYEE STOCK OWNERSHIP PLAN | HARRISBURG, PA | Other NONE | 1,461 | $184.1M | $137K |
| DELAWARE NORTH COMPANIES, INCORPORATED DELAWARE NORTH COMPANIES 401(K) UNION PLAN | BUFFALO, NY | Other RETAINED BY EMPLOYER | 2,534 | $60.5M | $15K |
| DELAWARE NORTH COMPANIES, INCORPORATED DELAWARE NORTH COMPANIES 401(K) UNION PLAN | BUFFALO, NY | Other RETAINED BY EMPLOYER | 2,382 | $52.4M | $15K |
| DELAWARE NORTH COMPANIES, INCORPORATED DELAWARE NORTH COMPANIES 401(K) UNION PLAN | BUFFALO, NY | Other RETAINED BY EMPLOYER | 2,028 | $46.3M | $15K |
| ROCHESTER LABORERS' WELFARE - SUB FUND UNEMPLOYMENT BENEFIT FUND ROCHESTER LABORERS' WELFARE AND SUPPLEMENTAL UNEMPLOYMENT BENEFIT FUND | ROCHESTER, NY | Other NONE | 725 | $23.2M | $12K |
| ROCHESTER LABORERS' WELFARE - SUB FUND UNEMPLOYMENT BENEFIT FUND ROCHESTER LABORERS' WELFARE AND SUPPLEMENTAL UNEMPLOYMENT BENEFIT FUND | ROCHESTER, NY | Other NONE | 586 | $22.3M | $14K |
| ROCHESTER LABORERS' WELFARE - SUB FUND UNEMPLOYMENT BENEFIT FUND ROCHESTER LABORERS' WELFARE AND SUPPLEMENTAL UNEMPLOYMENT BENEFIT FUND | ROCHESTER, NY | Other NONE | 595 | $21.1M | $15K |
| ENGINEERING SPECIALISTS, INC. ENGINEERING SPECIALISTS, INC. 401(K) SAVINGS PLAN | BROOKFIELD, WI | Advisor / Consultant INVESTMENT ADVISOR | 126 | $16.5M | $37K |
| M.J. EMPLOYMENT SERVICES, INC. MOTEL HOTEL ASSOCIATES, INC. 401(K) SAVINGS PLAN | DANBURY, CT | Other RETAINED BY PLAN SPONSOR | 574 | $10.5M | $0 |
| M.J. EMPLOYMENT SERVICES, INC. MOTEL HOTEL ASSOCIATES, INC. 401(K) SAVINGS PLAN | DANBURY, CT | Other RETAINED BY PLAN SPONSOR | 528 | $8.5M | $0 |