Morgan Stanley Smith Barney LLP

Aggregated across all Schedule C name variants below. DOL truncates provider names to 35 chars, so the same legal entity is filed under multiple spellings.

Plans served

Active participants

340

Total plan assets

$10.7M

Filings (rows)

Direct comp

Indirect comp

$28K

Other variants under "MORGAN STANLEY"

MORGAN STANLEY SMITH BARNEY3,123 MORGAN STANLEY2,243 MORGAN STANLEY GLOBAL302 MORGAN STANLEY GLOBAL BANKING OPERA207 MORGAN STANLEY INSURANCE SERVICES I141 MORGAN STANLEY GLOBAL BANKING135 MORGAN STANLEY WEALTH MANAGEMENT112

SERVICES PROVIDED

Advisor / Consultant1

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Plans served

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Sponsor / Plan	Location	Services	Participants	Assets	Direct comp	Indirect comp
Spanish Speaking Unity Council of Alameda County The Unity Council 403(b) Plan · all filings	OAKLAND, CA	Advisor / Consultant	340	$10.7M	$0	$28K