MORGAN STANLEY CAPITAL

Aggregated across all Schedule C name variants below. DOL truncates provider names to 35 chars, so the same legal entity is filed under multiple spellings.

Plans served

Active participants

280

Total plan assets

$42.9B

Filings (rows)

Direct comp

$304K

Indirect comp

Other variants under "MORGAN STANLEY"

MORGAN STANLEY SMITH BARNEY3,117 MORGAN STANLEY2,235 MORGAN STANLEY GLOBAL301 MORGAN STANLEY GLOBAL BANKING OPERA207 MORGAN STANLEY INSURANCE SERVICES I141 MORGAN STANLEY GLOBAL BANKING135 MORGAN STANLEY WEALTH MANAGEMENT112

SERVICES PROVIDED

Other1

Advisor / Consultant1

Top plans served

All 2 plans

Sponsor / Plan	Location	Service	Participants	Assets	Direct comp
UNITED PARCEL SERVICE OF AMERICA, INC. UPS GROUP TRUST	ATLANTA, GA	Other NONE	—	$42.9B	$291K
KANAWHA STONE COMPANY, INC. KANAWHA STONE COMPANY, INC. & AFFILIATES 401(K) PLAN	POCA, WV	Advisor / Consultant INVESTMENT ADVISORY	280	$20.8M	$13K