Morgan Stanley 301-037977

Aggregated across all Schedule C name variants below. DOL truncates provider names to 35 chars, so the same legal entity is filed under multiple spellings.

Plans served

Active participants

1,345

Total plan assets

$233.0M

Filings (rows)

Direct comp

$220K

Indirect comp

Other variants under "MORGAN STANLEY"

MORGAN STANLEY SMITH BARNEY3,271 MORGAN STANLEY2,417 MORGAN STANLEY GLOBAL321 MORGAN STANLEY GLOBAL BANKING OPERA216 MORGAN STANLEY INSURANCE SERVICES I147 MORGAN STANLEY GLOBAL BANKING146 MORGAN STANLEY WEALTH MANAGEMENT118

SERVICES PROVIDED

Advisor / Consultant2

Plans served

All 2 plansUnlock full export (Pro)

Sponsor / Plan	Location	Services	Participants	Assets	Direct comp	Indirect comp
Broadway Bancshares, Inc. Broadway Bancshares, Inc. Profit Sharing 401(k) Plan · all filings	SAN ANTONIO, TX	Advisor / Consultant	662	$120.9M	$113K	$0
Broadway Bancshares, Inc. Broadway Bancshares, Inc. Profit Sharing 401(k) Plan · all filings	SAN ANTONIO, TX	Advisor / Consultant	683	$112.1M	$107K	$0