Morgan Stanley 301-037977

Aggregated across all Schedule C name variants below. DOL truncates provider names to 35 chars, so the same legal entity is filed under multiple spellings.

Plans served

Active participants

1,345

Total plan assets

$233.0M

Filings (rows)

Direct comp

$220K

Indirect comp

Other variants under "MORGAN STANLEY"

MORGAN STANLEY SMITH BARNEY3,123 MORGAN STANLEY2,243 MORGAN STANLEY GLOBAL302 MORGAN STANLEY GLOBAL BANKING OPERA207 MORGAN STANLEY INSURANCE SERVICES I141 MORGAN STANLEY GLOBAL BANKING135 MORGAN STANLEY WEALTH MANAGEMENT112

SERVICES PROVIDED

Advisor / Consultant2

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Plans served

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Sponsor / Plan	Location	Services	Participants	Assets	Direct comp	Indirect comp
Broadway Bancshares, Inc. Broadway Bancshares, Inc. Profit Sharing 401(k) Plan · all filings	SAN ANTONIO, TX	Advisor / Consultant	662	$120.9M	$113K	$0
Broadway Bancshares, Inc. Broadway Bancshares, Inc. Profit Sharing 401(k) Plan · all filings	SAN ANTONIO, TX	Advisor / Consultant	683	$112.1M	$107K	$0