MODERN CAPITAL SECURITIES

Aggregated across all Schedule C name variants below. DOL truncates provider names to 35 chars, so the same legal entity is filed under multiple spellings.

Plans served

Active participants

228

Total plan assets

$686K

Filings (rows)

Direct comp

$3K

Indirect comp

SERVICES PROVIDED

Advisor / Consultant2

Top plans served

All 2 plans

Sponsor / Plan	Location	Service	Participants	Assets	Direct comp
GALEPHAR PHARMACEUTICAL RESEARCH INC GALEPHAR PHARMACEUTICAL RETIREMENT PLAN	HUMACAO, PR	Advisor / Consultant INVESTMENT ADVISOR	107	$464K	$2K
GALEPHAR PHARMACEUTICAL RESEARCH INC GALEPHAR PHARMACEUTICAL RETIREMENT PLAN	HUMACAO, PR	Advisor / Consultant INVESTMENT ADVISOR	121	$222K	$470