MERRILL LYNCH PIERCE FENNER& SMITH

Aggregated across all Schedule C name variants below. DOL truncates provider names to 35 chars, so the same legal entity is filed under multiple spellings.

Plans served

Active participants

240

Total plan assets

$1.1M

Filings (rows)

Direct comp

$3K

Indirect comp

Other variants under "MERRILL LYNCH"

MERRILL LYNCH PIERCE FENNER & SMITH2,813 MERRILL LYNCH PIERCE FENNER AND S1,692 MERRILL LYNCH1,259 MERRILL LYNCH RETIREMENT & BENEFIT395 MERRILL LYNCH LIFE AGENCY302 MERRILL LYNCH PIERCE FENNER226 MERRILL LYNCH PIERCE FENNER SMITH191

SERVICES PROVIDED

Advisor / Consultant1

Top plans served

All 1 plans

Sponsor / Plan	Location	Service	Participants	Assets	Direct comp
STEVEN DUBNER LANDSCAPING STEVEN DUBNER LANDSCAPING 401(K) PROFIT SHARING PLAN & TRUST	WESTBURY, NY	Advisor / Consultant INVESTNEMT ADVISOR	240	$1.1M	$3K