LPL FINANCIAL - SMS SERVICEPROVIDER

Aggregated across all Schedule C name variants below. DOL truncates provider names to 35 chars, so the same legal entity is filed under multiple spellings.

Plans served

Active participants

416

Total plan assets

$3.7M

Filings (rows)

Direct comp

$9K

Indirect comp

Other variants under "LPL FINANCIAL"

LPL FINANCIAL3,549 LPL FINANCIAL RPCP408 LPL FINANCIAL - RPCP406 LPL FINANCIAL -RPCP74 LPL FINANCIAL - RP29 LPL FINANCIAL RETIREMENT PARTNERS11 LPL FINANCIAL SERVICES11 LPL FINANCIAL - SMS SERVICE PROVIDE9

SERVICES PROVIDED

Advisor / Consultant1

Top plans served

All 1 plans

Sponsor / Plan	Location	Service	Participants	Assets	Direct comp
DFT INC. DFT INC. 401(K) PLAN	RIVERSIDE, CA	Advisor / Consultant FINANCIAL ADVISOR	416	$3.7M	$9K