LOCKTON INVESTMENTS

Aggregated across all Schedule C name variants below. DOL truncates provider names to 35 chars, so the same legal entity is filed under multiple spellings.

Plans served

Active participants

1,714

Total plan assets

$87.5M

Filings (rows)

Direct comp

$5K

Indirect comp

$13K

Aggregating 2 name variants under "LOCKTON INVESTMENTS"

LOCKTON INVESTMENTS ADVISORS1 LOCKTON INVESTMENTS ADV1

SERVICES PROVIDED

Advisor / Consultant1

Other1

Top plans served

All 2 plans

Sponsor / Plan	Location	Service	Participants	Assets	Direct comp
ANDERSON HEALTHCARE ANDERSON HEALTHCARE 403B PLAN	MARYVILLE, IL	Other NONE	1,585	$84.7M	$0
HARLEM GLOBETROTTERS INTERNATIONAL, INC. HARLEM GLOBETROTTERS INTERNATIONAL, INC. RETIREMENT SAVINGS PLAN	PEACH TREE CORNERS, GA	Advisor / Consultant CONSULTANT	129	$2.8M	$5K