LOCKBOX SAGEVIEW

Aggregated across all Schedule C name variants below. DOL truncates provider names to 35 chars, so the same legal entity is filed under multiple spellings.

Plans served

Active participants

6,527

Total plan assets

$992.7M

Filings (rows)

Direct comp

$202K

Indirect comp

$73

Aggregating 2 name variants under "LOCKBOX SAGEVIEW"

LOCKBOX SAGEVIEW ADVISOR2 LOCKBOX SAGEVIEW ADVISORY GROUP1

SERVICES PROVIDED

Advisor / Consultant3

Top plans served

All 3 plans

Sponsor / Plan	Location	Service	Participants	Assets	Direct comp
PROHEALTH CARE, INC. PROHEALTH RETIREMENT SAVINGS PLAN	WAUKESHA, WI	Advisor / Consultant INVESTMENT ADVISORY	4,518	$635.2M	$75K
TEKNOR APEX COMPANY TEKNOR SAVINGS PLUS PLAN	PAWTUCKET, RI	Advisor / Consultant INVESTMENT ADVISORY	1,681	$273.4M	$83K
CLARK NEXSEN, INC. CLARK NEXSEN, INC. 401(K) PLAN