KESTRA INVESMENT SERVICES

Aggregated across all Schedule C name variants below. DOL truncates provider names to 35 chars, so the same legal entity is filed under multiple spellings.

Plans served

Active participants

211

Total plan assets

$28.4M

Filings (rows)

Direct comp

$128K

Indirect comp

SERVICES PROVIDED

Advisor / Consultant2

Plans served

All 2 plans

Sponsor / Plan	Location	Services	Participants	Assets	Direct comp	Indirect comp
WOLF-GORDON, INC. WOLF-GORDON, INC. PROFIT SHARING PLAN	NEW YORK, NY	Advisor / Consultant	107	$15.8M	$63K	$0
WOLF-GORDON, INC. WOLF-GORDON, INC. PROFIT SHARING PLAN	NEW YORK, NY	Advisor / Consultant	104	$12.6M