DUFF AND PHELPS

Aggregated across all Schedule C name variants below. DOL truncates provider names to 35 chars, so the same legal entity is filed under multiple spellings.

Plans served

Active participants

Total plan assets

$49.3B

Filings (rows)

Direct comp

$1.7M

Indirect comp

$45K

SERVICES PROVIDED

Advisor / Consultant3

Top plans served

All 3 plans

Sponsor / Plan	Location	Service	Participants	Assets	Direct comp
GENENTECH, INC. ROCHE U.S. RETIREMENT PLANS MASTER TRUST	SOUTH SAN FRANCISCO, CA	Advisor / Consultant INVESTMENT MANAGER	—	$18.0B	$433K
GENENTECH, INC. ROCHE U.S. RETIREMENT PLANS MASTER TRUST	SOUTH SAN FRANCISCO, CA	Advisor / Consultant INVESTMENT MANAGER	—	$16.7B	$549K
GENENTECH, INC. ROCHE U.S. RETIREMENT PLANS MASTER TRUST