CAPITOL SECURITIES

Aggregated across all Schedule C name variants below. DOL truncates provider names to 35 chars, so the same legal entity is filed under multiple spellings.

Plans served

Active participants

2,304

Total plan assets

$220.8M

Filings (rows)

Direct comp

$109K

Indirect comp

$256

Aggregating 2 name variants under "CAPITOL SECURITIES"

CAPITOL SECURITIES MANAGEMENT4 CAPITOL SECURITIES MGMT3

SERVICES PROVIDED

Advisor / Consultant6

Other1

Top plans served

All 7 plans

Sponsor / Plan	Location	Service	Participants	Assets	Direct comp
SUMITOMO MACHINERY CORPORATION OF AMERICA SUMITOMO MACHINERY CORPORATION OF AMERICA SAVINGS AND INVESTMENT PLAN	CHESAPEAKE, VA	Advisor / Consultant INVESTMENT ADVISORY	495	$70.4M	$18K
SUMITOMO MACHINERY CORPORATION OF AMERICA SUMITOMO MACHINERY CORPORATION OF AMERICA SAVINGS AND INVESTMENT PLAN	CHESAPEAKE, VA	Advisor / Consultant INVESTMENT ADVISORY	502	$63.5M	$23K