CAPFINANCIAL SECURITIES
Aggregated across all Schedule C name variants below. DOL truncates provider names to 35 chars, so the same legal entity is filed under multiple spellings.
Plans served
20
Active participants
15,107
Total plan assets
$1.6B
Filings (rows)
20
Direct comp
$593K
Indirect comp
$126K
SERVICES PROVIDED
Advisor / Consultant10
Broker6
Other2
Accountant / Auditor1
TPA / Administrator1
Top plans served
All 20 plans| Sponsor / Plan | Location | Service | Participants | Assets | Direct comp |
|---|---|---|---|---|---|
| ZOLL MEDICAL CORPORATION ZOLL MEDICAL CORPORATION EMPLOYEE SAVINGS PLAN | CHELMSFORD, MA | Advisor / Consultant INVESTMENT ADVISOR | 5,124 | $648.4M | $198K |
| ZOLL MEDICAL CORPORATION ZOLL MEDICAL CORPORATION EMPLOYEE SAVINGS PLAN | CHELMSFORD, MA | Advisor / Consultant INVESTMENT ADVISOR | 4,904 | $518.6M | $63K |
| THE CAPE COD FIVE CENTS SAVINGS BANK THE CAPE COD FIVE CENTS SAVINGS BANK 401(K) PLAN | HYANNIS, MA | Advisor / Consultant INVESTMENT ADVISOR | 552 | $115.5M | $75K |
| THE CAPE COD FIVE CENTS SAVINGS BANK THE CAPE COD FIVE CENTS SAVINGS BANK 401(K) PLAN | HYANNIS, MA | Advisor / Consultant INVESTMENT ADVISOR | 566 | $102.5M | $42K |
| STEEL CONNECT, INC. MODUSLINK CORP. SAVINGS & RETIREMENT 401(K) PLAN | SMYRNA, TN | Advisor / Consultant ADVISOR | 141 | $54.3M | $0 |
| THE TEACHING COMPANY, LLC THE TEACHING COMPANY 401(K) PLAN | CHANTILLY, VA | Accountant / Auditor ACCOUNTANT/AUDITOR | 163 | $37.2M | $15K |
| THE TEACHING COMPANY, LLC THE TEACHING COMPANY 401(K) PLAN | CHANTILLY, VA | Advisor / Consultant ADVISOR | 283 | $29.9M | $0 |
| PRISON FELLOWSHIP MINISTRIES THE PRISON FELLOWSHIP MINISTRIES 403(B) RETIREMENT PLAN | LANSDOWNE, VA | Broker BROKER | 311 | $20.4M | $0 |
| LOWER EASTSIDE SERVICE CENTER INC LOWER EASTSIDE SERVICE CENTER INC FIXED ANNUITY RETIREMENT PLAN | NEW YORK, NY | Broker BROKER | 157 | $16.2M | $0 |
| LOWER EASTSIDE SERVICE CENTER INC LOWER EASTSIDE SERVICE CENTER INC FIXED ANNUITY RETIREMENT PLAN | NEW YORK, NY | Broker BROKER | 71 | $16.1M | $0 |
| SAFE STREETS USA LLC SAFE STREETS USA LLC 401(K) & PROFIT SHARING PLAN | LEHI, UT | TPA / Administrator PLAN ADMINISTRATOR | 782 | $13.0M | $43K |
| SAFE STREETS USA LLC SAFE STREETS USA LLC 401(K) & PROFIT SHARING PLAN | KENT, WA | Advisor / Consultant INVESTMENT ADVISOR | 702 | $12.1M | $56K |
| RECOVERY NETWORK OF PROGRAMS, INC. THE RECOVERY NETWORK OF PROGRAMS, INC. 403B RETIREMENT PLAN | SHELTON, CT | Broker BROKER | 262 | $10.5M | $0 |
| DECAS CRANBERRY SALES, INC. DECAS COMPANIES PROFIT SHARING PLAN | CARVER, MA | Advisor / Consultant ADVISOR | 76 | $9.9M | $23K |
| RECOVERY NETWORK OF PROGRAMS, INC. THE RECOVERY NETWORK OF PROGRAMS, INC. 403B RETIREMENT PLAN | SHELTON, CT | Broker BROKER | 284 | $9.7M | $0 |
| DECAS CRANBERRY SALES, INC. DECAS COMPANIES PROFIT SHARING PLAN | CARVER, MA | Advisor / Consultant ADVISOR | 84 | $9.1M | $22K |
| DECAS CRANBERRY SALES, INC. DECAS COMPANIES PROFIT SHARING PLAN | CARVER, MA | Advisor / Consultant ADVISOR | 79 | $8.6M | $24K |
| RECOVERY NETWORK OF PROGRAMS, INC. THE RECOVERY NETWORK OF PROGRAMS, INC. 403B RETIREMENT PLAN | SHELTON, CT | Broker BROKER | 257 | $8.5M | $0 |
| IH SERVICES, INC. IH SERVICES RETIREMENT SAVINGS PLAN | GREENVILLE, SC | Other NONE | 309 | $6.2M | $7K |
| EMPLOYEE HEALTH INSURANCE MANAGEMENT, INC. EHIM 401(K) PLAN | SOUTHFIELD, MI | Other NONE | 0 | $0 | $25K |