BAY HARBOR WEALTH MANAGEMENT

Aggregated across all Schedule C name variants below. DOL truncates provider names to 35 chars, so the same legal entity is filed under multiple spellings.

Plans served

Active participants

3,280

Total plan assets

$1.7B

Filings (rows)

Direct comp

$51K

Indirect comp

SERVICES PROVIDED

Other3

Top plans served

All 3 plans

Sponsor / Plan	Location	Service	Participants	Assets	Direct comp
BAKER DONELSON BEARMAN CALDWELL & BERKOWITZ P.C. BAKER DONELSON BEARMAN CALDWELL & BERKOWITZ RETIREMENT SAVINGS PLAN	MEMPHIS, TN	Other SELF-DIRECTED INV. ADVIS	1,160	$627.6M	$19K
BAKER DONELSON BEARMAN CALDWELL & BERKOWITZ P.C. BAKER DONELSON BEARMAN CALDWELL & BERKOWITZ RETIREMENT SAVINGS PLAN	MEMPHIS, TN	Other SELF-DIRECTED INV. ADVIS	1,089	$556.9M	$16K