BALLAST FINANCIAL ADVISORS

Aggregated across all Schedule C name variants below. DOL truncates provider names to 35 chars, so the same legal entity is filed under multiple spellings.

Plans served

Active participants

410

Total plan assets

$23.0M

Filings (rows)

Direct comp

$38K

Indirect comp

SERVICES PROVIDED

Advisor / Consultant2

Top plans served

All 2 plans

Sponsor / Plan	Location	Service	Participants	Assets	Direct comp
PSI PAX, INC. PSI PAX, INC. 401(K) PLAN	CALIFORNIA, MD	Advisor / Consultant ADVISOR	181	$12.4M	$23K
PSI PAX, INC. PSI PAX, INC. 401(K) PLAN	CALIFORNIA, MD	Advisor / Consultant ADVISOR	229	$10.7M	$15K