BAKER ASSET MANAGEMENT

Aggregated across all Schedule C name variants below. DOL truncates provider names to 35 chars, so the same legal entity is filed under multiple spellings.

Plans served

Active participants

342

Total plan assets

$195.5M

Filings (rows)

Direct comp

$464K

Indirect comp

SERVICES PROVIDED

Advisor / Consultant3

Top plans served

All 3 plans

Sponsor / Plan	Location	Service	Participants	Assets	Direct comp
JAMES BAKER GROUP INC JAMES BAKER GROUP, INC. 401(K) PLAN	OKLAHOMA CITY, OK	Advisor / Consultant INVESTMENT ADVISOR	115	$74.2M	$135K
JAMES BAKER GROUP INC JAMES BAKER GROUP, INC. 401(K) PLAN	OKLAHOMA CITY, OK	Advisor / Consultant INVESTMENT ADVISOR	124	$65.7M	$170K
JAMES BAKER GROUP INC JAMES BAKER GROUP, INC. 401(K) PLAN