ALLEGIANCE FINANCIAL

Aggregated across all Schedule C name variants below. DOL truncates provider names to 35 chars, so the same legal entity is filed under multiple spellings.

Plans served

Active participants

1,017

Total plan assets

$132.8M

Filings (rows)

Direct comp

$284K

Indirect comp

Aggregating 2 name variants under "ALLEGIANCE FINANCIAL"

ALLEGIANCE FINANCIAL GROUP ADVISORY3 ALLEGIANCE FINANCIAL GROUP3

SERVICES PROVIDED

Advisor / Consultant4

Other2

Top plans served

All 6 plans

Sponsor / Plan	Location	Service	Participants	Assets	Direct comp
CAI SOFTWARE LLC CAI SOFTWARE LLC 401(K) PROFIT SHARING PLAN	LINCOLN, RI	Advisor / Consultant ADVISOR	122	$36.3M	$68K
CAI SOFTWARE LLC CAI SOFTWARE LLC 401(K) PROFIT SHARING PLAN	SMITHFIELD, RI	Advisor / Consultant ADVISOR	121	$32.8M	$61K
CAI SOFTWARE LLC CAI SOFTWARE LLC 401(K) PROFIT SHARING PLAN