5S FINANCIAL GROUP

Aggregated across all Schedule C name variants below. DOL truncates provider names to 35 chars, so the same legal entity is filed under multiple spellings.

Plans served

Active participants

562

Total plan assets

Filings (rows)

Direct comp

$148K

Indirect comp

SERVICES PROVIDED

Broker2

Top plans served

All 2 plans

Sponsor / Plan	Location	Service	Participants	Assets	Direct comp
CLAFLIN UNIVERSITY CLAFLIN UNIVERSITY WELFARE BENEFITS WRAP PLAN	ORANGEBURG, SC	Broker BROKER FEES	284	—	$73K
CLAFLIN UNIVERSITY CLAFLIN UNIVERSITY WELFARE BENEFITS WRAP PLAN	ORANGEBURG, SC	Broker BROKER FEES	278	—	$75K