5500 Analyzer
Back to filter
Original filing (PDF)20251117181139NAL0001652465001

HAWAII SHEET METAL WORKERS ANNUITY PROFIT SHARING FUND

Form 5500
FILING_RECEIVED
HAWAII SHEET METAL WORKERS ANNUITY PROFIT SHARING
Defined-contribution retirement plan
Signals · 3
38% employer stockNo recordkeeper disclosed18 service providers
Active participants
439
Accounts w/ balance
689
Plan assets (EOY)
$108.9M
Net assets (EOY)
$108.6M
How this plan invests
This plan
1 pooled trust
Schedule D
1,001 securities
funds · stocks · CUSIPs

Holdings are itemized directly on this plan's Schedule of Assets, below.

Plan health score (directional)
84
/ 100
Grade B
Above-average plan
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
75
Total plan cost
65
Vendor stack
80
Participation health
100
Knocking points off
  • 38% of plan in employer / sponsor stock.
  • 72 bps in Schedule C fees — 621% above peer band of 10 bps.
  • No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for HAWAII SHEET METAL WORKERS ANNUITY PROFIT SHARING FUND.
Plan sponsor
Name
HAWAII SHEET METAL WORKERS ANNUITY PROFIT SHARING FUND
EIN
99-6027785
Address
1405 N KING ST SUITE 403 · HONOLULU, HI · 96817
Phone
(808) 841-6106
Industry
Plumbing, Heating, AC Contractors· Constructionsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
003
Plan year
2024
Plan year begin
2024-02-01
Tax period
2025-01-31
Filed
2025-11-17
Pension benefit codes
2E · Profit-sharing
Audit & trust (Schedule H)
Auditor
WITHUMSMITH+BROWN, PC
Trustee / custodian
Trustee phone

Service providers (Schedule C)

18 rows
Other
18
NameEINLocationRelationDirect compIndirect comp
HSMW ADMIN OFFICE99-0115396NONE$186K
MORGAN STANLEY81-5465684NONE$102K
CENTRAL PACIFIC BANK99-0309010NONE$75K
F/M INVESTMENT, LLC93-4308588NONE$71K
EIDE BAILLY, LLP45-0250958NONE$63K
BOSTON PARTNERS04-3270358NONE$51K
LAZARD05-0530199NONE$45K
SALTZMAN & JOHNSON94-2376174NONE$40K
STONEBRIDGE34-2027194NONE$38K
DODGE & COX94-1441976NONE$28K
SEGAL COMPANY94-1503999NONE$18K
MILLER HOWARD14-1710657NONE$14K
JP MORGAN13-4994650NONE$13K
YOSHIDA & ASSOCIATES99-0337282NONE$13K
BROWN ADVISORY LLC26-4560299NONE$13K
BENESYS94-1503999NONE$10K
WITHUMSMITH+BROWN, PC22-2027092NONE$6K
SEGAL SELECT INSURANCE SERVICES INC46-0619194NONE$0

Investments

977 direct securities · 1 pooled fund· $106.5M(98% of reported assets)

Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.

Common Stocks
$40.4M
430 holdings
Uncategorized
$33.4M
238 holdings
Corporate Bonds
$14.7M
291 holdings
Mutual Funds
$11.7M
6 holdings
Preferred Stocks
$4.5M
12 holdings
Common Collective Trust
$1.7M
1 holding
PIInvestmentTypeShares / unitsCostCurrent value% of plan
Money Market Mutual Funds Fidelity Government Portfolio$6.4M$6.4M5.9%
Partnerships Madison Core Property Fund LP$3.0M$6.1M5.6%
Mutual Funds iShares Russell Mid-Cap Value ETF
Mutual Funds
$1.3M$2.7M2.5%
iShares Russell 2000 Value ETF
Mutual Funds
$1.7M$2.4M2.2%
iShares Russell 1000 Growth ETF
Mutual Funds
$1.1M$1.9M1.7%
iShares Russell 2000 ETF
Mutual Funds
$1.2M$1.7M1.6%
BOSTON PARTNERS GLOBAL EQUITY FUND
BOSTON PARTNERS GLOBAL EQUITY FUND C/O BNY MELLON TRUST DELAWARE · EIN 20-5461810 / PN 001
Common Collective Trust
$1.0M$1.7M1.6%
iShares Russell 2000 Growth ETF
Mutual Funds
$854K$1.5M1.4%
Lazard Emerging Markets Equity Portfolio
Mutual Funds
$1.4M$1.4M1.3%
Money Market Deposit Account Money Market / Cash Reserves$1.1M$1.1M1.0%
US Government and State Securities US Treasury Notes United States Treasury Note/Bond 2.375% 31 Mar 2029$850K$829K0.8%
Preferred Stock JPMorgan Chase & Co Variable 6.875%
Preferred Stocks
$588K$593K0.5%
US Treasury Notes United States Treasury Note/Bond 2.375% 15 Nov 2049$829K$583K0.5%
US Treasury Notes United States Treasury Note/Bond 3.625% 15 May 2026$579K$581K0.5%
US Treasury Notes United States Treasury Note/Bond 3.625% 31 Mar 2030$530K$522K0.5%
Wells Fargo & Co Variable 6.85%
Preferred Stocks
$520K$514K0.5%
Bank of America Corp Variable 6.125%
Preferred Stocks
$521K$514K0.5%
Common Stock Apple Inc
Common Stocks
$109K$506K0.5%
US Treasury Notes United States Treasury Note/Bond 1.125% 15 May 2040$666K$499K0.5%
JPMorgan Chase & Co
Common Stocks
$201K$487K0.4%
NVIDIA Corp
Common Stocks
$41K$483K0.4%
US Treasury Notes United States Treasury Note/Bond 4.25% 15 Feb 2054$486K$476K0.4%
Microsoft CORP
Common Stocks
$124K$471K0.4%
US Govt Obligations Freddie Mac Pool FR RA7278 3.5% 01 May 2052$473K$456K0.4%
US Treasury Notes United States Treasury Note/Bond 4.125% 15 Aug 2053$461K$447K0.4%
Charles Schwab Corp/The
Common Stocks
$155K$443K0.4%
US Treasury Notes United States Treasury Note/Bond 2.75% 15 Aug 2032$449K$441K0.4%
Goldman Sachs Group Inc/The Variable 7.5%
Preferred Stocks
$445K$440K0.4%
State Street Corp Variable 6.7%
Preferred Stocks
$438K$436K0.4%
Citigroup Inc Variable 7%
Preferred Stocks
$430K$429K0.4%
Fiserv Inc
Common Stocks
$205K$421K0.4%
US Govt Obligations Fannie Mae Pool FN CB4361 3.5% 01 Aug 2052$388K$409K0.4%
Charles Schwab Corp/The Variable 4%
Preferred Stocks
$341K$380K0.3%
RTX Corp
Common Stocks
$195K$374K0.3%
PNC Financial Services Group Inc/The Variable 6%
Preferred Stocks
$376K$373K0.3%
US Treasury Notes United States Treasury Note/Bond 1.625% 15 May 2031$387K$365K0.3%
Wells Fargo & Co
Common Stocks
$156K$355K0.3%
US Treasury Notes United States Treasury Note/Bond 4.875% 31 Oct 2030$351K$353K0.3%
Amazon.com Inc
Common Stocks
$154K$341K0.3%
Alphabet Inc
Common Stocks
$101K$332K0.3%
US Treasury Notes United States Treasury Note/Bond 3.5% 30 Sep 2026$311K$309K0.3%
MetLife Inc
Common Stocks
$141K$307K0.3%
US Govt Obligations Freddie Mac Pool FR RA7656 3.5% 01 Jul 2052$330K$303K0.3%
American Express Co Variable 3.55%
Preferred Stocks
$296K$298K0.3%
Alphabet Inc
Common Stocks
$160K$292K0.3%
Corporate Debt Instruments Corporate Bonds Corebridge Financial Inc Variable 6.375% 15 Sep 2054$295K$292K0.3%
Enbridge Inc Variable 8.5% 15 Jan 2084
Corporate Bonds
$282K$290K0.3%
Johnson Controls International plc
Common Stocks
$145K$289K0.3%
Duke Energy Corp Variable 6.45% 01 Sep 2054
Corporate Bonds
$289K$288K0.3%
US Treasury Notes United States Of Amer Treas Bonds 0% Bds 15 Feb 2044 Usd1000 'Bond 02/44'$299K$287K0.3%
US Treasury Notes United States Treasury Note/Bond 3.875% 15 Aug 2033$276K$283K0.3%
Apple Inc
Common Stocks
$232K$275K0.3%
Sanofi SA
Common Stocks
$220K$274K0.3%
US Govt Obligations Freddie Mac Pool FR SD8244 4% 01 Sep 2052$278K$271K0.2%
US Treasury Notes United States Treasury Note/Bond 1.125% 31 Oct 2026$274K$266K0.2%
Ford Motor Credit Co LLC 6.95% 06 Mar 2026
Corporate Bonds
$250K$254K0.2%
Broadcom INC
Common Stocks
$35K$246K0.2%
US Govt Obligations Fannie Mae Pool FN CB3593 3.5% 01 May 2052$268K$246K0.2%
US Govt Obligations Freddie Mac Pool FR SD1581 2.5% 01 Sep 2052$259K$245K0.2%
Amazon.com Inc
Common Stocks
$126K$243K0.2%
Amazon.com Inc
Common Stocks
$124K$241K0.2%
Bank of New York Mellon Corp/The
Common Stocks
$86K$241K0.2%
Amazon.com Inc
Common Stocks
$110K$238K0.2%
AbbVie INC
Common Stocks
$218K$235K0.2%
Philip Morris International Inc
Common Stocks
$177K$234K0.2%
Meta Platforms Inc
Common Stocks
$90K$234K0.2%
FedEx Corp
Common Stocks
$138K$232K0.2%
Capital One Financial Corp
Common Stocks
$62K$229K0.2%
CVS Health Corp
Common Stocks
$266K$226K0.2%
MetLife Inc Variable 3.85%
Preferred Stocks
$225K$225K0.2%
Charter Communications Inc
Common Stocks
$209K$225K0.2%
Dominion Energy Inc Variable 7% 01 Jun 2054
Corporate Bonds
$219K$222K0.2%
NiSource Inc Variable 6.375% 31 Mar 2055
Corporate Bonds
$221K$221K0.2%
JPMorgan Chase & Co
Common Stocks
$109K$221K0.2%
Prudential Financial Inc Variable 6% 01 Sep 2052
Corporate Bonds
$222K$219K0.2%
US Govt Obligations Freddie Mac Pool FR QE8117 3.5% 01 Aug 2052$241K$218K0.2%
Air Lease Corp Variable 6%
Preferred Stocks
$221K$218K0.2%
Microsoft CORP
Common Stocks
$35K$218K0.2%
American Electric Power Co Inc Variable 6.95% 15 Dec 2054
Corporate Bonds
$216K$217K0.2%
Sempra Variable 6.4% 01 Oct 2054
Corporate Bonds
$225K$217K0.2%
UnitedHealth Group INC
Common Stocks
$191K$214K0.2%
Entergy Corp Variable 7.125% 01 Dec 2054
Corporate Bonds
$213K$214K0.2%
NVIDIA Corp
Common Stocks
$76K$213K0.2%
AES Corp/The Variable 7.6% 15 Jan 2055
Corporate Bonds
$214K$212K0.2%
NextEra Energy Capital Holdings Inc Variable 6.75% 15 Jun 2054
Corporate Bonds
$221K$212K0.2%
US Govt Obligations Freddie Mac Pool FR SD8214 3.5% 01 May 2052$207K$211K0.2%
US Govt Obligations Fannie Mae Pool FN BU1062 2.5% 01 Oct 2051$238K$211K0.2%
Gilead Sciences Inc
Common Stocks
$147K$209K0.2%
CenterPoint Energy Inc Variable 6.85% 15 Feb 2055
Corporate Bonds
$214K$209K0.2%
Honeywell International Inc
Common Stocks
$191K$208K0.2%
Meta Platforms Inc
Common Stocks
$79K$205K0.2%
HSBC Holdings PLC Variable 5.21% 11 Aug 2028
Corporate Bonds
$201K$201K0.2%
LPL Financial Holdings Inc
Common Stocks
$139K$200K0.2%
US Govt Obligations Freddie Mac Pool FR SD5324 4% 01 Feb 2053$199K$200K0.2%
US Govt Obligations Fannie Mae Pool FN FS2343 3.5% 01 Jul 2052$217K$199K0.2%
Oracle CORP
Common Stocks
$129K$196K0.2%
Barclays PLC Variable 5.088% 20 Jun 2030
Corporate Bonds
$177K$196K0.2%
Microsoft CORP
Common Stocks
$150K$194K0.2%
Alphabet Inc
Common Stocks
$75K$194K0.2%
GE Aerospace Com
Common Stocks
$46K$193K0.2%
US Treasury Notes United States Treasury Note/Bond 4.625% 30 Apr 2031$191K$192K0.2%
Norfolk Southern Corp
Common Stocks
$159K$191K0.2%
NVIDIA Corp
Common Stocks
$44K$190K0.2%
US Govt Obligations Freddie Mac Non Gold Pool FH 841408 Flt 01 May 2052$197K$188K0.2%
Verizon Master Trust VZMT 2024-6 A1A 4.17% 20 Aug 2030
Corporate Bonds
$185K$183K0.2%
Cencora Inc
Common Stocks
$103K$182K0.2%
US Govt Obligations Ginnie Mae II Pool G2 MA7883 3.5% 20 Feb 2052$207K$181K0.2%
Unilever PLC
Common Stocks
$160K$180K0.2%
Alphabet Inc
Common Stocks
$112K$179K0.2%
GSK PLC
Common Stocks
$191K$176K0.2%
American Express Co
Common Stocks
$95K$176K0.2%
Humana Inc
Common Stocks
$182K$176K0.2%
Sysco Corp
Common Stocks
$187K$175K0.2%
US Govt Obligations Freddie Mac Pool FR SD8207 3.5% 01 Apr 2052$172K$174K0.2%
US Govt Obligations Fannie Mae Pool FN FM9868 2.5% 01 Dec 2051$213K$173K0.2%
Occidental Petroleum Corp
Common Stocks
$167K$173K0.2%
Discover Financial Services
Common Stocks
$116K$170K0.2%
Microsoft CORP
Common Stocks
$126K$169K0.2%
Fidelity National Information Services Inc
Common Stocks
$155K$167K0.2%
Booking Holdings Inc
Common Stocks
$59K$166K0.2%
Fidelity National Information Services Inc
Common Stocks
$146K$164K0.2%
US Govt Obligations Freddie Mac Pool FR RA3167 2% 01 Jul 2050$213K$164K0.2%
Diamondback Energy Inc
Common Stocks
$181K$162K0.1%
Alphabet Inc
Common Stocks
$23K$159K0.1%
US Govt Obligations Fannie Mae Pool FN CA5700 2.5% 01 May 2050$178K$158K0.1%
McKesson Corp
Common Stocks
$102K$158K0.1%
Morgan Stanley
Common Stocks
$96K$157K0.1%
US Foods Holding Corp
Common Stocks
$87K$157K0.1%
Goldman Sachs Group Inc/The
Common Stocks
$33K$157K0.1%
International Business Machines Corp
Common Stocks
$111K$156K0.1%
Cox Communications Inc 6.8% 01 Aug 2028
Corporate Bonds
$160K$156K0.1%
Meta Platforms Inc
Common Stocks
$52K$155K0.1%
Comcast Corp
Common Stocks
$103K$155K0.1%
Cigna Group/The
Common Stocks
$95K$154K0.1%
US Govt Obligations Fannie Mae Pool FN MA4626 4% 01 Jun 2052$161K$154K0.1%
RELX PLC
Common Stocks
$83K$153K0.1%
US Govt Obligations Fannie Mae Pool FN CA8847 2% 01 Feb 2051$199K$153K0.1%
Corpay Inc Com
Common Stocks
$103K$152K0.1%
Wells Fargo & Co
Common Stocks
$89K$151K0.1%
Air Products and Chemicals Inc
Common Stocks
$118K$151K0.1%
Walmart Inc
Common Stocks
$58K$150K0.1%
Norfolk Southern Corp
Common Stocks
$151K$150K0.1%
Mastercard Inc
Common Stocks
$65K$149K0.1%
US Treasury Notes United States Treasury Note/Bond 4.125% 15 Nov 2032$150K$148K0.1%
Huntington Bancshares Inc/OH
Common Stocks
$113K$147K0.1%
Eli Lilly & Co
Common Stocks
$43K$147K0.1%
US Treasury Notes United States Treasury Note/Bond 4.5% 15 Nov 2054$152K$147K0.1%
Tesla Inc
Common Stocks
$111K$146K0.1%
T-Mobile US INC
Common Stocks
$75K$146K0.1%
Uber Technologies Inc
Common Stocks
$135K$144K0.1%
Baker Hughes Co
Common Stocks
$85K$143K0.1%
US Treasury Notes United States Treasury Note/Bond 4.125% 30 Nov 2029$144K$143K0.1%
KKR & Co Inc
Common Stocks
$83K$142K0.1%
Visa Inc
Common Stocks
$64K$142K0.1%
US Govt Obligations Freddie Mac Pool FR SD8255 3.5% 01 Oct 2052$150K$142K0.1%
ConocoPhillips
Common Stocks
$114K$140K0.1%
US Treasury Notes United States Treasury Note/Bond 3.375% 15 May 2033$146K$140K0.1%
Schlumberger NV
Common Stocks
$131K$140K0.1%
US Treasury Notes United States Treasury Note/Bond 3.625% 15 May 2053$153K$138K0.1%
UnitedHealth Group INC
Common Stocks
$62K$138K0.1%
Transcanada Trust Variable 5.3% 15 Mar 2077
Corporate Bonds
$132K$136K0.1%
UnitedHealth Group INC
Common Stocks
$46K$136K0.1%
Tesla Inc
Common Stocks
$101K$136K0.1%
Aon PLC
Common Stocks
$60K$135K0.1%
US Treasury Notes United States Treasury Note/Bond 4.5% 15 Nov 2033$138K$135K0.1%
US Govt Obligations Fannie Mae Pool FN FS8004 6% 01 Oct 2053$135K$135K0.1%
AutoZone Inc
Common Stocks
$44K$134K0.1%
PNC Financial Services Group Inc/The Variable 5.582% 12 Jun 2029
Corporate Bonds
$130K$133K0.1%
US Govt Obligations Fannie Mae Pool FN MA5137 5% 01 Sep 2053$132K$133K0.1%
Avantor Inc
Common Stocks
$119K$131K0.1%
Aon PLC
Common Stocks
$112K$131K0.1%
US Govt Obligations Fannie Mae Pool FN MA5271 5.5% 01 Feb 2054$131K$130K0.1%
Anheuser-Busch InBev SA/NV
Common Stocks
$151K$130K0.1%
US Govt Obligations Fannie Mae Pool FN MA5495 4.5% 01 Oct 2054$132K$130K0.1%
Wells Fargo & Co Variable 2.188% 30 Apr 202026
Corporate Bonds
$130K$129K0.1%
Flex Ltd
Common Stocks
$92K$128K0.1%
Visa Inc
Common Stocks
$84K$127K0.1%
US Govt Obligations Freddie Mac Pool FR RA5190 2.5% 01 May 2051$156K$126K0.1%
Emerson Electric Co
Common Stocks
$106K$126K0.1%
US Treasury Notes United States Treasury Note/Bond 2.875% 15 May 2052$165K$125K0.1%
ASML Holding NV
Common Stocks
$126K$125K0.1%
Morgan Stanley
Common Stocks
$71K$125K0.1%
Kenvue INC
Common Stocks
$126K$124K0.1%
Bank 2021-BNK33 Bank 2021-BN33 A3 2.021% 15 May 2064
Corporate Bonds
$137K$124K0.1%
Zimmer Biomet Holdings Inc
Common Stocks
$131K$123K0.1%
US Treasury Notes United States Treasury Note/Bond 4.25% 15 Nov 2034$125K$123K0.1%
Abbott Laboratories
Common Stocks
$92K$123K0.1%
Marvell Technology Inc
Common Stocks
$54K$123K0.1%
US Govt Obligations Fannie Mae Pool FN FM5989 2.5% 01 Feb 2051$152K$122K0.1%
Williams Cos Inc/The
Common Stocks
$43K$122K0.1%
International Flavors & Fragrances Inc
Common Stocks
$106K$122K0.1%
Intuit Inc
Common Stocks
$93K$122K0.1%
MPLX LP
Common Stocks
$62K$121K0.1%
Wells Fargo & Co Variable 5.875%
Preferred Stocks
$120K$120K0.1%
Costco Wholesale Corp
Common Stocks
$33K$120K0.1%
Gilead Sciences Inc
Common Stocks
$83K$119K0.1%
US Govt Obligations Freddie Mac Pool FR SD0931 2.5% 01 Mar 2052$122K$119K0.1%
Westinghouse Air Brake Technologies Corp
Common Stocks
$50K$119K0.1%
Bank of New York Mellon Corp/The
Common Stocks
$67K$118K0.1%
Mizuho Financial Group Inc
Common Stocks
$88K$118K0.1%
Showing top 200 of 978 investments by value.