Holdings are itemized directly on this plan's Schedule of Assets, below.
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY | 84-0467907 | GREENWOOD VILLAGE, CO | RECORDKEEPER | $94K | — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| NOVA 401(K) ASSOCIATES | — | HOUSTON, TX | CONTRACT ADMIN | $0 | — |
| Name | EIN | Location | Relation | Direct comp |
|---|
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| American Funds American Funds 2025 Trgt Date Retire R6 (i) | — | — | — | $7.5M | 11.8% | |
| American Funds American Funds 2045 Trgt Date Retire R6 (i) | — | — | — | $6.6M | 10.5% | |
| American Funds American Funds 2035 Trgt Date Retire R6 (i) | — | — | — | $6.4M | 10.1% | |
| American Funds American Funds 2040 Trgt Date Retire R6 (i) | — | — | — | $6.0M |
| Indirect comp |
|---|
| EMPOWER ADVISORY GROUP, LLC | 84-0467907 | GREENWOOD VILLAGE, CO | INVESTMENT MGMT | $31K | — |
| 9.5% |
| American Funds American Funds 2050 Trgt Date Retire R6 (i) | — | — | — | $6.0M | 9.4% |
| TIAA Investments TIAA-CREF S&P 500 INDEX INSTL (i) | — | — | — | $4.7M | 7.4% |
| American Funds American Funds 2030 Trgt Date Retire R6 (i) | — | — | — | $4.6M | 7.3% |
| American Funds American Funds 2020 Trgt Date Retire R6 (i) | — | — | — | $3.0M | 4.7% |
| various maturity dates through January 2041. -0- | — | — | — | $2.3M | 3.6% |
| American Funds American Funds 2055 Trgt Date Retire R6 (i) | — | — | — | $2.3M | 3.6% |
| Empower Annuity Insurance Co. Key Guaranteed Portfolio Fund (i) | — | — | — | $1.8M | 2.8% |
| Vanguard MID CAP INDEX FUND - ADMIRAL (i) | — | — | — | $1.5M | 2.4% |
| Ishares U.S. AGGREGATE BOND INDEX K (i) | — | — | — | $1.4M | 2.2% |
| Fidelity Investments Fidelity International Index (i) | — | — | — | $1.4M | 2.2% |
| JP Morgan JPMORGAN US RESEARCH ENHANCED EQUITY R6 (i) | — | — | — | $1.4M | 2.1% |
| TIAA Investments TIAA-CREF SMALL-CAP BLEND IDX INST (i) | — | — | — | $942K | 1.5% |
| MFS GROWTH R6 (i) | — | — | — | $794K | 1.3% |
| Dimensional Fund Advisors DFA Emerging Markets I (i) | — | — | — | $711K | 1.1% |
| Janus Henderson JANUS HENDERSON TRITON N (i) | — | — | — | $588K | 0.9% |
| Fidelity Investments Fidelity Inflation Protec Bond Index (i) | — | — | — | $501K | 0.8% |
| American Century American Century Strategic Allocation: Aggressive Fund R6 (i) | — | — | — | $477K | 0.8% |
| Janus Henderson JANUS HENDERSON CONTRARIAN I (i) | — | — | — | $426K | 0.7% |
| Dimensional Fund Advisors DFA US Targeted Value I (i) | — | — | — | $349K | 0.6% |
| Fidelity Investments Fidelity Advisor Total Bond I (i) | — | — | — | $335K | 0.5% |
| Dimensional Fund Advisors DFA GLOBAL EQUITY I (i) | — | — | — | $238K | 0.4% |
| MFS RESEARCH INTERNATIONAL R6 (i) | — | — | — | $229K | 0.4% |
| Invesco Main Street Small Cap R6 (i) | — | — | — | $185K | 0.3% |
| American Century American Century Strategic Allocation: Moderate Fund R6 (i) | — | — | — | $152K | 0.2% |
| Manning & Napier MANNING & NAPIER HIGH YIELD BOND I (i) | — | — | — | $133K | 0.2% |
| Allspring Income Plus Fund ALLSPRING INCOME PLUS INST (i) | — | — | — | $100K | 0.2% |
| American Century American Century Strategic Allocation: Conservative Fund R6 (i) | — | — | — | $91K | 0.1% |
| MFS Value R6 (i) | — | — | — | $87K | 0.1% |
| MFS MID CAP VALUE R6 (i) | — | — | — | $84K | 0.1% |
| PGIM Jennison Mid Cap Growth R6 (i) | — | — | — | $71K | 0.1% |
| MFS INTERNATIONAL GROWTH R6 (i) | — | — | — | $62K | <0.1% |
| BNY Mellon Global Fixed Income Fund BNY MELLON GLOBAL FIXED INCOME Y (i) | — | — | — | $9K | <0.1% |
| Janus Henderson JANUS HENDERSON GLOBAL EQUITY INCOME N (i) | — | — | — | $2K | <0.1% |
