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Original filing (PDF)20250910143339NAL0021259857001
PHOENIX RETAIL, LLC
Form 5500
FILING_RECEIVED
PHOENIX SAVINGS & RETIREMENT PLAN
401(k) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
3,771
Accounts w/ balance
2,099
Plan assets (EOY)
$141.0M
Net assets (EOY)
$141.0M
How this plan invests
This plan
17 pooled trusts
Schedule D
28 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
95
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
80
Participation health
80
Knocking points off
- No recordkeeper disclosed on Schedule C.
- 56% balance-to-active ratio — below typical for a healthy 401(k).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for PHOENIX RETAIL, LLC.
Plan sponsor
Name
PHOENIX RETAIL, LLC
EIN
99-3094458
Address
ONE EXPRESS DRIVE · COLUMBUS, OH · 43230
Phone
(614) 474-4001
Industry
Retail Tradesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-09-10
Pension benefit codes
2A · Age/service weighted or new comparability
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
ARY ROEPCKE MULCHAEY, P.C.
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsOther
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| T ROWE PRICE RPS INC | — | BALTIMORE, MD | NONE | $92K | — |
| CAPFINANCIAL PARTNERS LLC | — | RALEIGH, NC | NONE | $19K | — |
Investments
11 direct securities · 17 pooled funds· $140.7M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Common Collective Trust
$113.2M
17 holdings
Uncategorized
$23.3M
10 holdings
Mutual Funds
$4.2M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| T. ROWE PRICE RET HYBRID 2040 TRUST T. ROWE PRICE TRUST COMPANY · EIN 35-6785642 / PN 013 | Common Collective Trust | — | — | $33.0M | 23.4% | |
| T. ROWE PRICE RET HYBRID 2030 TRUST T. ROWE PRICE TRUST COMPANY · EIN 35-6785642 / PN 011 | Common Collective Trust | — | — | $20.1M | 14.2% | |
| T. ROWE PRICE RET HYBRID 2050 TRUST T. ROWE PRICE TRUST COMPANY · EIN 35-6785642 / PN 015 | Common Collective Trust | — | — | $15.5M | 11.0% | |
| T. ROWE PRICE LARGE-CAP GROWTHTRUST T. ROWE PRICE TRUST COMPANY · EIN 32-6528532 / PN 001 | Common Collective Trust | — | — | $8.3M | 5.9% | |
| ALLSPRING ENHANCED STOCK MRKT FUND SEI TRUST COMPANY · EIN 56-6288528 / PN 001 | Common Collective Trust | — | — | $7.3M | 5.1% | |
| JP Morgan JP Morgan Equity Income Fund | — | — | — | $6.6M | 4.7% | |
| T. ROWE PRICE RET HYBRID 2055 TRUST T. ROWE PRICE TRUST COMPANY · EIN 35-6785642 / PN 016 | Common Collective Trust | — | — | $6.4M | 4.6% | |
| Vanguard 500 Index Fund | — | — | — | $5.7M | 4.0% | |
| T. ROWE PRICE RET HYBRID 2045 TRUST T. ROWE PRICE TRUST COMPANY · EIN 35-6785642 / PN 014 | Common Collective Trust | — | — | $4.9M | 3.5% | |
| GALLIARD STABLE RETURN PN SEI TRUST COMPANY · EIN 41-6202449 / PN 001 | Common Collective Trust | — | — | $4.5M | 3.2% | |
| BlackRock Mid-Cap Growth Equity Portfolio Fund | Mutual Funds | — | — | $4.2M | 3.0% | |
| T. ROWE PRICE RET HYBRID 2060 TRUST T. ROWE PRICE TRUST COMPANY · EIN 35-6785642 / PN 018 | Common Collective Trust | — | — | $3.6M | 2.6% | |
| MFS Investment Management International Growth Fund | — | — | — | $3.1M | 2.2% | |
| T. ROWE PRICE RET HYBRID 2020 TRUST T. ROWE PRICE TRUST COMPANY · EIN 35-6785642 / PN 009 | Common Collective Trust | — | — | $2.7M | 1.9% | |
| T. ROWE PRICE RET HYBRID 2035 TRUST T. ROWE PRICE TRUST COMPANY · EIN 35-6785642 / PN 012 | Common Collective Trust | — | — | $2.4M | 1.7% | |
| Vanguard Extended Market Index Fund | — | — | — | $2.3M | 1.6% | |
| PRUDENTIAL CORE PLUS BOND FUND PRUDENTIAL TRUST COMPANY · EIN 23-6994310 / PN 165 | Common Collective Trust | — | — | $2.0M | 1.5% | |
| Principal SmallCap Growth Fund | — | — | — | $1.6M | 1.1% | |
| Vanguard FTSE All-World ex US Index Fund | — | — | — | $1.5M | 1.0% | |
| T. ROWE PRICE RET HYBRID 2065 TRUST T. ROWE PRICE TRUST COMPANY · EIN 35-6785642 / PN 019 | Common Collective Trust | — | — | $919K | 0.7% | |
| Vanguard Total Bond Market Index Fund | — | — | — | $890K | 0.6% | |
| T. ROWE PRICE RET HYBRID 2025 TRUST T. ROWE PRICE TRUST COMPANY · EIN 35-6785642 / PN 010 | Common Collective Trust | — | — | $787K | 0.6% | |
| John Hancock Disciplined Value Mid Cap Fund | — | — | — | $689K | 0.5% | |
| Delaware Management Company Macquarie Small Cap Value Fund | — | — | — | $534K | 0.4% | |
| T. ROWE PRICE RET HYBRID 2010 TRUST T. ROWE PRICE TRUST COMPANY · EIN 35-6785642 / PN 007 | Common Collective Trust | — | — | $457K | 0.3% | |
| T. Rowe Price Government Money I | — | — | — | $337K | 0.2% | |
| T. ROWE PRICE RET HYBRID BAL TRUST T. ROWE PRICE TRUST COMPANY · EIN 35-6785642 / PN 005 | Common Collective Trust | — | — | $299K | 0.2% | |
| T. ROWE PRICE RET HYBRID 2015 TRUST T. ROWE PRICE TRUST COMPANY · EIN 35-6785642 / PN 008 | Common Collective Trust | — | — | $1K | <0.1% |
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