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Original filing (PDF)20251015213130NAL0011308914001
CERTARUS USA LTD
Form 5500
FILING_RECEIVED
CERTARUS USA LTD 401K
401(k) retirement plan
Active participants
464
Accounts w/ balance
664
Plan assets (EOY)
$13.6M
Net assets (EOY)
$13.6M
How this plan invests
This plan
6 pooled trusts
Schedule D
31 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
100
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Helping the score
- Below-peer total fees (15 bps vs 29 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for CERTARUS USA LTD.
Plan sponsor
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-15
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
WEAVER & TIDWELL LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsRecordkeeper
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ADP, INC. | 13-3036745 | — | RECORD KEEPER | $20K | — |
| ADP BROKER-DEALER | 22-3319984 | — | RECORD KEEPER | $0 | — |
Investments
25 direct securities · 6 pooled funds· $13.0M(96% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Registered Investment Companies
$11.9M
25 holdings
Common Collective Trust
$1.1M
6 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| T.ROWE PRICE RETIREMENT 2055-R | Registered Investment Companies | — | — | $2.0M | 14.4% | |
| T.ROWE PRICE RETIREMENT 2050-R | Registered Investment Companies | — | — | $1.7M | 12.7% | |
| T.ROWE PRICE RETIREMENT 2045-R | Registered Investment Companies | — | — | $1.5M | 10.8% | |
| T.ROWE PRICE RETIREMENT 2040-R | Registered Investment Companies | — | — | $1.5M | 10.8% | |
| T.ROWE PRICE RETIREMENT 2030-R | Registered Investment Companies | — | — | $1.3M | 9.9% | |
| T.ROWE PRICE RETIREMENT 2035-R | Registered Investment Companies | — | — | $932K | 6.9% | |
| T.ROWE PRICE RETIREMENT 2060-R | Registered Investment Companies | — | — | $911K | 6.7% | |
| STATE ST S&P 500 IDX IX STATE STREET BANK & TRUST CO · EIN 90-0337987 / PN 344 | Common Collective Trust | — | — | $513K | 3.8% | |
| T.ROWE PRICE RETIREMENT 2025-R | Registered Investment Companies | — | — | $499K | 3.7% | |
| JPM US EQUITY FD R3 | Registered Investment Companies | — | — | $410K | 3.0% | |
| INVESCO STABLE ASSET INVESCO TRUST COMPANY · EIN 27-3884161 / PN 001 | Common Collective Trust | — | — | $243K | 1.8% | |
| ALGER CAPITAL APPR INSTIT - I | Registered Investment Companies | — | — | $214K | 1.6% | |
| INVESCO DIVERSIFIED DIV A | Registered Investment Companies | — | — | $166K | 1.2% | |
| STATE ST S&P MD CP IDX NL J STATE STREET BANK & TRUST CO · EIN 90-0337987 / PN 347 | Common Collective Trust | — | — | $152K | 1.1% | |
| JPM SMALL CAP VALUE FD R3 | Registered Investment Companies | — | — | $138K | 1.0% | |
| JANUS HENDERSONTRITON FUND - S | Registered Investment Companies | — | — | $115K | 0.8% | |
| MACQUARIE INTL CORE EQ A | Registered Investment Companies | — | — | $97K | 0.7% | |
| JPM CORE BOND R3 | Registered Investment Companies | — | — | $86K | 0.6% | |
| STATE ST RUSS SC IDX VIII STATE STREET BANK & TRUST CO · EIN 90-0337987 / PN 340 | Common Collective Trust | — | — | $84K | 0.6% | |
| TROWE PRICE RET 2005 - R | Registered Investment Companies | — | — | $78K | 0.6% | |
| STATE ST INTL IDX SECLEND VIII STATE STREET BANK & TRUST CO · EIN 90-0337987 / PN 336 | Common Collective Trust | — | — | $76K | 0.6% | |
| JPM US SMALL COMPANY FD R3 | Registered Investment Companies | — | — | $76K | 0.6% | |
| DWS RREEF REAL EST SEC A | Registered Investment Companies | — | — | $73K | 0.5% | |
| PGIM HIGH YIELD - A | Registered Investment Companies | — | — | $62K | 0.5% | |
| T.ROWE PRICE RETIREMENT 2020-R | Registered Investment Companies | — | — | $41K | 0.3% | |
| MFS TOTAL RETURN FD - R3 | Registered Investment Companies | — | — | $28K | 0.2% | |
| VIRTUS SGA EMERGING MKTS EQ A | Registered Investment Companies | — | — | $25K | 0.2% | |
| STATE US INFL PROT BD IDX NL G STATE STREET BANK & TRUST CO · EIN 90-0337987 / PN 363 | Common Collective Trust | — | — | $19K | 0.1% | |
| T.ROWE PRICE RETIREMENT 2015-R | Registered Investment Companies | — | — | $15K | 0.1% | |
| PIONEER BOND FUND - A | Registered Investment Companies | — | — | $10K | <0.1% | |
| T.ROWE PRICE RETIREMENT 2010-R | Registered Investment Companies | — | — | $8K | <0.1% |
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