Holdings are itemized directly on this plan's Schedule of Assets, below.
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| TROUG-RYDING COMPANY | — | WESTLAKE VILLAGE, AZ | CONTRACT ADMIN | $1K | — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| LPL FINANCIAL | 84-0467907 | SAN DIEGO, CA | INVESTMENT MGMT | $30K | — |
| EMPOWER ADVISORY GROUP, LLC | 84-0467907 | GREENWOOD VILLAGE, CO | INVESTMENT MGMT | $7K | — |
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Putnam RetirementReady 2025 R4 Mutual Fund | — | — | — | $1.2M | 14.9% | |
| Fidelity Advisor New Insights A Mutual Fund | — | — | — | $824K | 10.2% | |
| Key Guaranteed Portfolio Fund Fully Benefit-Responsive Investment Contract | — |
| — |
| — |
| $750K |
| 9.2% |
| Empower S&P 500 Index Fund Inv Mutual Fund | — | — | — | $539K | 6.6% |
| Putnam RetirementReady 2035 R4 Mutual Fund | — | — | — | $533K | 6.6% |
| Putnam RetirementReady 2045 R4 Mutual Fund | — | — | — | $496K | 6.1% |
| Invesco Diversified Dividend A Mutual Fund | — | — | — | $435K | 5.4% |
| Empower Conservative Profile Fund Inv Mutual Fund | — | — | — | $367K | 4.5% |
| Macquaire Small Cap Value A Mutual Fund | — | — | — | $325K | 4.0% |
| Putnam RetirementReady 2055 R4 Mutual Fund | — | — | — | $285K | 3.5% |
| Participant Loans to participants, bearing interest between 4.25% to 9.50% | Participant loans | — | — | $276K | 3.4% |
| MFS International Diversification R3 Mutual Fund | — | — | — | $224K | 2.8% |
| American Funds Europacific Growth R3 Mutual Fund | — | — | — | $191K | 2.4% |
| MFS Global Equity R3 Mutual Fund | — | — | — | $184K | 2.3% |
| MFS Mid Cap Growth R3 Mutual Fund | — | — | — | $136K | 1.7% |
| Putnam RetirementReady Maturity R4 Mutual Fund | — | — | — | $133K | 1.6% |
| Empower Profile Fund Inv Mutual Fund | — | — | — | $131K | 1.6% |
| Allspring Special Mid Cap Value A Mutual Fund | — | — | — | $128K | 1.6% |
| Empower S&P MidCap 400 Index Fund Inv Mutual Fund | — | — | — | $126K | 1.6% |
| Putnam RetirementReady 2030 R4 Mutual Fund | — | — | — | $121K | 1.5% |
| Fidelity Advisor Strategic Income A Mutual Fund | — | — | — | $116K | 1.4% |
| BlackRock High Yield Bond Inv A Mutual Fund | — | — | — | $114K | 1.4% |
| Empower S&P SmCap 600 Index Fund Inv Mutual Fund | — | — | — | $105K | 1.3% |
| Western Asset Core Plus Bond A Mutual Fund | — | — | — | $104K | 1.3% |
| Janus Henderson Triton S Mutual Fund | — | — | — | $77K | 0.9% |
| Invesco Developing Markets A Mutual Fund | — | — | — | $69K | 0.9% |
| Putnam RetirementReady 2040 R4 Mutual Fund | — | — | — | $62K | 0.8% |
| Empower Aggressive Profile Fund Inv Mutual Fund | — | — | — | $58K | 0.7% |
| Neuberger Berman Real Estate A Mutual Fund | — | — | — | $35K | 0.4% |
| DWS Enhanced Commodity Strategy A Mutual Fund | — | — | — | $26K | 0.3% |
| BrandyWineGlobal - Global Opps Bond A Mutual Fund | — | — | — | $23K | 0.3% |
| Putnam RetirementReady 2050 R4 Mutual Fund | — | — | — | $13K | 0.2% |
| Putnam RetirementReady 2060 R4 Mutual Fund | — | — | — | $6K | <0.1% |
