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Original filing (PDF)20251010133913NAL0012694848005
BOT ROOFERS UNION LOCAL 221 ANNUITY PLAN
Form 5500
FILING_RECEIVED
ROOFERS UNION LOCAL 221 ANNUITY PLAN
Defined-contribution retirement plan
Signals · 3
~86 bps in Sched C feesNo recordkeeper disclosed7 service providers
Active participants
189
Accounts w/ balance
313
Plan assets (EOY)
$19.4M
Net assets (EOY)
$19.4M
How this plan invests
This plan
106 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
89
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
80
Participation health
100
Knocking points off
- 86 bps in Schedule C fees — 197% above peer band of 29 bps.
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for BOT ROOFERS UNION LOCAL 221 ANNUITY PLAN.
Plan sponsor
Name
BOT ROOFERS UNION LOCAL 221 ANNUITY PLAN
DBA
BOT BOARD OF TRUSTEES)
EIN
99-0174607
Address
200 N. VINEYARD BLVD., SUITE 100 · HONOLULU, HI · 968173938
Phone
(808) 841-7575
Industry
Constructionsee all
Plan administrator
Name
HAWAII BENEFIT ADMINISTRATORS INC.
EIN
99-0329747
City
HONOLULU, HI
Phone
(808) 841-7575
Plan characteristics
Plan number
002
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-10
Pension benefit codes
2C · Money purchase (other than target benefit)
Audit & trust (Schedule H)
Auditor
JAMES P HASSELMAN CPA LLC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
7 rowsOther
7| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| HAWAII BENEFIT ADMINISTRATORS INC. | 99-0329747 | — | NONE | $52K | — |
| FIRST HAWAIIAN BANK | 99-0034327 | — | NONE | $37K | — |
| C. M. BIDWELL & ASSOCIATES | — | HONOLULU, HI | NONE | $25K | — |
| JAMES P HASSELMAN CPA LLC | 20-5496781 | — | NONE | $17K | — |
| HONOLULU ACTUARIAL CONSULTANTS | 20-5644068 | — | NONE | $14K | — |
| RAYMOND JAMES & ASSOCIATES | — | HONOLULU, HI | NONE | $13K | — |
| STEPHEN HORN INSURANCE SVC | — | SAN FRANCISCO, CA | NONE | $8K | — |
Investments
104 direct securities· $18.6M(96% of reported assets)
Uncategorized
$18.4M
102 holdings
Corporate Bonds
$150K
1 holding
Common Stocks
$110K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| SPDR S&P 500 ETF Trust | — | — | $1.2M | $3.0M | 15.6% | |
| Mutual and exchange traded funds Shares of fund American Beacon SSI Alternative Income Fund | — | — | $2.0M | $1.9M | 10.0% | |
| Touchstone Ares Credit Opportunities Fund 16 Touchstone Ultra Short Duration Fixed Income Fund | — | — | $1.7M | $1.6M | 8.5% | |
| Money market mutual funds and cash Shares of fund BlackRock Liquidity Funds FedFund | — | — | $1.2M | $1.2M | 6.4% | |
| iShares Core MSCI International Developed Markets ETF | — | — | $726K | $694K | 3.6% | |
| UBS AG/London Zero Coupon 20 Aug 2026 | — | — | $425K | $425K | 2.2% | |
| Citigroup Global Markets Holdings Inc/United States Zero Coupon 02 Jan 2025 | — | — | $335K | $407K | 2.1% | |
| Barclays Bank PLC Zero Coupon 18 Sep 2026 | — | — | $375K | $385K | 2.0% | |
| GS Finance Corp 18 Nov 2026 | — | — | $250K | $250K | 1.3% | |
| UBS AG London BRH 16 Dec 2026 | — | — | $250K | $243K | 1.3% | |
| Citigroup Global Markets Holdings Inc/United States Zero Coupon 01 Oct 2026 | — | — | $225K | $221K | 1.1% | |
| Citigroup Global Markets Holdings Inc/United States Zero Coupon 04 May 2026 | — | — | $200K | $212K | 1.1% | |
| Royal Bank of Canada Zero Coupon 17 Apr 2025 | — | — | $175K | $206K | 1.1% | |
| UBS AG London 26 Mar 2026 | — | — | $175K | $192K | 1.0% | |
| JPMorgan Chase Financial Co LLC Zero Coupon 26 Feb 2026 | — | — | $165K | $182K | 0.9% | |
| JPMorgan Chase Financial Co LLC Zero Coupon 30 Jul 2026 | — | — | $175K | $180K | 0.9% | |
| Barclays Bank PLC 8% 02 Jun 2025 | — | — | $175K | $176K | 0.9% | |
| Citigroup Global Markets Holdings Inc/United States 8.55% 02 Apr 2025 | — | — | $175K | $174K | 0.9% | |
| Citigroup Global Markets Holdings Inc/United States 7.75% 25 Apr 2025 | — | — | $175K | $174K | 0.9% | |
| BARCLAYS BANK PLC MTNF 7.000% 1/29/26 | — | — | $175K | $173K | 0.9% | |
| Apple Inc | — | — | $74K | $172K | 0.9% | |
| iShares Core MSCI Emerging Markets ETF | — | — | $195K | $168K | 0.9% | |
| NVIDIA Corp | — | — | $40K | $168K | 0.9% | |
| Royal Bank of Canada Zero Coupon 14 Nov 2025 | — | — | $150K | $163K | 0.8% | |
| UBS AG/London Zero Coupon 24 Apr 2025 | — | — | $150K | $161K | 0.8% | |
| GS Finance Corp 8.0004% 21 May 2025 | — | — | $150K | $151K | 0.8% | |
| JPMorgan Chase Financial 10 Jun 2025 | — | — | $150K | $150K | 0.8% | |
| Interest in bond Barclays Bank PLC 7.5% 11 Aug 2025 | Corporate Bonds | — | $150K | $150K | 0.8% | |
| GS Finance Corp 7.7508% 03 Nov 2025 | — | — | $150K | $150K | 0.8% | |
| JPMorgan Chase Financial Co LLC 7.1% 18 Sep 2025 | — | — | $150K | $150K | 0.8% | |
| Citigroup Global Markets Holdings Inc/United States 7.75% 20 Aug 2025 | — | — | $150K | $149K | 0.8% | |
| Royal Bank of Canada 7.45% 18 Dec 2025 | — | — | $150K | $148K | 0.8% | |
| Citi Global Markets 6.70% 20 Mar 2026 | — | — | $150K | $148K | 0.8% | |
| UBS AG/London 7.45% 28 Oct 2025 | — | — | $150K | $148K | 0.8% | |
| Gs Finance Corp 0% 24 Mar 2025 | — | — | $125K | $147K | 0.8% | |
| Royal Bank of Canada 7.15% 18 May 2026 | — | — | $150K | $145K | 0.7% | |
| Microsoft CORP | — | — | $61K | $135K | 0.7% | |
| JPMorgan Chase Financial Co LLC Zero Coupon 14 Mar 2025 | — | — | $100K | $126K | 0.6% | |
| Morgan Stanley Finance LLC 7.35% 10 Sep 2025 | — | — | $125K | $125K | 0.6% | |
| JPMorgan Chase Financial 8.65% 03 Mar 2025 | — | — | $125K | $125K | 0.6% | |
| Morgan Stanley Finance LLC 7.8% 18 Jul 2025 | — | — | $125K | $125K | 0.6% | |
| Jpmorgan Chase Financial 7.5% 02 Dec 2025 | — | — | $125K | $124K | 0.6% | |
| Royal Bank of Canada 7.85% 04 Aug 2025 | — | — | $125K | $124K | 0.6% | |
| UBS AG/London 8.1% 30 May 2025 | — | — | $125K | $123K | 0.6% | |
| Citigroup Global Markets Holdings Inc/United States 7.95% 26 Sep 2025 | — | — | $125K | $116K | 0.6% | |
| Shares of stock Alphabet Inc | Common Stocks | — | $46K | $110K | 0.6% | |
| Amazon.com Inc | — | — | $61K | $110K | 0.6% | |
| Barclays Bank PLC Zero Coupon 30 Jan 2025 | — | — | $100K | $108K | 0.6% | |
| Meta Platforms Inc | — | — | $21K | $100K | 0.5% | |
| JPMorgan Chase Financial Co LLC Zero Coupon 30 Apr 2026 | — | — | $100K | $99K | 0.5% | |
| AppLovin Corp | — | — | $23K | $87K | 0.5% | |
| Arista Networks INC | — | — | $24K | $84K | 0.4% | |
| GS Finance Corp 16 Oct 2025 | — | — | $75K | $82K | 0.4% | |
| Barclays Bank PLC 8% 01 Jul 2025 | — | — | $75K | $75K | 0.4% | |
| UBS AG/London 8.25% 05 Jun 2025 | — | — | $75K | $75K | 0.4% | |
| Morgan Stanley Finance LLC 7.75% 17 Apr 2025 | — | — | $75K | $75K | 0.4% | |
| UBS AG/London 8.4% 23 Jun 2025 | — | — | $75K | $74K | 0.4% | |
| Tesla Inc | — | — | $52K | $63K | 0.3% | |
| Royal Caribbean Cruises Ltd | — | — | $33K | $61K | 0.3% | |
| Howmet Aerospace Inc | — | — | $26K | $59K | 0.3% | |
| GS Finance Corp Zero Coupon 26 Aug 2025 | — | — | $50K | $58K | 0.3% | |
| JPMorgan Chase & Co | — | — | $26K | $48K | 0.2% | |
| Netflix Inc | — | — | $35K | $46K | 0.2% | |
| Bank of New York Mellon Corp/The | — | — | $33K | $46K | 0.2% | |
| Vertiv Holdings Co | — | — | $19K | $45K | 0.2% | |
| Pfizer Inc | — | — | $50K | $45K | 0.2% | |
| Deckers Outdoor Corp | — | — | $28K | $45K | 0.2% | |
| Insulet Corp | — | — | $42K | $44K | 0.2% | |
| Costco Wholesale Corp | — | — | $27K | $44K | 0.2% | |
| PayPal Holdings INC | — | — | $34K | $44K | 0.2% | |
| Clorox Co/The | — | — | $41K | $44K | 0.2% | |
| Gilead Sciences Inc | — | — | $44K | $43K | 0.2% | |
| Baker Hughes Co | — | — | $37K | $43K | 0.2% | |
| United Therapeutics Corp | — | — | $30K | $43K | 0.2% | |
| Cencora Inc | — | — | $35K | $43K | 0.2% | |
| S&P Global Inc | — | — | $44K | $42K | 0.2% | |
| Synchrony Financial | — | — | $43K | $42K | 0.2% | |
| Assurant Inc | — | — | $31K | $42K | 0.2% | |
| Blackrock Inc | — | — | $42K | $41K | 0.2% | |
| T-Mobile US INC | — | — | $30K | $41K | 0.2% | |
| Molson Coors Beverage Co | — | — | $45K | $40K | 0.2% | |
| Zillow Group Inc | — | — | $32K | $40K | 0.2% | |
| Lululemon Athletica Inc | — | — | $35K | $40K | 0.2% | |
| ResMed Inc | — | — | $33K | $40K | 0.2% | |
| Tyler Technologies Inc | — | — | $32K | $37K | 0.2% | |
| NetApp Inc | — | — | $39K | $37K | 0.2% | |
| International Business Machines Corp | — | — | $31K | $36K | 0.2% | |
| CH Robinson Worldwide Inc | — | — | $30K | $36K | 0.2% | |
| Republic Services Inc | — | — | $22K | $35K | 0.2% | |
| Owens Corning | — | — | $28K | $34K | 0.2% | |
| Constellation Energy Corp | — | — | $18K | $32K | 0.2% | |
| Progressive Corp/The | — | — | $34K | $32K | 0.2% | |
| Marathon Petroleum Corp | — | — | $42K | $31K | 0.2% | |
| Zscaler Inc | — | — | $25K | $29K | 0.1% | |
| Lennar Corp | — | — | $24K | $29K | 0.1% | |
| Equinix Inc | — | — | $27K | $28K | 0.1% | |
| Micron Technology Inc | — | — | $42K | $28K | 0.1% | |
| Exelon Corp | — | — | $28K | $28K | 0.1% | |
| LAM Research CORP COM USD0.001 (P/S) | — | — | $25K | $27K | 0.1% | |
| CBRE Group Inc | — | — | $27K | $26K | 0.1% | |
| Stanley Black & Decker Inc | — | — | $34K | $26K | 0.1% | |
| CF Industries Holdings Inc | — | — | $26K | $26K | 0.1% | |
| BlackRock Liquidity Funds T-Fund | — | — | $24K | $24K | 0.1% | |
| DuPont de Nemours Inc | — | — | $24K | $23K | 0.1% |
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