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Original filing (PDF)20251013111045NAL0002609874001
ROCKET LAB USA INC.
Form 5500
FILING_RECEIVED
ROCKET LAB USA 401(K) PLAN
401(k) retirement plan
Signals · 2
1 failed disclosure50% in single holding
Active participants
1,240
Accounts w/ balance
1,451
Plan assets (EOY)
$62.0M
Net assets (EOY)
$62.0M
How this plan invests
This plan
21 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
91
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
85
Concentration risk
75
Total plan cost
100
Vendor stack
100
Participation health
100
Knocking points off
- 1 Schedule C provider failed to disclose compensation.
- Top holding "maturing through October 2042 b b" is 50% of plan.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for ROCKET LAB USA INC..
Plan sponsor
Name
ROCKET LAB USA INC.
EIN
98-1550340
Address
3881 MCGOWEN ST. · LONG BEACH, CA · 90808
Phone
(714) 465-5737
Industry
Manufacturingsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-13
Pension benefit codes
2T · Default investment account (QDIA)
3H · Sponsor in controlled / affiliated group
2S · Automatic enrollment
2E · Profit-sharing
2F · ERISA section 404(c)
2K · 401(m) arrangement
2G · Total participant-directed accounts
2J · 401(k) feature
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
CBIZ CPAS P.C.
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FIDELITY INVESTMENTS INSTITUTIONAL | 04-2647786 | — | RECORDKEEPER | $57K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| STRATEGIC ADVISORS, INC. | 04-2654524 | — | ADVISOR | $6K | — |
Accountant / Auditor
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MARCUM LLP | 11-1986323 | — | ACCOUNTANT/AUDITOR | $35K | — |
Failed / refused disclosures (Sched C Part 2)
| Provider | Nondisclosure info |
|---|---|
| — | — |
Investments
21 direct securities· $124.0M(100% of reported assets)
Uncategorized
$123.5M
20 holdings
Mutual Funds
$489K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| maturing through October 2042 b | — | — | — | $62.0M | 100.0% | |
| Fidelity Investments Freedom 2030 Fund | — | — | — | $11.0M | 17.7% | |
| Fidelity Investments Freedom 2050 Fund | — | — | — | $10.4M | 16.8% | |
| Fidelity Investments Freedom 2060 Fund | — | — | — | $7.9M | 12.8% | |
| Fidelity Investments 500 Index Fund | — | — | — | $7.8M | 12.6% | |
| Fidelity Investments Freedom 2040 Fund | — | — | — | $6.9M | 11.2% | |
| Fidelity Investments Blue Chip Growth Fund | — | — | — | $5.1M | 8.2% | |
| Monet Market Fund * Fidelity Investments Fidelity Government Money Market Fund | — | — | — | $3.2M | 5.1% | |
| Guaranteed Interest Account Empower Annuity Guaranteed Interest | — | — | — | $2.5M | 4.0% | |
| Fidelity Investments Freedom Income Fund | — | — | — | $1.3M | 2.1% | |
| Fidelity Investments Global Ex US Index Fund | — | — | — | $859K | 1.4% | |
| Fidelity Investments Midcap Index Fund | — | — | — | $825K | 1.3% | |
| Insurance Company Notes Receivable from Participants * Participant Loans Interest rates ranging from 4.25% to 9.25% and $0 | — | — | — | $756K | 1.2% | |
| Allspring Global Special Midcap Value Fund | — | — | — | $670K | 1.1% | |
| Fidelity Investments International Capital Appreciation Fund | — | — | — | $627K | 1.0% | |
| Fidelity Investments Smallcap Index Fund | — | — | — | $590K | 1.0% | |
| American Funds American Mutual Fund | Mutual Funds | — | — | $489K | 0.8% | |
| Investments * Fidelity Investments US Bond Index Fund | — | — | — | $412K | 0.7% | |
| Fidelity Investments Total Bond Fund | — | — | — | $406K | 0.7% | |
| James Henderson Triton Fund | — | — | — | $197K | 0.3% | |
| Fidelity Investments Freedom 2070 Fund | — | — | — | $32K | <0.1% |
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