Original filing (PDF)20250916050444NAL0001634977001

LIVEONE, INC.

Name: LIVEONE, INC. — LIVEONE 401(K) RETIREMENT PLAN, Form 5500 (2024)
Creator: LIVEONE, INC.

Form 5500

FILING_RECEIVED

LIVEONE 401(K) RETIREMENT PLAN

401(k) retirement plan

Active participants

115

Accounts w/ balance

156

Plan assets (EOY)

$15.8M

Net assets (EOY)

$15.8M

How this plan invests

This plan

2 pooled trusts

Schedule D

28 securities

funds · stocks · CUSIPs

Holdings are itemized directly on this plan's Schedule of Assets, below.

Plan health score (directional)

100

/ 100

Grade A

Top-tier plan health

Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.

Compliance & disclosures

100

Concentration risk

100

Total plan cost

100

Vendor stack

100

Participation health

100

Decision-maker contacts

CFO / Head of HR / Benefits Manager — verified email + LinkedIn for LIVEONE, INC..

Plan sponsor

Name

LIVEONE, INC.

EIN

98-0657263

Address

1276-D AUTO PARK WAY · SUITE 145 · ESCONDIDO, CA · 92029

Phone

(858) 504-0711

Industry

Information / Tech / Mediasee all

Plan administrator

Same as plan sponsor.

Plan characteristics

Plan number

001

Plan year

2024

Plan year begin

2024-01-01

Tax period

2024-12-31

Filed

2025-09-16

Pension benefit codes

2E · Profit-sharing

2F · ERISA section 404(c)

2G · Total participant-directed accounts

2J · 401(k) feature

2K · 401(m) arrangement

2S · Automatic enrollment

2T · Default investment account (QDIA)

3D · Pre-approved plan (master / prototype / VS)

3H · Sponsor in controlled / affiliated group

Audit & trust (Schedule H)

Auditor

MACIAS GINI & O'CONNELL LLP

Trustee / custodian

—

Trustee phone

—

Service providers (Schedule C)

4 rows

Recordkeeper

Name	EIN	Location	Relation	Direct comp	Indirect comp
ADP, INC.	13-3036745	—	RECORD KEEPER	$3K	—
ADP BROKER-DEALER	22-3319984	—	RECORD KEEPER	$0	—

Advisor / Consultant

Name	EIN	Location	Relation	Direct comp	Indirect comp
RESOURCES INVESTMENT ADVISORS, INC.	43-1451524	—	CONSULTANT	$33K	—
MORNINGSTAR RETIREMENT MANAGER	—	CHICAGO, IL	INVESTMENT MANAGER	$0	—

Investments

24 direct securities · 2 pooled funds· $15.7M(100% of reported assets)

Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.

Registered Investment Companies

$15.1M

21 holdings

Common Collective Trust

$666K

2 holdings

Uncategorized

$8K

3 holdings

Investment	Type	Shares / units	Cost	Current value	% of plan
JPMORGAN US EQUITY FUND R6	Registered Investment Companies	—	—	$2.9M	18.6%
PIMCO INCOME FUND - INSTL	Registered Investment Companies	—	—	$1.9M	11.8%
FID 500 IND	Registered Investment Companies	—	—	$1.6M	10.2%
AMERFUNDS 2040 TARG DATERET R6	Registered Investment Companies	—	—	$1.6M	10.0%
AMERFUNDS 2035 TARG DATERET R6	Registered Investment Companies	—	—	$1.4M	8.8%
FIDELITY BLUE CHIP GROWTH K6	Registered Investment Companies	—	—	$1.4M	8.7%
AMERFUNDS 2045 TARG DATERET R6	Registered Investment Companies	—	—	$876K	5.6%
FID MID CAP INDEX	Registered Investment Companies	—	—	$746K	4.7%
METLIFE REL ST VAL 25053 - 0 RELIANCE TRUST COMPANY · EIN 46-6625485 / PN 001	Common Collective Trust	—	—	$654K	4.1%
AMERFUNDS 2050 TARG DATERET R6	Registered Investment Companies	—	—	$528K	3.3%
AMERFUNDS 2030 TARG DATERET R6	Registered Investment Companies	—	—	$377K	2.4%
JPMORGAN EQUITY INCOME FUND R6	Registered Investment Companies	—	—	$376K	2.4%
FID SMALL CAP INDEX	Registered Investment Companies	—	—	$329K	2.1%
AMERICAN FUNDS 2055 TARGET R6	Registered Investment Companies	—	—	$320K	2.0%
FID INTERNATIONAL INDEX	Registered Investment Companies	—	—	$174K	1.1%
AMERFUNDS 2060 TARG DATERET R6	Registered Investment Companies	—	—	$167K	1.1%
VIC CORE PLUS INTERM BOND R6	Registered Investment Companies	—	—	$110K	0.7%
FULLERTHALER BEHAVE SC EQ INST	Registered Investment Companies	—	—	$100K	0.6%
AMERFUNDS 2025 TARG DATERET R6	Registered Investment Companies	—	—	$68K	0.4%
AMERFUNDS 2065 TARG DATERET R6	Registered Investment Companies	—	—	$63K	0.4%
AMERICAN FUNDS NEW WORLD R6	Registered Investment Companies	—	—	$55K	0.3%
MFS INTL DIVERSIFICATION R6	Registered Investment Companies	—	—	$36K	0.2%
COHEN STEERS US REALTY RS SEI TRUST COMPANY · EIN 46-3411346 / PN 064	Common Collective Trust	—	—	$12K	<0.1%
(1) X This form is filed for a CCT, PSA, or MTIA.	—	—	—	$3K	<0.1%
(1) X DOL Regulation 2520.103-8 (2) X DOL Regulation 2520.103-12(d) (3) X neither DOL Regulation 2520.103-8 nor DOL Regulation 2520.103-12(d).	—	—	$3K	$3K	<0.1%
Yes No Amount a	—	—	—	$3K	<0.1%