This is a pooled fund: many plans invest in it, and it holds the underlying securities.
This filing is a Direct Filing Entity (DFE) — a master trust or collective investment trust that pools assets from multiple participating plans. It does not have plan participants of its own, and the Plan Health Score formula doesn’t apply. Individual participant-facing plans that invest in this trust are the appropriate target for fiduciary analysis.
Cited interest vs pooled assets: cited interest sums what each participating plan reported holding in this trust, measured at that plan’s own year-end — and those filings span different years. Pooled assets is this single filing’s balance at one date. They’re independent measurements, so cited interest can land slightly above or below the pooled balance and won’t reconcile exactly.
Why no Schedule of Assets here? DFE holdings often live on the master trust’s own audited statement, not as a 4i schedule on the participating plans’ filings. We’re extending the parsing pipeline to cover DFE filings — see Methodology.
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Dr Pepper Snapple Group, Inc., Master Trust PN 009EIN: 98-0157725Sch H, Line 4i: Schedule of Assets Held for Investment | — | — | — | $27.5M | 20.9% | |
| NT COLLECTIVE S-T INVESTMENT FUND |
Common Collective Trust |
| — |
| — |
| $24.7M |
| 18.7% |
| AON GLOBAL EQUITY AON COLLECTIVE INVESTMENT TRUST · EIN 37-6543784 / PN 004 | Common Collective Trust | — | — | $24.4M | 18.5% |
| AON LONG CREDIT BOND AON COLLECTIVE INVESTMENT TRUST · EIN 37-6543784 / PN 040 | Common Collective Trust | — | — | $20.0M | 15.1% |
| CF NISA ULTRA LONG TREASURY CIF GLOBAL TRUST COMPANY · EIN 88-6547562 / PN 007 | Common Collective Trust | — | — | $10.5M | 7.9% |
| AON INTERMEDIATE CREDIT BOND AON COLLECTIVE INVESTMENT TRUST · EIN 37-6543784 / PN 038 | Common Collective Trust | — | — | $9.0M | 6.8% |
| Account number DPSGAL Security Movements Unrealized Gain/Loss on Account Name DR PEPPER ALL ACCOUNTS ERISA Cost | — | — | — | $9.0M | 6.8% |
| AON US INTERMEDIATE GOV BONDS INDEX AON COLLECTIVE INVESTMENT TRUST · EIN 37-6543784 / PN 043 | Common Collective Trust | — | — | $8.0M | 6.1% |
| AON LARGE CAP EQUITY INDEX AON COLLECTIVE INVESTMENT TRUST · EIN 37-6543784 / PN 002 | Common Collective Trust | — | — | $6.6M | 5.0% |
| AON NON US EQUITY INDEX AON COLLECTIVE INVESTMENT TRUST · EIN 37-6543784 / PN 005 | Common Collective Trust | — | — | $3.6M | 2.7% |
| CF NISA ULTRA MID TREASURY CIF GLOBAL TRUST COMPANY · EIN 88-6547562 / PN 006 | Common Collective Trust | — | — | $2.2M | 1.6% |
| AON GLOBAL REAL ESTATE AON COLLECTIVE INVESTMENT TRUST · EIN 37-6543784 / PN 006 | Common Collective Trust | — | — | $1.8M | 1.3% |
| AON SMALL-MID CAP EQUITY INDEX AON COLLECTIVE INVESTMENT TRUST · EIN 37-6543784 / PN 003 | Common Collective Trust | — | — | $1.2M | 0.9% |
| AON HIGH YIELD PLUS AON COLLECTIVE INVESTMENT TRUST · EIN 37-6543784 / PN 007 | Common Collective Trust | — | — | $849K | 0.6% |
| UnrealizedGain/Loss | — | — | — | $836K | 0.6% |
| EAFE EQUITY INDEX FUND BLACKROCK INSTITUTIONAL TRUST CO · EIN 94-6596958 / PN 001 | Common Collective Trust | — | — | $0 | <0.1% |
| RUSSELL 3000 INDEX FD BLACKROCK INSTITUTIONAL TRUST CO · EIN 94-3302956 / PN 001 | Common Collective Trust | — | — | $0 | <0.1% |
