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Original filing (PDF)20251002141955NAL0000599089001
COGSTATE, INC.
Form 5500
FILING_RECEIVED
COGSTATE, INC. 401(K) PLAN
401(k) retirement plan
Active participants
108
Accounts w/ balance
155
Plan assets (EOY)
$11.9M
Net assets (EOY)
$11.9M
How this plan invests
This plan
28 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
95
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
80
Vendor stack
100
Participation health
100
Knocking points off
- 39 bps in Schedule C fees — modestly above peer band of 29 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for COGSTATE, INC..
Plan sponsor
Name
COGSTATE, INC.
EIN
98-0503038
Address
195 CHURCH STREET, 8TH FLOOR · NEW HAVEN, CT · 06510
Phone
(203) 773-5010
Industry
All Other Professional Services· Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-02
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
WHITTLESEY PC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| VANGUARD GROUP | 23-1945930 | — | RECORDKEEPER | $15K | — |
Other
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| THE PATRIOT FINANCIAL GROUP | 90-0138117 | — | INVESTMENT MGMT | $32K | — |
Investments
28 direct securities· $11.8M(99% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Vanguard Target Retirement 2045 Fund | — | — | — | $2.2M | 18.4% | |
| Vanguard Target Retirement 2050 Fund | — | — | — | $1.6M | 13.8% | |
| Fidelity 500 Index Fund | — | — | — | $1.4M | 11.8% | |
| Vanguard Target Retirement 2035 Fund | — | — | — | $1.3M | 10.6% | |
| Vanguard Target Retirement 2055 Fund | — | — | — | $1.2M | 10.3% | |
| Vanguard Target Retirement 2040 Fund | — | — | — | $1.1M | 9.2% | |
| Vanguard Target Retirement 2060 Fund | — | — | — | $948K | 8.0% | |
| Vanguard Target Retirement 2030 Fund | — | — | — | $696K | 5.8% | |
| Vanguard Target Retirement 2025 Fund | — | — | — | $658K | 5.5% | |
| JP Morgan JPMorgan U.S. Research Enhan Equity R6 | — | — | — | $225K | 1.9% | |
| MFS Mid Cap Value R6 | — | — | — | $104K | 0.9% | |
| Vanguard Target Retirement 2020 Fund | — | — | — | $65K | 0.5% | |
| Vanguard Treasury Money Market | — | — | — | $60K | 0.5% | |
| Vanguard Windsor II Adm | — | — | — | $44K | 0.4% | |
| BlackRock Advantage Small Cap Core K | — | — | — | $32K | 0.3% | |
| PGIM High Yield R6 | — | — | — | $26K | 0.2% | |
| JP Morgan JPMorgan International Focus R6 | — | — | — | $25K | 0.2% | |
| DFA Real Estate Securities Portfolio I | — | — | — | $21K | 0.2% | |
| PGIM Quant Sol Commodity Strat R6 | — | — | — | $21K | 0.2% | |
| Fidelity Small Cap Index | — | — | — | $18K | 0.2% | |
| Victory RS Global R6 | — | — | — | $13K | 0.1% | |
| Fidelity Total International Index | — | — | — | $12K | 0.1% | |
| Fidelity Mid Cap Index | — | — | — | $10K | <0.1% | |
| Vanguard Target Retirement 2070 Fund | — | — | — | $10K | <0.1% | |
| PIMCO RAE US Small Instl | — | — | — | $9K | <0.1% | |
| Vanguard Target Retirement 2065 Fund | — | — | — | $7K | <0.1% | |
| Loomis Sayles Loomis Sayles Inflation Protect Sec N | — | — | — | $6K | <0.1% | |
| American Funds American Funds Bond Fund of Amer R6 | — | — | — | $4K | <0.1% |