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Original filing (PDF)20251010125727NAL0004627395002

ARM, INC.

Form 5500
FILING_RECEIVED
ARM, INC. 401(K) SAVINGS PLAN
401(k) retirement plan
Signals · 2
26% in single holdingNo recordkeeper disclosed
Active participants
1,539
Accounts w/ balance
2,082
Plan assets (EOY)
$533.1M
Net assets (EOY)
$533.1M
How this plan invests
This plan
12 pooled trusts
Schedule D
30 securities
funds · stocks · CUSIPs

Holdings are itemized directly on this plan's Schedule of Assets, below.

Plan health score (directional)
95
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
87
Total plan cost
100
Vendor stack
80
Participation health
100
Knocking points off
  • Top holding "Fidelity 500 Index Fund Mutual fund" is 26% of plan.
  • No recordkeeper disclosed on Schedule C.
Helping the score
  • Below-peer total fees (4 bps vs 6 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for ARM, INC..
Plan sponsor
Name
ARM, INC.
EIN
98-0443443
Address
5707 SOUTHWEST PARKWAY · BUILDING 1, SUITE 100 · AUSTIN, TX · 78735
Phone
(408) 576-1508
Industry
Manufacturingsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-10
Pension benefit codes
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
3F · Sponsor used leased employees
Audit & trust (Schedule H)
Auditor
MAXWELL LOCKE & RITTER
Trustee / custodian
Trustee phone

Service providers (Schedule C)

4 rows
Other
4
NameEINLocationRelationDirect compIndirect comp
SCHWAB RETIREMENT PLAN SERVICES,INC34-1479833NONE$148K
CAPFINANCIAL PARTNERS LLC26-0058143NONE$60K
MORNINGSTAR INC36-3297908NONE$10K
CHARLES SCHWAB & CO., INC.94-1737782NONE$894

Investments

18 direct securities · 12 pooled funds· $530.9M(100% of reported assets)

Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.

Uncategorized
$339.6M
18 holdings
Common Collective Trust
$191.2M
12 holdings
PIInvestmentTypeShares / unitsCostCurrent value% of plan
Fidelity 500 Index Fund Mutual fund$140.4M26.3%
Vanguard U.S. Growth Fund Adm Mutual fund$40.7M7.6%
T. ROWE PRICE RET 2040 ACTIVE TRUST
T. ROWE PRICE TRUST COMPANY · EIN 35-6941729 / PN 001
Common Collective Trust
$36.8M6.9%
T. ROWE PRICE RET 2045 ACTIVE TRUST
T. ROWE PRICE TRUST COMPANY · EIN 32-6199848 / PN 001
Common Collective Trust
$33.5M6.3%
T. ROWE PRICE RET 2035 ACTIVE TRUST
T. ROWE PRICE TRUST COMPANY · EIN 36-7595013 / PN 001
Common Collective Trust
$32.0M6.0%
T. ROWE PRICE RET 2050 ACTIVE TRUST
T. ROWE PRICE TRUST COMPANY · EIN 30-6303214 / PN 001
Common Collective Trust
$25.1M4.7%
T. ROWE PRICE RET 2030 ACTIVE TRUST
T. ROWE PRICE TRUST COMPANY · EIN 38-7010946 / PN 001
Common Collective Trust
$20.7M3.9%
Self-Directed Brokerage Accounts Mutual funds, common stock,$20.0M3.7%
exchange-traded funds, exchange-traded notes, interest-bearing cash and cash equivalents Fidelity Extended Market Index Fund Mutual fund$18.1M3.4%
T. ROWE PRICE RET 2055 ACTIVE TRUST
T. ROWE PRICE TRUST COMPANY · EIN 35-6941728 / PN 001
Common Collective Trust
$17.8M3.3%
MFS Value Fund R6 Mutual fund$15.3M2.9%
Fidelity U.S. Bond Index Fund Mutual fund$14.7M2.7%
Vanguard Federal Money Market Fund Mutual fund$13.9M2.6%
Fidelity Small Cap Index Fund Mutual fund$13.6M2.6%
American Funds EuroPacific Growth Fund R6 Mutual fund$11.1M2.1%
T. ROWE PRICE RET 2060 ACTIVE TRUST
T. ROWE PRICE TRUST COMPANY · EIN 47-1088316 / PN 001
Common Collective Trust
$11.0M2.1%
T. ROWE PRICE RET 2025 ACTIVE TRUST
T. ROWE PRICE TRUST COMPANY · EIN 37-6495447 / PN 001
Common Collective Trust
$10.2M1.9%
T. Rowe Price QM U.S. Small Cap Growth Equity Fund I Mutual fund$9.5M1.8%
BlackRock Total Return Fund K Mutual fund$8.5M1.6%
JPMorgan Mid Cap Value Fund R6 Mutual fund$7.9M1.5%
Fidelity International Index Fund Mutual fund$7.5M1.4%
Fidelity Emerging Markets Index Fund Mutual fund$6.3M1.2%
DFA U.S. Targeted Value Portfolio Inst Mutual fund$4.4M0.8%
DFA Real Estate Securities Portfolio Inst Mutual fund$3.4M0.6%
Pioneer Strategic Income Fund K Mutual fund$2.7M0.5%
T. ROWE PRICE RET 2020 ACTIVE TRUST
T. ROWE PRICE TRUST COMPANY · EIN 36-7594871 / PN 001
Common Collective Trust
$2.7M0.5%
T. ROWE PRICE RET 2015 ACTIVE TRUST
T. ROWE PRICE TRUST COMPANY · EIN 35-6941654 / PN 001
Common Collective Trust
$1.5M0.3%
Participant Loans Interest rates: 4.25% - 9.50% - 0 -$1.4M0.3%
T. ROWE PRICE RET 2005 ACTIVE TRUST
T. ROWE PRICE TRUST COMPANY · EIN 61-6434302 / PN 001
Common Collective Trust
$42K<0.1%
T. ROWE PRICE RET 2010 ACTIVE TRUST
T. ROWE PRICE TRUST COMPANY · EIN 32-6199795 / PN 001
Common Collective Trust
$24K<0.1%