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Original filing (PDF)20250822133530NAL0005335073001
K2/D&S MANAGEMENT CO., LLC
Form 5500
FILING_RECEIVED
K2 INSTITUTIONAL INVESTORS II LTD.
Employee benefit plan
Signals · 2
~227 bps in Sched C fees6 service providers
Active participants
—
Accounts w/ balance
—
Plan assets (EOY)
$30.0M
Net assets (EOY)
$11.4M
Plan health score (directional)
85
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
75
Total plan cost
65
Vendor stack
100
Participation health
90
Knocking points off
- 227 bps in Schedule C fees — 683% above peer band of 29 bps.
- No active participants reported but plan still holds assets.
Helping the score
- Concentration not scored — Schedule of Assets PDF not yet parsed for this plan.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for K2/D&S MANAGEMENT CO., LLC.
Plan sponsor
Name
K2/D&S MANAGEMENT CO., LLC
EIN
98-0434202
Address
300 ATLANTIC STREET, 12TH FLOOR · STAMFORD, CT · 06901
Phone
(203) 348-5252
Plan administrator
Name
K2/D&S MANAGEMENT CO., LLC
EIN
13-3970786
City
STAMFORD, CT
Phone
(203) 348-5252
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-08-22
Audit & trust (Schedule H)
Auditor
ERNST & YOUNG LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
6 rowsOther
6| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| K2/D & S MANAGEMENT CO., LLC | 13-3970786 | — | SPONSOR | $551K | — |
| HEDGESERV LIMITED | — | — | NONE | $43K | — |
| ERNST & YOUNG LLP | 34-6565596 | — | NONE | $42K | — |
| EISNERAMPER LLP | 13-1639826 | — | NONE | $21K | — |
| BNY MELLON | 13-5160382 | — | NONE | $13K | — |
| MAPLES | — | — | NONE | $11K | — |
Investments
The Schedule of Assets is filed as a free-form PDF attachment on EFAST2; we parse these offline and coverage is partial (priority is the largest plans by EOY assets). This plan also reports no pooled (Schedule D) interests, so its holdings aren’t hidden on a master-trust filing. The line-item data lives on DOL EFAST2 under the same ACK_ID.
See Methodology > Data linkages for how Form 5500 / Schedule H / Schedule D / Schedule of Assets fit together.