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Original filing (PDF)20251001073557NAL0012312721001
T. F. WARREN GROUP CORPORATION
Form 5500
FILING_RECEIVED
T.F. WARREN GROUP RETIREMENT SAVINGS PLAN
401(k) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
510
Accounts w/ balance
283
Plan assets (EOY)
$20.1M
Net assets (EOY)
$20.1M
How this plan invests
This plan
34 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
86
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
80
Participation health
80
Knocking points off
- 47 bps in Schedule C fees — 63% above peer band of 29 bps.
- No recordkeeper disclosed on Schedule C.
- 55% balance-to-active ratio — below typical for a healthy 401(k).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for T. F. WARREN GROUP CORPORATION.
Plan sponsor
Name
T. F. WARREN GROUP CORPORATION
EIN
98-0346372
Address
16071 STATE HIGHWAY 181 · FAIRHOPE, AL · 365325363
Phone
(832) 299-3728
Industry
Management of Companies / Holdingssee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-01
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
WARREN AVERETT
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
5 rowsAdvisor / Consultant
3| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| STIFEL NICOLAUS INSURANCE AGENCY IN | 82-0547562 | — | INVESTMENT ADVISORY | $39K | — |
| STIFEL NICOLAUS & COMPANY INC | 43-0538770 | — | INVESTMENT ADVISORY | $14K | — |
| WILSHIRE ADVISORS LLC | 95-2755361 | — | INVESTMENT ADVISORY | $0 | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PRINCIPAL LIFE INSURANCE COMPANY | 42-0127290 | — | CONTRACT ADMINISTRATOR | $27K | — |
Accountant / Auditor
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| AVIZO GROUP INC | 63-1031732 | — | ACCOUNTANT | $15K | — |
Investments
34 direct securities· $20.0M(100% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Vanguard Tgt Rmt 2030 Inv Fund Mutual Fund | — | — | — | $4.1M | 20.6% | |
| Vanguard Tgt Rmt 2050 Inv Fund Mutual Fund | — | — | — | $3.1M | 15.3% | |
| Vanguard Tgt Rmt 2040 Inv Fund Mutual Fund | — | — | — | $2.9M | 14.5% | |
| Fidelity 500 Index Fund Mutual Fund | — | — | — | $1.5M | 7.7% | |
| JP Morgan Large Cap Gr R6 Fund Mutual Fund | — | — | — | $1.4M | 7.0% | |
| Vanguard Tgt Rmt 2020 Inv Fund Mutual Fund | — | — | — | $865K | 4.3% | |
| Vanguard Tgt Rmt 2060 Inv Fund Mutual Fund | — | — | — | $741K | 3.7% | |
| Fidelity Mid-Cp Index Fund Mutual Fund | — | — | — | $723K | 3.6% | |
| to 9.50%; various maturity dates | — | — | — | $574K | 2.9% | |
| Principal Guaranteed Option Guaranteed investment contract | — | — | — | $370K | 1.8% | |
| Dodge & Cox Intl Stock I Fund Mutual Fund | — | — | — | $352K | 1.8% | |
| Fidelity Sm Cap Index Fund Mutual Fund | — | — | — | $340K | 1.7% | |
| JP Morgan Value Adv R6 Fund Mutual Fund | — | — | — | $319K | 1.6% | |
| Allspring Spec M-Cap Value R6 Mutual Fund | — | — | — | $307K | 1.5% | |
| Metropolitan Wt Tl Rtn Bd Plan Mutual Fund | — | — | — | $291K | 1.4% | |
| Baron Asset Instl Fund Mutual Fund | — | — | — | $289K | 1.4% | |
| Vanguard Tgt Rmt 2055 Inv Fund Mutual Fund | — | — | — | $285K | 1.4% | |
| Vanguard Tgt Rmt 2035 Inv Fund Mutual Fund | — | — | — | $232K | 1.2% | |
| Vanguard Tgt Rmt Inc Inv Fund Mutual Fund | — | — | — | $181K | 0.9% | |
| Fidelity Lg Growth Index Fund Mutual Fund | — | — | — | $179K | 0.9% | |
| Amer Funds Amer Bal R6 Fd Mutual Fund | — | — | — | $147K | 0.7% | |
| DFA US Targeted Value I Fund Mutual Fund | — | — | — | $135K | 0.7% | |
| Vanguard Tgt Rmt 2025 Inv Fund Mutual Fund | — | — | — | $111K | 0.6% | |
| Principal RE Secs R6 Fund Mutual Fund | — | — | — | $91K | 0.5% | |
| DFA Infl Protected Sec I Fund Mutual Fund | — | — | — | $78K | 0.4% | |
| PGIM High Yield R6 Fund Mutual Fund | — | — | — | $72K | 0.4% | |
| Vanguard Tgt Rmt 2065 Inv Fund Mutual Fund | — | — | — | $68K | 0.3% | |
| Vanguard Tgt Rmt 2045 Inv Fund Mutual Fund | — | — | — | $64K | 0.3% | |
| Lord Abbett Dev Growth R6 Fund Mutual Fund | — | — | — | $55K | 0.3% | |
| Am Fds EuroPacific Grth R6 Fd Mutual Fund | — | — | — | $45K | 0.2% | |
| American Funds NewWorld R6 Mutual Fund | — | — | — | $35K | 0.2% | |
| iShares MSCI EAFE Int Idx K Fd Mutual Fund | — | — | — | $10K | <0.1% | |
| Vanguard Tgt Rmt 2070 Inv Fund Mutual Fund | — | — | — | $8K | <0.1% | |
| iShs US Agg Bond Index K Fund Mutual Fund | — | — | — | $5K | <0.1% |